ClearBridge MLP and Midstream Fund Inc CEM
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| HPS Investment Partners, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/11/2024 |
| The Guardian Life Insurance Company of America | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 14/11/2024 |
| Morgan Stanley | Delaware. | 0 | 0 | 624737 | 624737 | 4.7 % | 12/02/2024 | |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 624737 | 624737 | 4.7 % | 12/02/2024 | |
| Guardian Life Insurance Company of America | New York | 200000 | 0 | 200000 | 0 | 200000 | 12.2 % | 10/04/2023 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 685874 | 685874 | 5.1 % | 08/02/2023 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 685874 | 685874 | 5.1 % | 08/02/2023 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 681431 | 681431 | 5 % | 09/02/2022 |
| Morgan Stanley | Delaware. | 0 | 3568 | 0 | 684999 | 684999 | 5 % | 09/02/2022 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 538827 | 538827 | 3.9 % | 09/12/2020 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 538827 | 538827 | 3.9 % | 09/12/2020 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 5485606 | 5485606 | 7.8 % | 12/02/2020 |
| Morgan Stanley | Delaware. | 0 | 100 | 0 | 5485706 | 5485706 | 7.8 % | 12/02/2020 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 3844 | 0 | 5012940 | 5012940 | 7.1 % | 13/02/2019 |
| Morgan Stanley | Delaware. | 0 | 3844 | 0 | 5012940 | 5012940 | 7.1 % | 13/02/2019 |
| Morgan Stanley | Delaware. | 0 | 6924963 | 0 | 4766847 | 7230756 | 10.3 % | 12/02/2018 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 6924963 | 0 | 4766847 | 7230756 | 10.3 % | 12/02/2018 |
| Morgan Stanley | The state of organization is Delaware. | 618 | 6743568 | 0 | 4565619 | 7060809 | 10 % | 08/06/2017 |
| Morgan Stanley Smith Barney LLC | The state of organization is Delaware. | 0 | 6743568 | 0 | 4565001 | 7060191 | 10 % | 08/06/2017 |
| Morgan Stanley Smith Barney LLC #264310844 | organization is Delaware | 4458366 | 2102784 | 0 | 4946411 | 7049194 | 10.2 % | 17/02/2015 |
| Morgan Stanley #363145972 | organization is Delaware | 4461233 | 2102784 | 0 | 4949278 | 7052061 | 10.2 % | 17/02/2015 |
| The Guardian Life Insurance Company of America | New York | 150 | 150 | 150 | 35.7 % | 12/02/2015 | ||
| ATHENE ANNUITY AND LIFE COMPANY | 40 | 9.5 % | 29/01/2015 | |||||
| APOLLO MANAGEMENT HOLDINGS GP, LLC | 40 | 9.5 % | 29/01/2015 | |||||
| APOLLO CAPITAL MANAGEMENT GP, LLC | 40 | 9.5 % | 29/01/2015 | |||||
| ATHENE USA CORPORATION | 40 | 9.5 % | 29/01/2015 | |||||
| ATHENE ASSET MANAGEMENT, L.P. | 40 | 9.5 % | 29/01/2015 | |||||
| AAM GP LTD. | 40 | 9.5 % | 29/01/2015 | |||||
| ATHENE ANNUITY & LIFE ASSURANCE COMPANY | 40 | 9.5 % | 29/01/2015 | |||||
| ATHENE HOLDING LTD. | 40 | 9.5 % | 29/01/2015 | |||||
| Apollo Life Asset Ltd. | 40 | 9.5 % | 29/01/2015 | |||||
| APOLLO CAPITAL MANAGEMENT, L.P. | 40 | 9.5 % | 29/01/2015 | |||||
| APOLLO MANAGEMENT HOLDINGS, L.P. | 40 | 9.5 % | 29/01/2015 | |||||
| Sun Life Financial Inc. | Canada | 150 | 0 | 150 | 0 | 150 | 78.95 % | 15/01/2015 |
| Morgan Stanley Smith Barney LLC | The state of organization is Delaware. | 4494837 | 1951522 | 6941307 | 0 | 6941307 | 10 % | 10/07/2014 |
| Morgan Stanley | The state of organization is Delaware. | 4496313 | 1951522 | 6942783 | 0 | 6942783 | 10.1 % | 10/07/2014 |
| Morgan Stanley Smith Barney LLC | The state of organization is Delaware. | 4078287 | 1637928 | 6044677 | 0 | 6044677 | 8.8 % | 10/02/2014 |
| Morgan Stanley | The state of organization is Delaware. | 4080215 | 1637928 | 6046605 | 0 | 6046605 | 8.8 % | 10/02/2014 |