| Warlock Partners, LLC |
|
0 |
1488617 |
0 |
1488617 |
1488617 |
6.3 % |
25/01/2024 |
| Brock Pierce |
|
0 |
1488617 |
0 |
1488617 |
1488617 |
6.3 % |
25/01/2024 |
| Mark E. Strome |
|
1108194 |
0 |
1108194 |
0 |
1108194 |
4.7 % |
25/01/2024 |
| James C. Heckman |
|
288396 |
0 |
288396 |
0 |
288396 |
1.2 % |
25/01/2024 |
| The Roundtable LLC, Series 1111 |
|
0 |
1488617 |
0 |
1488617 |
1488617 |
6.3 % |
25/01/2024 |
| WARLOCK PARTNERS LLC |
PUERTO RICO |
0 |
1792217 |
0 |
1792217 |
1792217 |
9.63 % |
03/05/2023 |
| THE ROUNDTABLE LLC, SERIES 1111 |
PUERTO RICO |
0 |
1792217 |
0 |
1792217 |
1792217 |
9.63 % |
03/05/2023 |
| BROCK PIERCE |
PUERTO RICO |
0 |
1792217 |
0 |
1792217 |
1792217 |
9.63 % |
03/05/2023 |
| B. Riley Asset Management LLC |
United States |
1654698 |
0 |
1654698 |
0 |
1654698 |
9.07 % |
15/02/2023 |
| B.
Riley Securities, Inc. |
|
0 |
968044 |
0 |
10 |
968044 |
5.8 % |
15/02/2022 |
| B. Riley Financial, Inc. |
|
0 |
4401576 |
0 |
10 |
4401576 |
26.2 % |
15/02/2022 |
| Bryant R. Riley |
|
1072438 |
4401576 |
1072438 |
10 |
5474014 |
32.6 % |
15/02/2022 |
| BRF Investments, LLC |
|
0 |
3433532 |
0 |
10 |
3433532 |
20.5 % |
15/02/2022 |
| 180 Degree Capital Corp. |
New York |
0 |
22932170 |
0 |
22932170 |
22932170 |
8.7 % |
05/01/2022 |
| BRF Investments, LLC |
|
0 |
71442983 |
0 |
71442983 |
71442983 |
27 % |
29/10/2021 |
| Bryant R. Riley |
|
0 |
75537691 |
0 |
75537691 |
75537691 |
28.5 % |
29/10/2021 |
| B. Riley Principal Investments, LLC |
|
0 |
4094708 |
0 |
4094708 |
4094708 |
1.5 % |
29/10/2021 |
| B. Riley Financial, Inc. |
|
0 |
75537691 |
0 |
75537691 |
75537691 |
28.5 % |
29/10/2021 |
| 04-3552202 |
Delaware |
15000000 |
0 |
15000000 |
0 |
15000000 |
5.7 % |
07/09/2021 |
| 83-2659646 |
Delaware |
0 |
0 |
0 |
0 |
15000000 |
5.7 % |
07/09/2021 |
| TCS CAPITAL MANAGEMENT, LLC |
|
0 |
0 |
0 |
20714286 |
20714286 |
9 % |
09/07/2021 |
| ERIC SEMLER |
|
0 |
0 |
16549 |
20714286 |
20730835 |
9 % |
09/07/2021 |
| Mark E. Strome |
United States of America |
11528853 |
0 |
11528853 |
0 |
11528853 |
4.99 % |
11/01/2021 |
| 180 Degree Capital Corp. |
|
0 |
22932170 |
0 |
11 |
22932170 |
9.8 % |
07/01/2021 |
| Bryant
R. Riley |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| BR
Dialectic Capital Management, LLC |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| B.
Riley Capital Management, LLC |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| B.
Riley Principal Investments, LLC |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| BRC
Partners Opportunities Fund, LP |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| B.
Riley Financial, Inc. |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| BRC
Partners Management GP, LLC |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| Dialectic
Antithesis Partners, LP |
OR PLACE OF ORGANIZATION |
0 |
2119515 |
0 |
10 |
2119515 |
4.99 % |
27/11/2020 |
| 180 Degree Capital Corp. |
New York |
0 |
4000000 |
0 |
10 |
4000000 |
9.3 % |
31/08/2020 |
| Mark E. Strome |
|
5985268 |
0 |
5985268 |
0 |
5985268 |
15.6 % |
12/02/2020 |
| Strome Mezzanine Fund, LP |
Delaware |
5884763 |
0 |
5884763 |
0 |
5884763 |
18.1 % |
04/10/2018 |
| Mark E. Strome |
Delaware |
5985268 |
0 |
5985268 |
0 |
5985268 |
18.4 % |
04/10/2018 |
| Mark E. Strome |
United States of America |
4471739 |
1500000 |
4471739 |
1500000 |
5971739 |
19.4 % |
26/06/2018 |
| ( Gottlieb Jay |
USA |
928219 |
0 |
928219 |
0 |
928219 |
9.99 % |
08/02/2016 |
| M. Stephen Walker Trust |
Florida |
1199934 |
0 |
1199934 |
10 |
1199934 |
16.1 % |
17/06/2008 |
| Martin Stephen Walker |
United States |
1224761 |
0 |
1224761 |
10 |
1224761 |
16.4 % |
17/06/2008 |
| Christopher A. Marlett |
United States |
1655082 |
0 |
1655082 |
10 |
1655082 |
22.1 % |
17/06/2008 |
| Christopher A. Marlett Living Trust |
California |
827541 |
0 |
827541 |
10 |
827541 |
11.1 % |
17/06/2008 |
| EJ FINANCIAL INVESTMENTS V, L.P. |
DELAWARE |
1039792 |
0 |
1039792 |
0 |
1039792 |
30.93 % |
14/02/1997 |
| John N. Kapoor |
USA |
1039792 |
0 |
1039792 |
0 |
1039792 |
30.93 % |
14/02/1997 |
| EJ FINANCIAL INVESTMENTS V, L.P. |
DELAWARE |
1039792 |
0 |
1039792 |
0 |
1039792 |
30.93 % |
14/02/1997 |
| John N. Kapoor |
USA |
1039792 |
0 |
1039792 |
0 |
1039792 |
30.93 % |
14/02/1997 |