| (1) BlackRock, Inc. |
Delaware |
5743422 |
0 |
5823077 |
0 |
5823077 |
6.4 % |
08/11/2024 |
| (1) BlackRock, Inc. |
Delaware |
0 |
0 |
5823077 |
0 |
5823077 |
6.4 % |
22/10/2024 |
| Venrock Healthcare Capital Partners EG, L.P. |
Delaware |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| VHCP Management EG, LLC |
Delaware |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| Venrock Healthcare Capital Partners III, L.P. |
Delaware |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| VHCP Co-Investment Holdings III, LLC |
Delaware |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| Koh, Bong |
United States |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| Shah, Nimish |
United States |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| VHCP Management III, LLC |
Delaware |
0 |
5555555 |
0 |
5555555 |
5555555 |
6.5 % |
01/04/2024 |
| Steven Boyd |
Delaware |
0 |
3924000 |
0 |
0 |
3924000 |
5.88 % |
14/02/2024 |
| Armistice Capital, LLC |
Delaware |
0 |
3924000 |
0 |
0 |
3924000 |
5.88 % |
14/02/2024 |
| Joseph Edelman |
Delaware |
0 |
1385720 |
0 |
1385720 |
1385720 |
4.1 % |
16/02/2021 |
| Perceptive Advisors LLC |
Delaware |
0 |
1385720 |
0 |
1385720 |
1385720 |
4.1 % |
16/02/2021 |
| Perceptive Life Sciences Master Fund, Ltd. |
Delaware |
0 |
1385720 |
0 |
1385720 |
1385720 |
4.1 % |
16/02/2021 |
| MonoLine Rx, L.P. |
|
2213314 |
0 |
2213314 |
0 |
2213314 |
11 % |
09/02/2021 |
| MonoSol Rx Genpar, L.P. |
|
87455 |
0 |
87455 |
0 |
87455 |
11 % |
09/02/2021 |
| MonoLine RX II, L.P. |
|
4032907 |
0 |
0 |
0 |
4032907 |
11 % |
09/02/2021 |
| MonoLine Rx III, L.P. |
|
2755541 |
0 |
2755541 |
0 |
2755541 |
11 % |
09/02/2021 |
| MRX Partners, LLC |
|
2249077 |
0 |
0 |
0 |
2249077 |
11 % |
09/02/2021 |
| MonoLine Partners, L.P. |
|
165000 |
0 |
165000 |
0 |
165000 |
11 % |
09/02/2021 |
| Madryn Asset Management, LP |
Delaware |
1530717 |
0 |
1530717 |
0 |
1530717 |
4.2 % |
30/11/2020 |
| Madryn Health Partners, LP |
Delaware |
566366 |
0 |
566366 |
0 |
566366 |
1.5 % |
30/11/2020 |
| Madryn Health Partners (Cayman Master), LP |
Delaware |
964351 |
0 |
964351 |
0 |
964351 |
2.6 % |
30/11/2020 |
| Madryn Health Advisors, LP |
Delaware |
1530717 |
0 |
1530717 |
0 |
1530717 |
4.2 % |
30/11/2020 |
| 10 |
Delaware |
0 |
2250000 |
0 |
2250000 |
2250000 |
7 % |
14/02/2020 |
| 7.0% |
Delaware |
0 |
2250000 |
0 |
2250000 |
2250000 |
7 % |
14/02/2020 |
| 10 |
Delaware |
0 |
2250000 |
0 |
2250000 |
2250000 |
7 % |
14/02/2020 |
| MonoLine Rx III, L.P. |
Texas |
2755541 |
0 |
2755541 |
0 |
2755541 |
11 % |
12/02/2020 |
| MRX Partners, LLC |
Texas |
2249077 |
0 |
2249077 |
0 |
2249077 |
11 % |
12/02/2020 |
| MonoLine Rx, L.P. |
Texas |
2213314 |
0 |
2213314 |
0 |
2213314 |
11 % |
12/02/2020 |
| MonoLine Partners, L.P. |
Texas |
165000 |
0 |
165000 |
0 |
165000 |
11 % |
12/02/2020 |
| MonoSol Rx Genpar, L.P. |
Texas |
87455 |
0 |
87455 |
0 |
87455 |
11 % |
12/02/2020 |
| MonoLine RX II, L.P. |
Texas |
4032907 |
0 |
4032907 |
0 |
4032907 |
11 % |
12/02/2020 |
| Madryn Health Partners (Cayman Master), LP |
Delaware |
907147 |
0 |
907147 |
0 |
907147 |
3.5 % |
09/09/2019 |
| Madryn Health Partners, LP |
Delaware |
521425 |
0 |
521425 |
0 |
521425 |
2 % |
09/09/2019 |
| Madryn Asset Management, LP |
Delaware |
1428572 |
0 |
1428572 |
0 |
1428572 |
5.5 % |
09/09/2019 |
| Madryn Health Advisors, LP |
Delaware |
1428572 |
0 |
1428572 |
0 |
1428572 |
5.5 % |
09/09/2019 |
| 8.5% |
Delaware |
0 |
2113400 |
0 |
2113400 |
2113400 |
8.5 % |
14/02/2019 |
| 10 |
Delaware |
0 |
2113400 |
0 |
2113400 |
2113400 |
8.5 % |
14/02/2019 |
| 10 |
Delaware |
0 |
2113400 |
0 |
2113400 |
2113400 |
8.5 % |
14/02/2019 |