| Venture Holding S.a.r.l. SPF |
|
5382000 |
0 |
5382000 |
0 |
5382000 |
8.3266 % |
04/03/2024 |
| Mayo, Van Otterloo & Co. LLC 04-2691242 |
Boston, Massachusetts USA |
5340382 |
0 |
5340382 |
0 |
5340382 |
8.26 % |
13/02/2024 |
| Grantham, Mayo, Van Otterloo & Co. LLC 04-2691242 |
Boston, Massachusetts USA |
2923035 |
0 |
2923035 |
0 |
2923035 |
4.55 % |
13/02/2023 |
| Grantham, Mayo, Van Otterloo & Co. LLC 04-2691242 |
Boston, Massachusetts USA |
3215741 |
0 |
3215741 |
0 |
3215741 |
5.05 % |
11/02/2022 |
| BlackRock, Inc. |
Delaware |
4740612 |
0 |
4740612 |
0 |
181036217 |
7 % |
02/02/2022 |
| 98-0557567 |
Bermuda |
2903469 |
0 |
2903469 |
0 |
2903469 |
4.6 % |
31/01/2022 |
| 98-0557567 |
Bermuda |
3470643 |
0 |
3470643 |
0 |
3470643 |
5.9 % |
16/02/2021 |
| Schroder Investment Management Ltd. |
|
145073 |
0 |
145073 |
0 |
145073 |
0.246 % |
12/02/2021 |
| Schroder Investment Management Singapore Limited |
|
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2021 |
| Schroder Investment Management Hong Kong |
|
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2021 |
| Schroder Investment Management North America Ltd. |
|
90406 |
0 |
90406 |
0 |
90406 |
0.153 % |
12/02/2021 |
| Lion
Point Capital, LP |
|
0 |
0 |
2453724 |
0 |
2453724 |
4.1 % |
27/11/2020 |
| LION POINT HOLDINGS GP, LLC |
|
0 |
0 |
2453724 |
0 |
2453724 |
4.1 % |
27/11/2020 |
| Jim Freeman |
|
0 |
0 |
0 |
2453724 |
2453724 |
4.1 % |
27/11/2020 |
| Didric
Cederholm |
|
0 |
0 |
0 |
2453724 |
2453724 |
4.1 % |
27/11/2020 |
| JIM FREEMAN |
|
0 |
0 |
0 |
4550133 |
4550133 |
7.6 % |
28/10/2020 |
| LION POINT CAPITAL, LP |
|
0 |
0 |
4550133 |
0 |
4550133 |
7.6 % |
28/10/2020 |
| LION POINT HOLDINGS GP, LLC |
|
0 |
0 |
4550133 |
0 |
4550133 |
7.6 % |
28/10/2020 |
| DIDRIC CEDERHOLM |
|
0 |
0 |
0 |
4550133 |
4550133 |
7.6 % |
28/10/2020 |
| Schroder Investment Management Ltd. |
Hong Kong |
30275 |
0 |
30275 |
0 |
30275 |
0.051 % |
13/02/2020 |
| Schroder Investment Management Singapore Limited |
Hong Kong |
51436 |
0 |
51436 |
0 |
51436 |
0.087 % |
13/02/2020 |
| Schroder Investment Management Hong Kong |
Hong Kong |
4294748 |
0 |
4294748 |
0 |
4294748 |
7.247 % |
13/02/2020 |
| Morgan Stanley |
Delaware. |
0 |
1843638 |
0 |
1858358 |
1858358 |
3.1 % |
12/02/2020 |
| Morgan Stanley Capital Services LLC |
Delaware. |
0 |
1684399 |
0 |
1684399 |
1684399 |
2.8 % |
12/02/2020 |
| Morgan Stanley |
Delaware. |
0 |
3154428 |
0 |
3217335 |
3217335 |
5.4 % |
12/02/2019 |
| Morgan Stanley Capital Services LLC |
Delaware. |
0 |
2977733 |
0 |
2977733 |
2977733 |
5 % |
12/02/2019 |
| Morgan Stanley |
Delaware. |
13 |
2959560 |
0 |
0 |
2959560 |
5 % |
29/11/2018 |
| JPMORGAN CHASE & CO13-2624428 |
Delaware |
1543879 |
0 |
1543879 |
0 |
1543879 |
2.6 % |
07/09/2018 |
| 2. |
Kingdom of Norway |
2410163 |
0 |
2410163 |
0 |
2410163 |
4.2 % |
08/02/2018 |
| JPMORGAN CHASE & CO13-2624428 |
Delaware |
4518282 |
0 |
4518282 |
0 |
4518282 |
7.7 % |
05/01/2018 |
| 2. |
Kingdom Norway |
4837742 |
0 |
4837742 |
0 |
4837742 |
8.4 % |
10/02/2017 |
| 2. |
Kingdom of Norway |
3270852 |
0 |
3270852 |
0 |
3270852 |
5.9 % |
19/01/2016 |
| Claren Road Asset Management, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2015 |
| Claren Road Asset Management, LLC |
Delaware |
0 |
3200000 |
0 |
0 |
3200000 |
5.83 % |
14/10/2014 |
| Ardsley Advisory Partners |
Delaware |
0 |
1425000 |
0 |
0 |
1425000 |
3.1 % |
14/02/2014 |
| Ardsley Partners Fund II, L.P. |
Delaware |
0 |
628700 |
0 |
0 |
628700 |
1.4 % |
14/02/2014 |
| Fund, L.P. |
Delaware |
0 |
521300 |
0 |
0 |
521300 |
1.1 % |
14/02/2014 |
| Philip J. Hempleman |
Delaware |
0 |
1785000 |
0 |
0 |
1785000 |
3.9 % |
14/02/2014 |
| Ardsley Partners I |
Delaware |
0 |
1425000 |
0 |
0 |
1425000 |
3.1 % |
14/02/2014 |
| Fund, L.P. |
Delaware |
0 |
275000 |
0 |
0 |
275000 |
0.6 % |
14/02/2014 |
| Fund, L.P. |
Delaware |
0 |
713400 |
0 |
0 |
713400 |
1.5 % |
19/08/2013 |
| Ardsley Partners Fund II, L.P. |
Delaware |
0 |
861600 |
0 |
0 |
861600 |
1.9 % |
19/08/2013 |
| Fund, L.P. |
Delaware |
0 |
500000 |
0 |
0 |
500000 |
1.1 % |
19/08/2013 |
| Philip J. Hempleman |
Delaware |
0 |
2438844 |
0 |
0 |
2438844 |
5.3 % |
19/08/2013 |
| Ardsley Partners I |
Delaware |
0 |
2075000 |
0 |
0 |
2075000 |
4.5 % |
19/08/2013 |
| Ardsley Advisory Partners |
Delaware |
0 |
2075000 |
0 |
0 |
2075000 |
4.5 % |
19/08/2013 |
| Shawn (Xiaohua) Qu |
Canada |
18038784 |
0 |
13765682 |
10 |
18038784 |
1 % |
17/06/2013 |
| SkyPower Canada Holdings |
Alberta, Canada |
0 |
0 |
117669 |
0 |
117669 |
0.3 % |
14/06/2013 |
| árl |
Alberta, Canada |
0 |
0 |
117669 |
0 |
117669 |
0.3 % |
14/06/2013 |
| SkyPower Services, ULC |
Alberta, Canada |
0 |
0 |
117669 |
0 |
117669 |
0.3 % |
14/06/2013 |
| CIM Management, Inc. |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| CIM/SP Funding, LLC |
Alberta, Canada |
0 |
0 |
3523366 |
0 |
3523366 |
7.5 % |
14/06/2013 |
| CIM Infrastructure Fund, LP |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| CIM Holdings, LLC |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| CIM Group, LLC |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| CIM/SP Solutions, LLC |
Alberta, Canada |
0 |
0 |
117669 |
0 |
117669 |
0.3 % |
14/06/2013 |
| SkyPower Holdings, LLC |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| CIM Infrastructure GP, LLC |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| CIM Group, LP |
Alberta, Canada |
0 |
0 |
3641035 |
0 |
3641035 |
7.8 % |
14/06/2013 |
| 2 |
Delaware |
0 |
0 |
0 |
0 |
10 |
12 % |
14/02/2013 |
| 04-3519872 |
Delaware |
3122600 |
0 |
3122600 |
0 |
3122600 |
7.1 % |
10/02/2012 |
| SAM Sustainable Asset Management AG |
Switzerland |
3573200 |
0 |
3573200 |
0 |
3573200 |
8.36 % |
14/02/2011 |
| 04-3519872 |
Delaware |
2160100 |
0 |
2160100 |
0 |
2160100 |
5.1 % |
09/02/2010 |
| SAM Sustainable Asset Management AG |
Switzerland |
2121550 |
0 |
2121550 |
0 |
2121550 |
4.97 % |
28/12/2009 |
| SAM Sustainable Asset Management AG |
Switzerland |
2355950 |
0 |
2355950 |
0 |
2355950 |
5.3 % |
09/11/2009 |
| 04-3519872 |
Delaware |
2039100 |
0 |
2039100 |
0 |
2039100 |
5.72 % |
05/02/2009 |
| HSBC HAV2 (III) Limited |
: |
0 |
0 |
0 |
0 |
2660288 |
9.8 % |
27/02/2007 |
| The HSBC Asian Venture Fund 2 Limited |
: |
0 |
0 |
0 |
0 |
2660288 |
9.8 % |
27/02/2007 |
| JAFCO Asia Technology Fund II |
: |
0 |
0 |
0 |
1373051 |
1373051 |
5.04 % |
21/02/2007 |
| JAFCO Investment (Asia Pacific) Ltd. |
: |
0 |
0 |
0 |
1373051 |
1373051 |
5.04 % |
21/02/2007 |
| JAFCO Asia Technology Fund II (Barbados) Limited |
: |
0 |
0 |
0 |
1373051 |
1373051 |
5.04 % |
21/02/2007 |
| Shawn (Xiaohua) Qu -- Not applicable |
Canada |
0 |
0 |
13672263 |
0 |
13672263 |
11 % |
14/02/2007 |