| CVI Investments, Inc. |
Cayman Islands |
0 |
2608695 |
0 |
2608695 |
2608695 |
8.5 % |
16/09/2024 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
2608695 |
0 |
2608695 |
2608695 |
8.5 % |
16/09/2024 |
| Lynwood Opportunities Master Fund |
Cayman Islands |
870000 |
0 |
870000 |
0 |
870000 |
5.6 % |
01/08/2022 |
| Private Capital Inc. |
Nova Scotia, Canada |
46500 |
0 |
46500 |
0 |
46500 |
5.1 % |
25/04/2022 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
600000 |
0 |
600000 |
600000 |
3.6 % |
14/02/2022 |
| Heights Capital Management, Inc. |
Delaware |
0 |
600000 |
0 |
600000 |
600000 |
3.6 % |
14/02/2022 |
| Altium Capital Management, LP |
Delaware, United States of America |
0 |
900000 |
0 |
0 |
900000 |
4.7 % |
11/02/2022 |
| Altium Growth GP, LLC |
Delaware, United States of America |
0 |
900000 |
0 |
0 |
900000 |
4.7 % |
11/02/2022 |
| Altium Growth Fund, LP |
Delaware, United States of America |
0 |
900000 |
0 |
0 |
900000 |
4.7 % |
11/02/2022 |
| Lind Global Macro Fund, LP |
Delaware |
36650 |
0 |
36650 |
0 |
36650 |
0.2 % |
11/02/2022 |
| Jeff Easton |
United States |
36650 |
0 |
36650 |
0 |
36650 |
0.2 % |
11/02/2022 |
| Lind Global Partners LLC |
Delaware |
36650 |
0 |
36650 |
0 |
36650 |
0.2 % |
11/02/2022 |
| Ryan M. Lane |
Delaware |
0 |
500000 |
0 |
0 |
500000 |
2.52 % |
20/01/2022 |
| Empery Asset Management, LP |
Delaware |
0 |
500000 |
0 |
0 |
500000 |
2.52 % |
20/01/2022 |
| Martin D. Hoe |
Delaware |
0 |
500000 |
0 |
0 |
500000 |
2.52 % |
20/01/2022 |
| Ault Global Holdings, Inc. |
DELAWARE |
715000 |
0 |
715000 |
0 |
715000 |
4.67 % |
20/09/2021 |
| Harrison & Partners Inc. |
Ontario Canada |
959870 |
0 |
959870 |
0 |
959870 |
6.23 % |
13/09/2021 |
| Marc Lustig |
Canada |
0 |
1530000 |
0 |
1530000 |
1530000 |
10 % |
07/09/2021 |
| Lynwood Opportunities Master Fund |
Cayman Islands |
880000 |
0 |
880000 |
0 |
880000 |
5.8 % |
17/08/2021 |
| Ben Shapiro |
Cayman Islands |
880000 |
0 |
880000 |
0 |
880000 |
5.8 % |
17/08/2021 |
| Lynwood Capital Management Inc. |
Cayman Islands |
880000 |
0 |
880000 |
0 |
880000 |
5.8 % |
17/08/2021 |
| L5
Capital Inc. |
OR PLACE OF ORGANIZATION |
0 |
0 |
0 |
0 |
1530000 |
10 % |
04/08/2021 |
| Marc
Lustig |
OR PLACE OF ORGANIZATION |
0 |
1530000 |
0 |
1530000 |
1530000 |
10 % |
04/08/2021 |
| Marc
Lustig |
British Columbia Canada |
0 |
725000 |
0 |
725000 |
725000 |
5.01 % |
28/06/2021 |
| L5
Capital Inc. |
British Columbia Canada |
0 |
0 |
0 |
0 |
725000 |
5.01 % |
28/06/2021 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
600000 |
0 |
600000 |
600000 |
5 % |
14/06/2021 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
600000 |
0 |
600000 |
600000 |
5 % |
14/06/2021 |
| Altium Growth Fund, LP |
Delaware, United States of America |
0 |
500000 |
0 |
0 |
500000 |
8.9 % |
08/03/2021 |
| Altium Growth GP, LLC |
Delaware, United States of America |
0 |
500000 |
0 |
0 |
500000 |
8.9 % |
08/03/2021 |
| Altium Capital Management, LP |
Delaware, United States of America |
0 |
500000 |
0 |
0 |
500000 |
8.9 % |
08/03/2021 |
| L1 Capital Global Opportunities Master Fund Ltd. |
Cayman Islands |
1000000 |
0 |
0 |
0 |
1000000 |
16.3 % |
05/03/2021 |
| Empery Asset Management, LP |
Delaware |
0 |
511403 |
0 |
0 |
511403 |
8.89 % |
02/03/2021 |
| Martin D. Hoe |
United States |
0 |
511403 |
0 |
0 |
511403 |
8.89 % |
02/03/2021 |
| Ryan M. Lane |
United States |
0 |
511403 |
0 |
0 |
511403 |
8.89 % |
02/03/2021 |
| Lind Global Partners LLC |
Delaware |
562600 |
0 |
562600 |
0 |
562600 |
9.9 % |
26/02/2021 |
| Lind Global Macro Fund, LP |
Delaware |
562600 |
0 |
562600 |
0 |
562600 |
9.9 % |
26/02/2021 |
| Jeff Easton |
Delaware |
562600 |
0 |
562600 |
0 |
562600 |
9.9 % |
26/02/2021 |
| District 2 Capital LP |
Delaware |
0 |
0 |
0 |
277500 |
277500 |
4.9 % |
26/02/2021 |
| District 2 Holdings LLC |
Delaware |
0 |
0 |
0 |
277500 |
277500 |
4.9 % |
26/02/2021 |
| Michael Bigger |
Delaware |
0 |
0 |
0 |
555000 |
555000 |
9.8 % |
26/02/2021 |
| Bigger Capital Fund, LP |
Delaware |
0 |
0 |
0 |
277500 |
277500 |
4.9 % |
26/02/2021 |
| Bigger Capital Fund GP, LLC |
Delaware |
0 |
0 |
0 |
277500 |
277500 |
4.9 % |
26/02/2021 |
| District 2 Capital Fund LP |
Delaware |
0 |
0 |
0 |
277500 |
277500 |
4.9 % |
26/02/2021 |
| District 2 GP LLC |
Delaware |
0 |
0 |
0 |
277500 |
277500 |
4.9 % |
26/02/2021 |