| Shengdong Pang |
|
74723400 |
0 |
74723400 |
0 |
74723400 |
5 % |
29/10/2024 |
| Kingsoft Corporation Limited |
The People’s Republic of China |
275161571 |
399445025 |
674606596 |
10 |
674606596 |
3 % |
10/10/2017 |
| Sheng Fu |
The People’s Republic of China |
97733453 |
399445025 |
97733453 |
10 |
497178478 |
3 % |
10/10/2017 |
| Sheng Global Limited |
British Virgin Islands |
90780689 |
0 |
90780689 |
10 |
90780689 |
2 % |
10/10/2017 |
| J&P (China) Capital Management Co., Ltd. |
Peoplersquos Republic China |
16415700 |
0 |
16415700 |
0 |
16415700 |
3.84 % |
30/05/2017 |
| J&P (China) Capital Management Co., Ltd. |
Peoplersquos Republic China |
35626230 |
0 |
35626230 |
0 |
35626230 |
9.73 % |
05/01/2017 |
| J&P (China) Capital Management Co., Ltd. |
Peoplersquos Republic China |
34726230 |
0 |
34726230 |
0 |
34726230 |
9.48 % |
05/01/2017 |
| J&P (China) Capital Management Co., Ltd. |
Peoplersquos Republic China |
35626230 |
0 |
35626230 |
0 |
35626230 |
9.73 % |
04/01/2017 |
| NOT APPLICABLE |
PEOPLE'S REPUBLIC OF CHINA |
0 |
1549610 |
0 |
1549610 |
1549610 |
4.2 % |
23/11/2016 |
| Morgan Stanley |
The state of organization is Delaware. |
186330 |
365620 |
0 |
555850 |
555850 |
0.2 % |
11/07/2016 |
| Morgan Stanley Capital Services LLC |
The state of organization is Delaware. |
0 |
0 |
0 |
0 |
0 |
0 % |
11/07/2016 |
| Guggenheim Capital, LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| GI Holdco II LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| GI Holdco LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| Guggenheim Partners Investment Management Holdings, LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| Guggenheim Funds Services Holdings, LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| Guggenheim Funds Investment Advisors, LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| Guggenheim Funds Services, LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| Guggenheim Partners, LLC |
Delaware |
0 |
6971170 |
0 |
0 |
6971170 |
2.41 % |
16/02/2016 |
| Sheng Global Limited |
British Virgin Islands |
109448397 |
0 |
109448397 |
0 |
109448397 |
11 % |
16/02/2016 |
| Sheng Fu |
The People’s Republic of China |
113827151 |
0 |
113827151 |
0 |
113827151 |
11 % |
16/02/2016 |
| 1.87%(3) |
Cayman Islands |
0 |
26720765 |
0 |
26720765 |
26720765 |
1.87 % |
08/02/2016 |
| 0.17%(3) |
Cayman Islands |
0 |
2458308 |
0 |
2458308 |
2458308 |
0.17 % |
08/02/2016 |
| 1.7% (3) |
Cayman Islands |
0 |
24262457 |
0 |
24262457 |
24262457 |
1.7 % |
08/02/2016 |
| 1.87%(3) |
Cayman Islands |
0 |
26720765 |
0 |
26720765 |
26720765 |
1.87 % |
08/02/2016 |
| 1.87%(3) |
Cayman Islands |
0 |
26720765 |
0 |
26720765 |
26720765 |
1.87 % |
08/02/2016 |
| Page 2 of 6 Pages |
Singapore |
4682390 |
1508560 |
4682390 |
1508560 |
6190950 |
1.86 % |
02/02/2016 |
| NOT APPLICABLE |
PEOPLE'S REPUBLIC OF CHINA |
0 |
1447390 |
0 |
1447390 |
1447390 |
5 % |
07/01/2016 |
| NOT APPLICABLE |
PEOPLE'S REPUBLIC OF CHINA |
0 |
1467390 |
0 |
1467390 |
1467390 |
5 % |
14/10/2015 |
| Morgan Stanley Capital Services LLC |
The state of organization is Delaware. |
16791740 |
0 |
0 |
13 |
16791740 |
5 % |
29/05/2015 |
| Morgan Stanley |
The state of organization is Delaware. |
17453930 |
153050 |
0 |
13 |
17666700 |
5.3 % |
29/05/2015 |
| J&P (China) Capital Management Co., Ltd. |
Peoplersquos Republic China |
57126810 |
0 |
57126810 |
0 |
57126810 |
19.77 % |
07/05/2015 |
| 10 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2015 |
| 10 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2015 |
| 10 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2015 |
| 10 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2015 |
| Guggenheim Capital, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| GI Holdco, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| Guggenheim Funds Investment Advisors, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| Guggenheim Funds Services, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| Guggenheim Partners Investment Management Holdings, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| Guggenheim Funds Services Holdings, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| GI Holdco II, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| Guggenheim Partners, LLC |
Delaware |
0 |
10166760 |
0 |
0 |
10166760 |
5.85 % |
17/02/2015 |
| 13G |
British Virgin Islands |
110004513 |
0 |
110004513 |
0 |
110004513 |
11 % |
13/02/2015 |
| 13G |
The People’s Republic of China |
110004513 |
0 |
110004513 |
0 |
110004513 |
11 % |
13/02/2015 |
| 0.5%(3) |
Cayman Islands |
0 |
7099518 |
0 |
7099518 |
7099518 |
0.5 % |
04/02/2015 |
| 5.0%(3) |
Cayman Islands |
0 |
70069157 |
0 |
70069157 |
70069157 |
5 % |
04/02/2015 |
| 5.5%(3) |
Cayman Islands |
0 |
77168675 |
0 |
77168675 |
77168675 |
5.5 % |
04/02/2015 |
| 5.5%(3) |
Cayman Islands |
0 |
77168675 |
0 |
77168675 |
77168675 |
5.5 % |
04/02/2015 |
| 5.5%(3) |
Cayman Islands |
0 |
77168675 |
0 |
77168675 |
77168675 |
5.5 % |
04/02/2015 |
| Page 2 of 6 Pages |
Singapore |
11210380 |
3635040 |
11210380 |
3635040 |
14845420 |
8.55 % |
18/12/2014 |
| Och-Ziff Capital Management Group LLC |
Delaware |
0 |
9071460 |
0 |
0 |
9071460 |
5.22 % |
16/06/2014 |
| LP |
Delaware |
0 |
9071460 |
0 |
0 |
9071460 |
5.22 % |
16/06/2014 |
| Och-Ziff Holding Corporation |
Delaware |
0 |
9071460 |
0 |
0 |
9071460 |
5.22 % |
16/06/2014 |
| Och |
Delaware |
0 |
9071460 |
0 |
0 |
9071460 |
5.22 % |
16/06/2014 |
| TCH COPPER LIMITED |
BRITISH VIRGIN ISLANDS |
0 |
235513048 |
0 |
235513048 |
235513048 |
62.6 % |
19/05/2014 |
| THL E LIMITED |
BRITISH VIRGIN ISLANDS |
0 |
235513048 |
0 |
235513048 |
235513048 |
62.6 % |
19/05/2014 |
| TENCENT HOLDINGS LIMITED |
CAYMAN ISLANDS |
0 |
235513048 |
0 |
235513048 |
235513048 |
62.6 % |
19/05/2014 |
| 10 |
Republic of Singapore |
0 |
10000000 |
0 |
10000000 |
10000000 |
6.42 % |
16/05/2014 |
| 10 |
Republic of Singapore |
0 |
10000000 |
0 |
10000000 |
10000000 |
6.42 % |
16/05/2014 |
| 10 |
Republic of Singapore |
0 |
10000000 |
0 |
10000000 |
10000000 |
6.42 % |
16/05/2014 |
| 10 |
Republic of Singapore |
0 |
10000000 |
0 |
10000000 |
10000000 |
6.42 % |
16/05/2014 |
| 10 |
Republic of Singapore |
0 |
10000000 |
0 |
10000000 |
10000000 |
6.42 % |
16/05/2014 |
| Page 2 of 6 Pages |
Singapore |
16477970 |
5522030 |
16477970 |
5522030 |
22000000 |
14.13 % |
15/05/2014 |
| Page 2 of 6 Pages |
Singapore |
16477970 |
5522030 |
16477970 |
5522030 |
22000000 |
14.13 % |
14/05/2014 |