Conformis, Inc. CFMS
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| Wasatch Advisors LP 87-0319391 | 588299 | 0 | 588299 | 0 | 588299 | 7.8 % | 09/02/2023 | |
| Wasatch Advisors, Inc. 87-0319391 | 20030298 | 0 | 20030298 | 0 | 20030298 | 10.8 % | 07/04/2022 | |
| Steven Boyd | Delaware | 0 | 12000000 | 0 | 12000000 | 12000000 | 6.1 % | 14/02/2022 |
| Armistice Capital, LLC | Delaware | 0 | 12000000 | 0 | 12000000 | 12000000 | 6.1 % | 14/02/2022 |
| Jon M. Plexico | U.S.A. | 14768823 | 0 | 14768823 | 0 | 14768823 | 11 % | 11/02/2022 |
| Stonepine Capital Management, LLC | California | 14768823 | 0 | 14768823 | 0 | 14768823 | 11 % | 11/02/2022 |
| Timothy P. Lynch | U.S.A. | 14768823 | 0 | 14768823 | 0 | 14768823 | 11 % | 11/02/2022 |
| Stonepine Capital, L.P. | Delaware | 14768823 | 0 | 14768823 | 0 | 14768823 | 11 % | 11/02/2022 |
| Wasatch Advisors, Inc. 87-0319391 | 18252244 | 0 | 18252244 | 0 | 18252244 | 9.8 % | 11/02/2022 | |
| 26-0385758 | Delaware | 4921045 | 0 | 6038901 | 0 | 6038901 | 3.25 % | 10/02/2022 |
| 13-3127734 | Delaware | 4921045 | 0 | 6038901 | 0 | 6038901 | 3.25 % | 10/02/2022 |
| ARK Investment Management LLC | 12681400 | 0 | 12681400 | 0 | 12681400 | 6.81 % | 09/02/2022 | |
| Stonepine Capital Management, LLC | U.S.A. | 9161871 | 0 | 9161871 | 0 | 9 | 5 % | 14/06/2021 |
| Steven Boyd | Delaware | 0 | 9538357 | 0 | 9538357 | 9538357 | 9.99 % | 16/02/2021 |
| Armistice Capital, LLC | Delaware | 0 | 9538357 | 0 | 9538357 | 9538357 | 9.99 % | 16/02/2021 |
| 13-3127734 | Delaware | 5519658 | 0 | 5882971 | 0 | 5882971 | 6.85 % | 11/02/2021 |
| 26-0385758 | Delaware | 5519658 | 0 | 5882971 | 0 | 5882971 | 6.85 % | 11/02/2021 |
| Armistice Capital, LLC | Delaware | 0 | 8746502 | 0 | 8746502 | 8746502 | 9.99 % | 05/10/2020 |
| Steven Boyd | Delaware | 0 | 8746502 | 0 | 8746502 | 8746502 | 9.99 % | 05/10/2020 |
| Armistice Capital Master Fund Ltd. | Delaware | 0 | 8746502 | 0 | 8746502 | 8746502 | 9.99 % | 05/10/2020 |
| (1) BlackRock, Inc. | Delaware | 1174626 | 0 | 1174626 | 0 | 1174626 | 1.6 % | 10/07/2020 |
| Constantinos Christofilis | Washington | 0 | 4355666 | 0 | 4355666 | 4355666 | 6.34 % | 13/02/2020 |
| Archon Capital Management LLC | Washington | 0 | 4355666 | 0 | 4355666 | 4355666 | 6.34 % | 13/02/2020 |
| 13-3127734 | Delaware | 4959376 | 0 | 4959376 | 0 | 4959376 | 7.22 % | 13/02/2020 |
| 26-0385758 | Delaware | 4959376 | 0 | 4959376 | 0 | 4959376 | 7.22 % | 13/02/2020 |
| (1) BlackRock, Inc. | Delaware | 4347090 | 0 | 4390480 | 0 | 4390480 | 6.4 % | 07/02/2020 |
| Archon Capital Management LLC | Delaware | 0 | 4389760 | 0 | 4389760 | 4389760 | 6.39 % | 15/10/2019 |
| Strategos Fund, L.P. | Delaware | 0 | 3143350 | 0 | 3143350 | 3143350 | 4.58 % | 15/10/2019 |
| Constantinos Christofilis | Delaware | 0 | 4389760 | 0 | 4389760 | 4389760 | 6.39 % | 15/10/2019 |
| of 6 | Cayman Islands | 1394639 | 0 | 1394639 | 0 | 1394639 | 2.1 % | 29/03/2019 |
| of 6 | Cayman Islands | 1886937 | 0 | 1886937 | 0 | 1886937 | 2.8 % | 29/03/2019 |
| 13-3127734 | Delaware | 3278946 | 0 | 3278946 | 377300 | 3656246 | 5.6 % | 12/02/2019 |
| 26-0385758 | Delaware | 3278946 | 0 | 3278946 | 377300 | 3656246 | 5.6 % | 12/02/2019 |
| of 6 | Switzerland | 1912277 | 0 | 1912277 | 0 | 1912277 | 3 % | 01/02/2019 |
| of 6 | Switzerland | 1480349 | 0 | 1480349 | 0 | 1480349 | 2.3 % | 01/02/2019 |
| Archon Capital Management LLC | Washington | 0 | 7610455 | 0 | 7610455 | 7610455 | 12.02 % | 20/12/2018 |
| Strategos Fund, L.P. | Washington | 0 | 5090996 | 0 | 5090996 | 5090996 | 8.04 % | 20/12/2018 |
| Constantinos Christofilis | Washington | 0 | 7610455 | 0 | 7610455 | 7610455 | 12.02 % | 20/12/2018 |
| Strategos Fund, L.P. | Washington | 0 | 3145500 | 0 | 3145500 | 3145500 | 5.16 % | 09/07/2018 |
| Constantinos Christofilis | Washington | 0 | 4704081 | 0 | 4704081 | 4704081 | 7.72 % | 09/07/2018 |
| Archon Capital Management LLC | Washington | 0 | 4704081 | 0 | 4704081 | 4704081 | 7.72 % | 09/07/2018 |
| of 6 | Cayman Islands | 1480349 | 0 | 1480349 | 0 | 1480349 | 3.3 % | 14/02/2018 |
| of 6 | Cayman Islands | 1912277 | 0 | 1912277 | 0 | 1912277 | 4.2 % | 14/02/2018 |
| Talbot Investments Limited (“Talbot”) | Citizenship or Place of Organization | 0 | 2414169 | 0 | 2414169 | 2414169 | 4.1 % | 09/02/2018 |
| Kung Yan Sum (“Kung”) | Citizenship or Place of Organization | 0 | 2414169 | 0 | 2414169 | 2414169 | 4.1 % | 09/02/2018 |
| Liu Yuan Chun (“Liu”) | Citizenship or Place of Organization | 0 | 2414169 | 0 | 2414169 | 2414169 | 4.1 % | 09/02/2018 |
| Kam Por Chan (“Chan”) | Citizenship or Place of Organization | 0 | 2414169 | 0 | 2414169 | 2414169 | 4.1 % | 09/02/2018 |
| Stonepine Capital, L.P. | Delaware | 3357803 | 0 | 3357803 | 0 | 3357803 | 11 % | 09/02/2018 |
| Timothy P. Lynch | U.S.A. | 3357803 | 0 | 3357803 | 0 | 3357803 | 11 % | 09/02/2018 |
| Stonepine Capital Management, LLC | California | 3357803 | 0 | 3357803 | 0 | 3357803 | 11 % | 09/02/2018 |
| Jon M. Plexico | U.S.A. | 3357803 | 0 | 3357803 | 0 | 3357803 | 11 % | 09/02/2018 |
| (1) BlackRock, Inc. | Delaware | 2258063 | 0 | 2303741 | 0 | 2303741 | 3.9 % | 09/02/2018 |
| (1) BlackRock, Inc. | Delaware | 2287042 | 0 | 2337183 | 0 | 2337183 | 5.2 % | 01/02/2018 |
| Page 3 of 6 | Cayman Islands | 1912277 | 0 | 1912277 | 0 | 1912277 | 4.4 % | 12/04/2017 |
| Page 2 of 6 | Cayman Islands | 1480349 | 0 | 1480349 | 0 | 1480349 | 3.4 % | 12/04/2017 |
| Talbot Investments Limited (“Talbot”) | Citizenship or Place of Organization | 0 | 2571350 | 0 | 2571350 | 2571350 | 6 % | 13/02/2017 |
| Kung Yan Sum (“Kung”) | Citizenship or Place of Organization | 0 | 2571350 | 0 | 2571350 | 2571350 | 6 % | 13/02/2017 |
| Liu Yuan Chun (“Liu”) | Citizenship or Place of Organization | 0 | 2571350 | 0 | 2571350 | 2571350 | 6 % | 13/02/2017 |
| Kam Por Chan (“Chan) | Citizenship or Place of Organization | 0 | 2571350 | 0 | 2571350 | 2571350 | 6 % | 13/02/2017 |
| Milestone Management Limited (“Milestone”) | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2017 |
| Kam Por Chan (“Chan) | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2017 |
| Veron International Ltd. | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2017 |
| Wellington Management Group LLP | Massachusetts | 0 | 4803307 | 0 | 0 | 5511995 | 12.85 % | 09/02/2017 |
| Wellington Management Company LLP | Massachusetts | 0 | 4747664 | 0 | 0 | 5190781 | 12.1 % | 09/02/2017 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 4803307 | 0 | 0 | 5511995 | 12.85 % | 09/02/2017 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 4803307 | 0 | 0 | 5511995 | 12.85 % | 09/02/2017 |
| Liu Yuan Chun (“Liu”) | Hong Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7 % | 21/07/2016 |
| Kung Yan Sum (“Kung”) | Hong Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7 % | 21/07/2016 |
| Talbot Investments Limited (“Talbot”) | Hong Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7 % | 21/07/2016 |
| Kam Por Chan (“Chan) | Hong Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7 % | 21/07/2016 |
| Sunny Kwong Yeung (“Yeung”) | Hong Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7 % | 21/07/2016 |
| Baron Capital Group, Inc.000000000 | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 10/06/2016 |
| BAMCO INC /NY/000000000 | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 10/06/2016 |
| Ronald Baron000000000 | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 10/06/2016 |
| Baron Capital Management, Inc.000000000 | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 10/06/2016 |
| Tasik Temenggor Investments (Cayman Islands) Limited | Cayman Islands | 0 | 2385669 | 0 | 2385669 | 2385669 | 5.7 % | 25/03/2016 |
| Management Limited (“Milestone”) | Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7.2 % | 17/03/2016 |
| Kwong | Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7.2 % | 17/03/2016 |
| Por Chan (“Chan) | Kong | 0 | 2942177 | 0 | 2942177 | 2942177 | 7.2 % | 17/03/2016 |
| International Ltd. | Virgin Islands | 0 | 2942177 | 0 | 2942177 | 2942177 | 7.2 % | 17/03/2016 |
| Ronald Baron000000000 | New York | 0 | 2802327 | 0 | 2963446 | 2963446 | 7.28 % | 16/02/2016 |
| BAMCO INC /NY/000000000 | New York | 0 | 2671719 | 0 | 2832838 | 2832838 | 6.96 % | 16/02/2016 |
| Baron Capital Group, Inc.000000000 | New York | 0 | 2802327 | 0 | 2963446 | 2963446 | 7.28 % | 16/02/2016 |
| Baron Capital Management, Inc.000000000 | New York | 0 | 130608 | 0 | 130608 | 130608 | 0.32 % | 16/02/2016 |
| of 6 | Cayman Islands | 2203942 | 0 | 2203942 | 0 | 2203942 | 5.4 % | 12/02/2016 |
| of 6 | Cayman Islands | 1670971 | 0 | 1670971 | 0 | 1670971 | 4.1 % | 12/02/2016 |
| Wellington Management Company LLP | Massachusetts | 0 | 2911974 | 0 | 0 | 3113807 | 7.65 % | 11/02/2016 |
| Wellington Management Group LLP | Massachusetts | 0 | 2951274 | 0 | 0 | 3281075 | 8.06 % | 11/02/2016 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 2951274 | 0 | 0 | 3281075 | 8.06 % | 11/02/2016 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 2951274 | 0 | 0 | 3281075 | 8.06 % | 11/02/2016 |
| Abu Dhabi Investment Authority | The Emirate of Abu Dhabi, United Arab Emirates | 0 | 3125000 | 0 | 0 | 3125000 | 7.7 % | 10/02/2016 |
| Procific | Cayman Islands, British West Indies | 0 | 3125000 | 0 | 0 | 3125000 | 7.7 % | 10/02/2016 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 4675385 | 0 | 0 | 5279789 | 12.97 % | 10/02/2016 |
| Wellington Management Group LLP | Massachusetts | 0 | 4675385 | 0 | 0 | 5279789 | 12.97 % | 10/02/2016 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 4675385 | 0 | 0 | 5279789 | 12.97 % | 10/02/2016 |
| Wellington Management Company LLP | Massachusetts | 0 | 4620085 | 0 | 0 | 4995037 | 12.27 % | 10/02/2016 |
| Wellington Management Group LLP | Massachusetts | 0 | 2951274 | 0 | 0 | 3281075 | 8.06 % | 09/02/2016 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 2951274 | 0 | 0 | 3281075 | 8.06 % | 09/02/2016 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 2951274 | 0 | 0 | 3281075 | 8.06 % | 09/02/2016 |
| Wellington Management Company LLP | Massachusetts | 0 | 2911974 | 0 | 0 | 3113807 | 7.65 % | 09/02/2016 |