Apollo Senior Floating Rate Fund Inc. AFT
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 0 | 0 % | 07/10/2024 | |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 0 | 0 % | 07/10/2024 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 72773 | 78628 | 0.5 % | 26/01/2024 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 72773 | 78628 | 0.5 % | 26/01/2024 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1323139 | 1330866 | 8.55 % | 23/01/2023 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1323139 | 1330866 | 8.55 % | 23/01/2023 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1630451 | 1637820 | 10.52 % | 10/11/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1630451 | 1637820 | 10.52 % | 10/11/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2445215 | 2452340 | 15.75 % | 24/01/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2445215 | 2452340 | 15.75 % | 24/01/2022 |
| Boaz R. Weinstein | United States | 0 | 710823 | 0 | 710823 | 710823 | 4.6 % | 18/08/2021 |
| Saba Capital Management GP, LLC | Delaware | 0 | 710823 | 0 | 710823 | 710823 | 4.6 % | 18/08/2021 |
| Boaz R. Weinstein | United States | 0 | 710823 | 0 | 710823 | 710823 | 4.6 % | 18/08/2021 |
| Saba Capital Management, L.P. | Delaware | 0 | 710823 | 0 | 710823 | 710823 | 4.6 % | 18/08/2021 |
| Saba Capital Management GP, LLC | Delaware | 0 | 710823 | 0 | 710823 | 710823 | 4.6 % | 18/08/2021 |
| Saba Capital Management, L.P. | Delaware | 0 | 710823 | 0 | 710823 | 710823 | 4.6 % | 18/08/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1911561 | 1922685 | 12.35 % | 29/01/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1911561 | 1922685 | 12.35 % | 29/01/2021 |
| Saba Capital Management GP, LLC | Delaware | 0 | 15617993 | 0 | 1561799 | 1561799 | 10.03 % | 14/12/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 15617991 | 0 | 1561799 | 1561799 | 10.03 % | 14/12/2020 |
| Boaz R. Weinstein | United States | 0 | 15617992 | 0 | 1561799 | 1561799 | 10.03 % | 14/12/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 15617991 | 0 | 1561799 | 1561799 | 10.03 % | 14/12/2020 |
| Boaz R. Weinstein | United States | 0 | 15617992 | 0 | 1561799 | 1561799 | 10.03 % | 14/12/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 15617993 | 0 | 1561799 | 1561799 | 10.03 % | 14/12/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2422551 | 2433525 | 15.63 % | 07/08/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2422551 | 2433525 | 15.63 % | 07/08/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 8841993 | 0 | 884199 | 884199 | 5.7 % | 26/06/2020 |
| Boaz R. Weinstein | United States | 0 | 8841992 | 0 | 884199 | 884199 | 5.7 % | 26/06/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 8841991 | 0 | 884199 | 884199 | 5.7 % | 26/06/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 8841991 | 0 | 884199 | 884199 | 5.7 % | 26/06/2020 |
| Boaz R. Weinstein | United States | 0 | 8841992 | 0 | 884199 | 884199 | 5.7 % | 26/06/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 8841993 | 0 | 884199 | 884199 | 5.7 % | 26/06/2020 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 3293504 | 3305511 | 21.23 % | 12/02/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3171436 | 3182245 | 20.43 % | 11/02/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3171436 | 3182245 | 20.43 % | 11/02/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3201495 | 3212439 | 20.63 % | 11/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3201495 | 3212439 | 20.63 % | 11/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3171991 | 3179171 | 20.41 % | 11/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3171991 | 3179171 | 20.41 % | 11/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2697608 | 2704271 | 17.37 % | 13/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2697608 | 2704271 | 17.37 % | 13/01/2016 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 3026025 | 3026025 | 19.43 % | 11/02/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3108418 | 3108418 | 20.01 % | 11/02/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3108418 | 3108418 | 20.01 % | 11/02/2014 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 3631606 | 3631606 | 23.47 % | 12/02/2013 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3601608 | 3601608 | 23.27 % | 10/12/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3601608 | 3601608 | 23.27 % | 10/12/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2624667 | 2624667 | 17 % | 10/10/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2624667 | 2624667 | 17 % | 10/10/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1698651 | 1698651 | 11 % | 10/08/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1698651 | 1698651 | 11 % | 10/08/2012 |