Applied Genetic Technologies Corporation AGTC
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| Tetragon Financial Management L.P. | Delaware | 0 | 0 | 0 | 10 | 0 | 0 % | 08/12/2022 |
| Tetragon Financial Group Limited | Guernsey | 0 | 0 | 0 | 10 | 0 | 0 % | 08/12/2022 |
| Reade E. Griffith | United Kingdom | 0 | 0 | 0 | 10 | 0 | 0 % | 08/12/2022 |
| Patrick G. G. Dear | United Kingdom | 0 | 0 | 0 | 10 | 0 | 0 % | 08/12/2022 |
| Beryl Capital Partners II LP | Delaware | 0 | 5895563 | 0 | 5895563 | 5895563 | 11 % | 04/11/2022 |
| Beryl Capital Management LLC | Delaware | 0 | 6700000 | 0 | 6700000 | 6700000 | 11 % | 04/11/2022 |
| David A. Witkin | Delaware | 0 | 6700000 | 0 | 6700000 | 6700000 | 11 % | 04/11/2022 |
| Beryl Capital Management LP | Delaware | 0 | 6700000 | 0 | 6700000 | 6700000 | 11 % | 04/11/2022 |
| Portolan Capital Management, LLC | 2218188 | 2218188 | 2218188 | 5.17 % | 15/02/2022 | |||
| InterWest Management Partners VIII, LLC (the General Partner of InterWest Partners VIII, LP) | California | 1404515 | 0 | 1404515 | 0 | 1404515 | 3.3 % | 14/02/2022 |
| InterWest Partners VIII, LP | California | 1404515 | 0 | 1404515 | 0 | 1404515 | 3.3 % | 14/02/2022 |
| Gilbert H. Kliman (a Managing Director of InterWest Management Partners VIII, LLC) | California | 1414515 | 0 | 1414515 | 0 | 1414515 | 3.3 % | 14/02/2022 |
| Jon M. Plexico | U.S.A. | 0 | 0 | 0 | 0 | 0 | 11 % | 11/02/2022 |
| Timothy P. Lynch | U.S.A. | 0 | 0 | 0 | 0 | 0 | 11 % | 11/02/2022 |
| Stonepine Capital, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 11 % | 11/02/2022 |
| Stonepine Capital Management, LLC | California | 0 | 0 | 0 | 0 | 0 | 11 % | 11/02/2022 |
| George McCabe | USA | 1360704 | 0 | 1360704 | 0 | 1360704 | 3.17 % | 11/02/2022 |
| Portolan Capital Management, LLC | Delaware | 1360704 | 0 | 1360704 | 0 | 1360704 | 3.17 % | 11/02/2022 |
| Empery Asset Management, LP | Delaware | 0 | 1966292 | 0 | 0 | 1966292 | 4.39 % | 19/01/2022 |
| Martin D. Hoe | United States | 0 | 1966292 | 0 | 0 | 1966292 | 4.39 % | 19/01/2022 |
| Ryan M. Lane | United States | 278000 | 1966292 | 278000 | 0 | 2244292 | 4.99 % | 19/01/2022 |
| VI, L.P. | Delaware | 0 | 1214457 | 0 | 1214457 | 1214457 | 4.7 % | 12/02/2021 |
| Dougherty | Delaware | 0 | 1214457 | 0 | 1214457 | 1214457 | 4.7 % | 12/02/2021 |
| Associates VI, LLC | Delaware | 0 | 1214457 | 0 | 1214457 | 1214457 | 4.7 % | 12/02/2021 |
| Mumma | Delaware | 0 | 1214457 | 0 | 1214457 | 1214457 | 4.7 % | 12/02/2021 |
| Portolan Capital Management, LLC | Delaware | 1307727 | 0 | 1307727 | 0 | 1307727 | 5.05 % | 12/02/2021 |
| George McCabe | Delaware | 1307727 | 0 | 1307727 | 0 | 1307727 | 5.05 % | 12/02/2021 |
| 30-0447847 | Delaware | 901641 | 0 | 943381 | 0 | 943381 | 3.6 % | 12/02/2021 |
| Gilbert H. Kliman (a Managing Director of InterWest Management Partners VIII, LLC) | California | 1404515 | 0 | 1404515 | 0 | 1404515 | 5.4 % | 12/02/2021 |
| InterWest Management Partners VIII, LLC (the General Partner of InterWest Partners VIII, LP) | California | 1404515 | 0 | 1404515 | 0 | 1404515 | 5.4 % | 12/02/2021 |
| InterWest Partners VIII, LP | California | 1404515 | 0 | 1404515 | 0 | 1404515 | 5.4 % | 12/02/2021 |
| 13-3127734 | Delaware | 1016840 | 0 | 1016840 | 0 | 1016840 | 3.93 % | 10/02/2021 |
| 26-0385758 | Delaware | 1016840 | 0 | 1016840 | 0 | 1016840 | 3.93 % | 10/02/2021 |
| (1) BlackRock, Inc. | Delaware | 1718923 | 0 | 1739403 | 0 | 1739403 | 4.1 % | 10/02/2021 |
| Stichting Aescap 2.0 | Nerlands | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2021 |
| Jon M. Plexico | U.S.A. | 2273876 | 0 | 2273876 | 0 | 2273876 | 11 % | 05/02/2021 |
| Stonepine Capital Management, LLC | California | 2273876 | 0 | 2273876 | 0 | 2273876 | 11 % | 05/02/2021 |
| Stonepine Capital, L.P. | Delaware | 2273876 | 0 | 2273876 | 0 | 2273876 | 11 % | 05/02/2021 |
| Timothy P. Lynch | U.S.A. | 2273876 | 0 | 2273876 | 0 | 2273876 | 11 % | 05/02/2021 |
| (1) BlackRock, Inc. | Delaware | 1711587 | 0 | 1732067 | 0 | 1732067 | 6.7 % | 02/02/2021 |
| Martin D. Hoe | United States | 0 | 1966292 | 0 | 0 | 1966292 | 9.23 % | 02/02/2021 |
| Ryan M. Lane | United States | 0 | 1966292 | 0 | 0 | 1966292 | 9.23 % | 02/02/2021 |
| Empery Asset Management, LP | Delaware | 0 | 1966292 | 0 | 0 | 1966292 | 9.23 % | 02/02/2021 |
| Portolan Capital Management, LLC | Delaware | 1309341 | 0 | 1309341 | 0 | 1309341 | 5.06 % | 28/09/2020 |
| George McCabe | USA | 1309341 | 0 | 1309341 | 0 | 1309341 | 5.06 % | 28/09/2020 |
| Millennium Group Management LLC | 0 | 1511561 | 0 | 1511561 | 1511561 | 5.9 % | 19/06/2020 | |
| Israel A. Englander | 0 | 1511561 | 0 | 1511561 | 1511561 | 5.9 % | 19/06/2020 | |
| Millennium Management LLC | 0 | 1511561 | 0 | 1511561 | 1511561 | 5.9 % | 19/06/2020 | |
| ICS Opportunities, Ltd. | 0 | 396767 | 0 | 396767 | 396767 | 1.5 % | 19/06/2020 | |
| ICS Opportunities II LLC | 0 | 12967 | 0 | 12967 | 12967 | 0.1 % | 19/06/2020 | |
| Integrated Core Strategies (US) LLC | 0 | 1101827 | 0 | 1101827 | 1101827 | 4.3 % | 19/06/2020 | |
| Millennium International Management LP | 0 | 409734 | 0 | 409734 | 409734 | 1.6 % | 19/06/2020 | |
| 26-0385758 | Delaware | 1178840 | 0 | 1210007 | 4333 | 1214340 | 6.67 % | 12/02/2020 |
| 13-3127734 | Delaware | 1178840 | 0 | 1210007 | 4333 | 1214340 | 6.67 % | 12/02/2020 |
| (. | Delaware | 934958 | 0 | 979723 | 0 | 979723 | 5.38 % | 12/02/2020 |
| Inspirational Visions BV | The Netherlands | 24999 | 0 | 24999 | 0 | 24999 | 0.1 % | 27/01/2020 |
| Stichting Aescap 2.0 | The Netherlands | 1780762 | 0 | 1780762 | 0 | 1780762 | 9.8 % | 27/01/2020 |
| Patrick Johan Hendrik Krol | The Netherlands | 1805761 | 0 | 1805761 | 0 | 1805761 | 9.9 % | 27/01/2020 |
| Privium Fund Management B.V. | The Netherlands | 1780762 | 0 | 1780762 | 0 | 1780762 | 9.8 % | 27/01/2020 |
| Privium Fund Management B.V. | The Netherlands | 1861924 | 0 | 1861924 | 0 | 1861924 | 10.2 % | 21/11/2019 |
| Inspirational Visions BV | The Netherlands | 24999 | 0 | 24999 | 0 | 24999 | 0.1 % | 21/11/2019 |
| Stichting Aescap 2.0 | The Netherlands | 1861924 | 0 | 1861924 | 0 | 1861924 | 10.2 % | 21/11/2019 |
| Patrick Johan Hendrik Krol | The Netherlands | 1886923 | 0 | 1886923 | 0 | 1886923 | 10.4 % | 21/11/2019 |
| Privium Fund Management B.V. | The Netherlands | 1323615 | 0 | 1323615 | 0 | 1323615 | 7.3 % | 26/03/2019 |
| Stichting Aescap 2.0 | The Netherlands | 1323615 | 0 | 1323615 | 0 | 1323615 | 7.3 % | 26/03/2019 |
| Patrick Johan Hendrik Krol | The Netherlands | 1323615 | 0 | 1323615 | 0 | 1323615 | 7.3 % | 26/03/2019 |
| (. | Delaware | 876741 | 0 | 911236 | 0 | 911236 | 5.03 % | 08/02/2019 |
| Alta Partners Management VIII, LLC | Delaware | 0 | 0 | 0 | 10 | 0 | 0 % | 31/05/2018 |
| Farah Champsi | U.S.A. | 51896 | 0 | 51896 | 10 | 51896 | 0.3 % | 31/05/2018 |
| Daniel Janney | U.S.A. | 39460 | 0 | 39460 | 10 | 39460 | 0.2 % | 31/05/2018 |
| Guy Nohra | U.S.A. | 15049 | 0 | 15049 | 10 | 15049 | 0.1 % | 31/05/2018 |
| Alta Partners VIII, L.P. | Delaware | 0 | 0 | 0 | 10 | 0 | 0 % | 31/05/2018 |
| (1) BlackRock, Inc. | Delaware | 423939 | 0 | 462642 | 0 | 462642 | 2.6 % | 10/07/2017 |
| LP | States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| Jacob Gottlieb | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| Asset, LLC | States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| Cubist Systematic Strategies, LLC | Delaware | 0 | 3731 | 0 | 0 | 3731 | 4 % | 14/02/2017 |
| Steven A. Cohen | United States | 0 | 3731 | 0 | 0 | 3731 | 4 % | 14/02/2017 |
| Point72 Asset Management, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| (1) BlackRock, Inc. | Delaware | 894242 | 0 | 949011 | 0 | 949011 | 5.3 % | 30/01/2017 |
| 42-1684320 | Delaware | 0 | 246005 | 0 | 0 | 246005 | 1.4 % | 16/02/2016 |
| 00-0000000 | Cayman Islands | 0 | 246005 | 0 | 0 | 246005 | 1.4 % | 16/02/2016 |
| 00-0000000 | Cayman Islands | 0 | 246005 | 0 | 0 | 246005 | 1.4 % | 16/02/2016 |
| Point72 Asset Management, L.P. | Delaware | 0 | 719100 | 0 | 0 | 719100 | 4 % | 16/02/2016 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 719100 | 0 | 0 | 719100 | 4 % | 16/02/2016 |
| EverPoint Asset Management, LLC | Delaware | 0 | 292200 | 0 | 0 | 292200 | 1.6 % | 16/02/2016 |
| Steven A. Cohen | United States | 0 | 1011300 | 0 | 0 | 1011300 | 5.6 % | 16/02/2016 |
| 2 | United States | 0 | 475000 | 0 | 475000 | 475000 | 2.6 % | 12/02/2016 |
| 2 | United States | 0 | 475000 | 0 | 475000 | 475000 | 2.6 % | 12/02/2016 |
| 2 | United States | 0 | 475000 | 0 | 475000 | 475000 | 2.6 % | 12/02/2016 |
| Identification #52-2069785 (formerly 13-2631108) | Delaware | 0 | 0 | 0 | 0 | 677610 | 11 % | 03/02/2016 |
| Biogen MA Inc. 04-3002117 | Delaware | 0 | 1453957 | 0 | 0 | 1453957 | 8.1 % | 20/08/2015 |
| Biogen Inc. 33-0112644 | Delaware | 0 | 1453957 | 0 | 0 | 1453957 | 8.1 % | 20/08/2015 |
| GlaxoSmithKline plc | England and Wales | 1436448 | 0 | 1436448 | 10 | 1436448 | 8.7 % | 24/02/2015 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 978480 | 0 | 0 | 978480 | 6 % | 17/02/2015 |
| Point72 Asset Management, L.P. | Delaware | 0 | 978480 | 0 | 0 | 978480 | 6 % | 17/02/2015 |
| Steven A. Cohen | United States | 0 | 1490183 | 0 | 0 | 1490183 | 9.1 % | 17/02/2015 |
| EverPoint Asset Management, LLC | Delaware | 0 | 511703 | 0 | 0 | 511703 | 3.1 % | 17/02/2015 |
| Ridgeback Capital Investments Ltd. 00-0000000 | Cayman Islands | 0 | 1364941 | 0 | 0 | 1364941 | 8.3 % | 17/02/2015 |
| Ridgeback Capital Investments L.P. 00-0000000 | Cayman Islands | 0 | 1364941 | 0 | 0 | 1364941 | 8.3 % | 17/02/2015 |
| Ridgeback Capital Management LP 42-1684320 | Delaware | 0 | 1364941 | 0 | 0 | 1364941 | 8.3 % | 17/02/2015 |
| EIN # 06-1641145 | ENGLAND AND WALES | 0 | 1114092 | 0 | 1114092 | 1114092 | 6.8 % | 17/02/2015 |
| ASTRAZENECA PLC | ENGLAND AND WALES | 0 | 1114092 | 0 | 1114092 | 1114092 | 6.8 % | 17/02/2015 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 1333564 | 0 | 1333564 | 8.126 % | 13/02/2015 |
| FMR LLC | Delaware | 0 | 0 | 1333564 | 0 | 1333564 | 8.126 % | 13/02/2015 |
| Select Biotechnology Portfolio | Massachusetts | 1124768 | 0 | 0 | 0 | 1124768 | 6.853 % | 13/02/2015 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1333564 | 0 | 1333564 | 8.126 % | 13/02/2015 |
| First Bank System Inc. | California | 1464111 | 0 | 1464111 | 0 | 406127 | 8.95 % | 13/02/2015 |
| Identification #52-2069785 (formerly 13-2631108) | Delaware | 0 | 0 | 0 | 0 | 1080217 | 11 % | 09/02/2015 |
| 2 | Cayman Islands | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.1 % | 30/01/2015 |
| 2 | Cayman Islands | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.1 % | 30/01/2015 |
| 2 | Cayman Islands | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.1 % | 30/01/2015 |
| 2 | Cayman Islands | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.1 % | 30/01/2015 |
| Alta Partners Management VIII, LLC | Delaware | 0 | 1492200 | 0 | 10 | 1492200 | 9.1 % | 19/11/2014 |
| Daniel Janney | U.S.A. | 12436 | 1492200 | 12436 | 10 | 1504636 | 9.2 % | 19/11/2014 |
| Guy Nohra | U.S.A. | 12436 | 1492200 | 12436 | 10 | 1504636 | 9.2 % | 19/11/2014 |
| Alta Partners VIII, L.P. | Delaware | 1492200 | 0 | 1492200 | 10 | 1492200 | 9.1 % | 19/11/2014 |
| Farah Champsi | U.S.A. | 12436 | 1492200 | 12436 | 10 | 1504636 | 9.2 % | 19/11/2014 |
| Steven A. Cohen | United States | 0 | 957834 | 0 | 0 | 957834 | 5.8 % | 07/10/2014 |
| EverPoint Asset Management, LLC | Delaware | 0 | 287834 | 0 | 0 | 287834 | 1.8 % | 07/10/2014 |
| Point72 Asset Management, L.P. | Delaware | 0 | 670000 | 0 | 0 | 670000 | 4.1 % | 07/10/2014 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 670000 | 0 | 0 | 670000 | 4.1 % | 07/10/2014 |
| The Vanguard Group | Delaware | 0 | 1214457 | 0 | 1214457 | 1541628 | 5.14 % | 28/04/2014 |
| Alta Partners VIII, L.P. | Delaware | 2984400 | 0 | 2984400 | 10 | 2984400 | 21.2 % | 11/04/2014 |
| Alta Partners Management VIII, LLC | Delaware | 0 | 2984400 | 0 | 10 | 2984400 | 21.2 % | 11/04/2014 |
| Farah Champsi | U.S.A. | 0 | 2984400 | 0 | 10 | 2984400 | 21.2 % | 11/04/2014 |
| Guy Nohra | U.S.A. | 0 | 2984400 | 0 | 10 | 2984400 | 21.2 % | 11/04/2014 |
| Daniel Janney | U.S.A. | 0 | 2984400 | 0 | 10 | 2984400 | 21.2 % | 11/04/2014 |
| Ridgeback Capital Investments L.P. 00-0000000 | Cayman Islands | 0 | 1082240 | 0 | 0 | 1082240 | 7.7 % | 10/04/2014 |
| Ridgeback Capital Investments Ltd. 00-0000000 | Cayman Islands | 0 | 1082240 | 0 | 0 | 1082240 | 7.7 % | 10/04/2014 |
| Ridgeback Capital Management LP 42-1684320 | Delaware | 0 | 1082240 | 0 | 0 | 1082240 | 7.7 % | 10/04/2014 |