| Caravel Capital Investments, Inc. |
|
0 |
0 |
1629000 |
0 |
1629000 |
9.99 % |
12/02/2024 |
| Hertford Advisors Ltd. |
|
0 |
0 |
1629000 |
0 |
1629000 |
9.99 % |
12/02/2024 |
| Caravel Capital Fund Ltd. |
|
0 |
0 |
1629000 |
0 |
1629000 |
9.99 % |
12/02/2024 |
| Glen Gibbons |
|
0 |
0 |
1629000 |
0 |
1629000 |
9.99 % |
12/02/2024 |
| Hertford Advisors Ltd. |
Cayman Islands |
4500000 |
0 |
4500000 |
0 |
4500000 |
7.07 % |
15/02/2022 |
| MMCAP International Inc. SPC |
|
0 |
4661766 |
0 |
4661766 |
4661766 |
6.89 % |
07/02/2022 |
| MM Asset Management Inc. |
|
0 |
4661766 |
0 |
4661766 |
4661766 |
6.89 % |
07/02/2022 |
| MM Asset Management Inc. |
Ontario, Canada |
0 |
5206063 |
0 |
5206063 |
5206063 |
8.85 % |
10/09/2021 |
| MMCAP International Inc. SPC |
Ontario, Canada |
0 |
5206063 |
0 |
5206063 |
5206063 |
8.85 % |
10/09/2021 |
| Christian Girodet |
Delaware, USA |
0 |
845670 |
0 |
0 |
845670 |
4 % |
09/07/2021 |
| Westworld Financial Capital LLC |
Delaware, USA |
0 |
845670 |
0 |
0 |
845670 |
4 % |
09/07/2021 |
| Christian Girodet |
Delaware, USA |
0 |
1959045 |
0 |
1959045 |
1959045 |
9.6 % |
14/06/2021 |
| Westworld Financial Capital LLC |
Delaware, USA |
0 |
1959045 |
0 |
1959045 |
1959045 |
9.6 % |
14/06/2021 |
| SCHEDULE 13D (AMENDMENT NO. 1) |
|
0 |
2700 |
316065 |
11 |
12 |
14 % |
18/08/2020 |
| MF Ventures, LLC |
Delaware |
0 |
178333 |
0 |
178333 |
178333 |
3.8 % |
12/05/2020 |
| Thaderine D. MacFarlane |
Delaware |
0 |
178333 |
0 |
178333 |
178333 |
3.8 % |
12/05/2020 |
| Victor B. MacFarlane |
Delaware |
0 |
178333 |
0 |
178333 |
178333 |
3.8 % |
12/05/2020 |
| Christopher M. Cunningham |
USA |
216745 |
0 |
216745 |
0 |
216745 |
7.3 % |
26/08/2019 |
| Eric A. Cunningham |
USA |
198804 |
0 |
198804 |
0 |
198804 |
6.7 % |
26/08/2019 |
| Morgan Stanley |
The state of organization is Delaware. |
62652 |
16727 |
0 |
62652 |
79379 |
1.8 % |
10/08/2017 |
| Morgan Stanley Smith Barney LLC |
The state of organization is Delaware. |
0 |
16727 |
0 |
0 |
16727 |
0.4 % |
10/08/2017 |
| Morgan Stanley |
The state of organization is Delaware. |
57998 |
254688 |
0 |
57998 |
312686 |
7.1 % |
27/07/2017 |
| Morgan Stanley Smith Barney LLC |
The state of organization is Delaware. |
0 |
254688 |
0 |
0 |
254688 |
5.8 % |
27/07/2017 |
| 10 |
United States |
0 |
9656379 |
0 |
9656379 |
9656379 |
18.2 % |
31/03/2016 |
| 18.2% 2 |
United States |
0 |
9656379 |
0 |
9656379 |
9656379 |
18.2 % |
31/03/2016 |
| MacFarlane Family Ventures, LLC |
Delaware |
5910137 |
0 |
5910137 |
0 |
5910137 |
12.16 % |
05/02/2016 |
| Sheldon Inwentash |
Citizenship or Place of Organization |
0 |
0 |
0 |
0 |
1051873 |
3.1 % |
02/03/2015 |
| Pinetree Income Partnership |
Citizenship or Place of Organization |
0 |
0 |
0 |
3151664 |
3151664 |
9.1 % |
08/12/2014 |
| Pinetree Capital Ltd. |
Citizenship or Place of Organization |
0 |
0 |
0 |
3151664 |
3151664 |
9.1 % |
08/12/2014 |
| Pinetree Capital Investment Corp. |
Citizenship or Place of Organization |
0 |
0 |
0 |
3151664 |
3151664 |
9.1 % |
08/12/2014 |
| Sheldon Inwentash |
Citizenship or Place of Organization |
0 |
0 |
0 |
3151664 |
4503035 |
13 % |
08/12/2014 |
| Emerald Capital Corp. |
Citizenship or Place of Organization |
0 |
0 |
0 |
3151664 |
3151664 |
9.1 % |
08/12/2014 |
