| Nikko Asset Management Americas, Inc. |
USA |
0 |
5851942 |
0 |
6998382 |
6998382 |
8.34 % |
14/02/2022 |
| ARK Investment Management LLC |
|
8879327 |
210870 |
9222415 |
0 |
9222415 |
10.99 % |
09/02/2022 |
| (“SMTH”) |
Japan |
0 |
6998382 |
0 |
6998382 |
6998382 |
8.33 % |
04/02/2022 |
| BRISTOL-MYERS SQUIBB COMPANY |
Delaware, U.S.A. |
4757058 |
0 |
4757058 |
0 |
4757058 |
5.5 % |
19/11/2021 |
| ARK Investment Management LLC |
Delaware, United States |
16714552 |
219844 |
17083306 |
0 |
17083306 |
20.62 % |
16/02/2021 |
| Nikko Asset Management Co., Ltd. (“NAM”) |
Japan |
0 |
7028228 |
0 |
7028228 |
7028228 |
8.48 % |
05/02/2021 |
| (“SMTH”) |
Japan |
0 |
702822 |
0 |
7028228 |
7028228 |
8.48 % |
05/02/2021 |
| ARK Investment Management LLC |
Delaware, United States |
8740866 |
91315 |
8975310 |
0 |
8975310 |
14.49 % |
14/02/2020 |
| Nikko Asset Management Americas, Inc. |
USA |
0 |
6168753 |
0 |
8149982 |
8149982 |
13.15 % |
12/02/2020 |
| Nikko Asset Management Co., Ltd. (“NAM”) |
Japan |
0 |
8149982 |
0 |
8149982 |
8149982 |
13.15 % |
12/02/2020 |
| (“SMTH”) |
Japan |
0 |
8149982 |
0 |
8149982 |
8149982 |
13.15 % |
12/02/2020 |
| Sumitomo Mitsui Trust Holdings, Inc. (“SMTH”) |
Japan |
0 |
7319568 |
0 |
0 |
7319568 |
11.81 % |
09/09/2019 |
| Nikko Asset Management Co., Ltd. (“NAM”) |
Japan |
0 |
7319568 |
0 |
0 |
7319568 |
11.81 % |
09/09/2019 |
| Nikko Asset Management Americas, Inc. |
USA |
0 |
5323569 |
0 |
7319568 |
7319568 |
11.81 % |
06/09/2019 |
| ARK Investment Management LLC |
Delaware, United States |
6906103 |
56726 |
6906103 |
199855 |
7105958 |
12.44 % |
14/02/2019 |
| Raging Capital Management, LLC |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2019 |
| William C. Martin |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2019 |
| Raging Capital Management, LLC |
DELAWARE |
0 |
0 |
0 |
3669955 |
3669955 |
7.2 % |
14/02/2018 |
| William C. Martin |
DELAWARE |
0 |
0 |
11400 |
3669955 |
3681355 |
7.2 % |
14/02/2018 |
| Martin S. Gerstel |
United States |
2125223 |
500000 |
2125223 |
0 |
2625223 |
5.06 % |
01/02/2017 |
| Martin S. Gerstel |
United States |
2041268 |
500000 |
2041268 |
0 |
2541268 |
4.99 % |
27/02/2015 |
| Martin S. Gerstel |
United States |
1994396 |
500000 |
1994396 |
0 |
2494396 |
6 % |
14/02/2014 |
| 01-0846058 |
DE |
1269395 |
0 |
1273245 |
0 |
1273245 |
3.55 % |
14/02/2013 |
| Morgan Stanley Smith Barney LLC |
The state of organization is Delaware. |
13 |
17600 |
0 |
13 |
544573 |
1.5 % |
09/08/2012 |
| Morgan Stanley |
The state of organization is Delaware. |
13 |
17600 |
0 |
13 |
544573 |
1.5 % |
09/08/2012 |
| Martin S. Gerstel |
United States |
1689181 |
550000 |
1689181 |
0 |
2239181 |
6.4 % |
12/03/2012 |
| 01-0846058 |
DE |
1734496 |
0 |
2211586 |
0 |
2211586 |
6.45 % |
14/02/2012 |
| Morgan Stanley |
organization is Delaware |
1505000 |
7300 |
1912327 |
0 |
1912327 |
5.5 % |
10/02/2012 |
| Morgan Stanley Smith Barney LLC |
organization is Delaware |
1505000 |
7300 |
1912327 |
0 |
1912327 |
5.5 % |
10/02/2012 |
| Morgan Stanley Smith Barney LLC |
organization is Delaware |
1323578 |
2500 |
1755355 |
0 |
1755355 |
5.3 % |
14/02/2011 |
| Morgan Stanley |
organization is Delaware |
1323578 |
2500 |
1755355 |
0 |
1755355 |
5.3 % |
14/02/2011 |
| Martin S. Gerstel |
United States |
1470424 |
550000 |
1470424 |
10 |
2020424 |
6.07 % |
26/05/2010 |
| Citigroup Inc. |
New York |
0 |
5200 |
0 |
5200 |
5200 |
0 % |
12/02/2010 |
| Citigroup Global Markets Inc. |
New York |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2010 |
| Citigroup Global Markets Holdings Inc. |
New York |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2010 |
| Citigroup Financial Products Inc. |
New York |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2010 |
| 01-0846058 |
DE |
2088262 |
0 |
2833047 |
0 |
2833047 |
9.8 % |
12/02/2010 |
| Morgan Stanley Smith Barney LLC |
organization is Delaware |
1543570 |
1500 |
2133966 |
0 |
2133966 |
6.5 % |
12/02/2010 |
| Morgan Stanley |
organization is Delaware |
1543570 |
1500 |
2133966 |
0 |
2133966 |
6.5 % |
12/02/2010 |
| 01-0846058 |
DE |
1708001 |
0 |
2378291 |
0 |
2378291 |
8.35 % |
13/02/2009 |
| 01-0846058 |
DE |
2576280 |
0 |
3511800 |
0 |
2378291 |
12.32 % |
10/02/2009 |
| 01-0846058 |
DE |
1708001 |
0 |
2378291 |
0 |
2378291 |
8.35 % |
10/02/2009 |
| Apax Europe IV GP Co. Limited |
Guernsey, Channel Islands |
0 |
1384615 |
0 |
1384615 |
1384615 |
5.5 % |
14/02/2003 |
| Apax Israel Partners II, L.P. |
Delaware |
0 |
384615 |
0 |
384615 |
384615 |
1.5 % |
14/02/2003 |
| Apax Europe IV, GP L.P. |
Delaware |
0 |
1384615 |
0 |
1384615 |
1384615 |
5.5 % |
14/02/2003 |
| Apax Israel GP Inc. |
Delaware |
0 |
384615 |
0 |
384615 |
384615 |
1.5 % |
14/02/2003 |
| 2180 Associates Fund V, L.P. ("2180 V") |
Delaware |
55000 |
0 |
55000 |
0 |
55000 |
0.21 % |
13/02/2001 |
| U.S. Venture Partners V, L.P. ("USVP V") |
Delaware |
1768750 |
0 |
1768750 |
0 |
1768750 |
6.81 % |
13/02/2001 |
| USVP V Entrepreneur Partners, L.P. ("EP V") |
Delaware |
43250 |
0 |
43250 |
0 |
43250 |
0.17 % |
13/02/2001 |
| Steven M. Krausz ("Krausz") |
U.S. Citizen |
0 |
98250 |
0 |
1965250 |
1965250 |
7.56 % |
13/02/2001 |
| Jonathan D. Root ("Root") |
U.S. Citizen |
0 |
98250 |
0 |
1965250 |
1965250 |
7.56 % |
13/02/2001 |
| Irwin Federman ("Federman") |
U.S. Citizen |
0 |
98250 |
0 |
1965250 |
1965250 |
7.56 % |
13/02/2001 |
| USVP V International, L.P. ("V Int'l") |
Cayman Islands |
98250 |
0 |
98250 |
0 |
98250 |
0.38 % |
13/02/2001 |
| Stuart G. Phillips ("Phillips") |
U.S. Citizen |
0 |
98250 |
0 |
1965250 |
1965250 |
7.56 % |
13/02/2001 |
| Jason E. Green ("Green") |
U.S. Citizen |
0 |
98250 |
0 |
1965250 |
1965250 |
7.56 % |
13/02/2001 |
| Philip M. Young ("Young") |
U.S. Citizen |
0 |
98250 |
0 |
1965250 |
1965250 |
7.56 % |
13/02/2001 |
| Presidio Management Group V, L.L.C. ("PMG V") |
Delaware |
0 |
0 |
1965250 |
0 |
1965250 |
7.56 % |
13/02/2001 |