DURECT Corporation DRRX
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| R. Scott Asen | United States of America | 2111437 | 500000 | 2111437 | 500000 | 2611437 | 8.41 % | 19/11/2024 |
| R. Scott Asen | United States of America | 1080000 | 450000 | 1080000 | 450000 | 1530000 | 5.13 % | 16/02/2024 |
| DIDRIC CEDERHOLM | SWEDEN AND FRANCE | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| LION POINT HOLDINGS GP, LLC | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| LION POINT CAPITAL, LP | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| Bleichroeder LP | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 01/12/2023 |
| Bleichroeder LP | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 01/12/2023 |
| Bleichroeder Holdings LLC | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 01/12/2023 |
| Bleichroeder Holdings LLC | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 01/12/2023 |
| BlackRock, Inc. | Delaware | 2920478 | 0 | 2925726 | 0 | 2925726 | 1.3 % | 08/07/2022 |
| LION POINT HOLDINGS GP, LLC | DELAWARE | 0 | 15486004 | 0 | 15486004 | 15486004 | 6.81 % | 14/02/2022 |
| DIDRIC CEDERHOLM | SWEDEN AND FRANCE | 0 | 15486004 | 0 | 15486004 | 15486004 | 6.81 % | 14/02/2022 |
| LION POINT CAPITAL, LP | CAYMAN ISLANDS | 0 | 15486004 | 0 | 15486004 | 15486004 | 6.81 % | 14/02/2022 |
| The Vanguard Group | Pennsylvania | 0 | 388339 | 10829864 | 466115 | 11295979 | 4.97 % | 09/02/2022 |
| BlackRock, Inc. | Delaware | 13875691 | 0 | 13937117 | 0 | 13937117 | 6.1 % | 02/02/2022 |
| Bleichroeder LP | Delaware | 26414656 | 0 | 26414656 | 0 | 26414656 | 11.96 % | 12/02/2021 |
| LION POINT CAPITAL GP, LLC | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2021 |
| LION POINT CAPITAL, LP | DELAWARE | 0 | 17730680 | 0 | 17730680 | 17730680 | 8 % | 12/02/2021 |
| JAMES FREEMAN | USA | 0 | 17730680 | 0 | 17730680 | 17730680 | 8 % | 12/02/2021 |
| LION POINT MASTER, LP | CAYMAN ISLANDS | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2021 |
| DIDRIC CEDERHOLM | SWEDEN AND FRANCE | 0 | 17730680 | 0 | 17730680 | 17730680 | 8 % | 12/02/2021 |
| LION POINT HOLDINGS GP, LLC | DELAWARE | 0 | 17730680 | 0 | 17730680 | 17730680 | 8 % | 12/02/2021 |
| The Vanguard Group | Pennsylvania | 0 | 473942 | 9651749 | 612378 | 10264127 | 5.05 % | 10/02/2021 |
| BlackRock, Inc. | Delaware | 14068691 | 0 | 14159676 | 0 | 14159676 | 7 % | 02/02/2021 |
| JAMES FREEMAN | USA | 0 | 18750000 | 0 | 18750000 | 18750000 | 9.7 % | 14/02/2020 |
| LION POINT MASTER, LP | CAYMAN ISLANDS | 0 | 18750000 | 0 | 18750000 | 18750000 | 9.7 % | 14/02/2020 |
| LION POINT CAPITAL, LP | DELAWARE | 0 | 18750000 | 0 | 18750000 | 18750000 | 9.7 % | 14/02/2020 |
| LION POINT HOLDINGS GP, LLC | DELAWARE | 0 | 18750000 | 0 | 18750000 | 18750000 | 9.7 % | 14/02/2020 |
| LION POINT CAPITAL GP, LLC | DELAWARE | 0 | 18750000 | 0 | 18750000 | 18750000 | 9.7 % | 14/02/2020 |
| DIDRIC CEDERHOLM | SWEDEN AND FRANCE | 0 | 18750000 | 0 | 18750000 | 18750000 | 9.7 % | 14/02/2020 |
| Bleichroeder LP | Delaware | 704044 | 0 | 704044 | 0 | 704044 | 13.88 % | 12/02/2020 |
| INGALLS & SNYDER LLC | NEW YORK STATE | 0 | 0 | 0 | 7707372 | 7 | 4 % | 23/01/2020 |
| INGALLS & SNYDER LLC | NEW YORK STATE | 0 | 0 | 0 | 7707372 | 7 | 4 % | 23/01/2020 |
| Bleichroeder LP | Delaware | 26476546 | 0 | 26476546 | 0 | 26476546 | 13.79 % | 05/09/2019 |
| Bleichroeder LP | Delaware | 26476546 | 0 | 26476546 | 0 | 26476546 | 13.79 % | 05/09/2019 |
| First Eagle Investment Management, LLC | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 04/09/2019 |
| First Eagle Investment Management, LLC | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 04/09/2019 |
| BlackRock, Inc. | Delaware | 2958398 | 0 | 3164013 | 0 | 3164013 | 1.7 % | 10/07/2019 |
| BlackRock, Inc. | Delaware | 10798638 | 0 | 11222485 | 0 | 11222485 | 6.9 % | 04/02/2019 |
| INGALLS & SNYDER LLC | NEW YORK STATE | 0 | 0 | 0 | 8372421 | 8372421 | 5.2 % | 30/01/2019 |
| INGALLS & SNYDER LLC | NEW YORK STATE | 0 | 0 | 0 | 8372421 | 8372421 | 5.2 % | 30/01/2019 |
| Broadfin Capital, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2018 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2018 |
| Kevin Kotler | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2018 |
| INGALLS & SNYDER LLC | NEW YORK STATE | 0 | 0 | 8486721 | 8486721 | 5.7 % | 09/02/2018 | |
| INGALLS & SNYDER LLC | NEW YORK STATE | 0 | 0 | 8486721 | 8486721 | 5.7 % | 09/02/2018 | |
| BlackRock, Inc. | Delaware | 9456417 | 0 | 9747128 | 0 | 9747128 | 6.6 % | 29/01/2018 |
| First Eagle Investment Management, LLC | State of Delaware | 22381546 | 0 | 22476546 | 0 | 22476546 | 16.22 % | 06/02/2017 |
| First Eagle Investment Management, LLC | State of Delaware | 22381546 | 0 | 22476546 | 0 | 22476546 | 16.22 % | 06/02/2017 |
| BlackRock, Inc. | Delaware | 8608135 | 0 | 8763695 | 0 | 8763695 | 6.3 % | 23/01/2017 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 8506229 | 0 | 8506229 | 8506229 | 6.14 % | 21/11/2016 |
| Broadfin Capital, LLC | Delaware | 0 | 8506229 | 0 | 8506229 | 8506229 | 6.14 % | 21/11/2016 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 8506229 | 0 | 8506229 | 8506229 | 6.14 % | 21/11/2016 |
| Kevin Kotler | United States of America | 0 | 8506229 | 0 | 8506229 | 8506229 | 6.14 % | 21/11/2016 |
| Broadfin Capital, LLC | Delaware | 0 | 8506229 | 0 | 8506229 | 8506229 | 6.14 % | 21/11/2016 |
| Kevin Kotler | United States of America | 0 | 8506229 | 0 | 8506229 | 8506229 | 6.14 % | 21/11/2016 |
| First Eagle Investment Management, LLC | State of Delaware | 14081446 | 0 | 14081446 | 0 | 14081446 | 11.68 % | 01/02/2016 |
| First Eagle Investment Management, LLC | State of Delaware | 14081446 | 0 | 14081446 | 0 | 14081446 | 11.68 % | 01/02/2016 |
| BlackRock, Inc. | Delaware | 8703545 | 0 | 8853477 | 0 | 8853477 | 7.3 % | 28/01/2016 |
| April Fund, Ltd. | Cayman Islands | 6344743 | 0 | 6344743 | 0 | 6344743 | 5.58 % | 20/03/2015 |
| April Fund, LP | Delaware | 1719910 | 0 | 1719910 | 0 | 1719910 | 1.51 % | 20/03/2015 |
| Arnhold and S. Bleichroeder Holdings, Inc. | Delaware | 13129197 | 0 | 13129197 | 0 | 13129197 | 11.54 % | 20/03/2015 |
| Ft Eagle Investment Management, LLC | Delaware | 13129197 | 0 | 13129197 | 0 | 13129197 | 11.54 % | 20/03/2015 |
| April Fund, Ltd. | Cayman Islands | 6344743 | 0 | 6344743 | 0 | 6344743 | 5.58 % | 20/03/2015 |
| Ft Eagle Value in Biotechnology Master Fund, Ltd. | Cayman Islands | 5064544 | 0 | 5064544 | 0 | 5064544 | 4.45 % | 20/03/2015 |
| Ft Eagle Value in Biotechnology Master Fund, Ltd. | Cayman Islands | 5064544 | 0 | 5064544 | 0 | 5064544 | 4.45 % | 20/03/2015 |
| Ft Eagle Investment Management, LLC | Delaware | 13129197 | 0 | 13129197 | 0 | 13129197 | 11.54 % | 20/03/2015 |
| Arnhold and S. Bleichroeder Holdings, Inc. | Delaware | 13129197 | 0 | 13129197 | 0 | 13129197 | 11.54 % | 20/03/2015 |
| April Fund, LP | Delaware | 1719910 | 0 | 1719910 | 0 | 1719910 | 1.51 % | 20/03/2015 |
| First Eagle Investment Management, LLC | State of Delaware | 10707142 | 0 | 10707142 | 0 | 10707142 | 9.42 % | 29/01/2015 |
| First Eagle Investment Management, LLC | State of Delaware | 10707142 | 0 | 10707142 | 0 | 10707142 | 9.42 % | 29/01/2015 |
| Gagnon Securities LLC | Delaware | 0 | 1292913 | 0 | 2208819 | 2208819 | 2 % | 18/03/2014 |
| I.R.S. Identification No. Of Above Persons (Entities Only) | USA | 0 | 1292913 | 0 | 2208819 | 2208819 | 2 % | 18/03/2014 |
| Neil Gagnon | USA | 0 | 1292913 | 0 | 2208819 | 2208819 | 2 % | 18/03/2014 |
| First Eagle Investment Management, LLC | State of Delaware | 10707142 | 0 | 10707142 | 0 | 10707142 | 9.71 % | 18/02/2014 |
| First Eagle Investment Management, LLC | State of Delaware | 10707142 | 0 | 10707142 | 0 | 10707142 | 9.71 % | 18/02/2014 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 5440290 | 0 | 5440290 | 5440290 | 5 % | 14/02/2014 |
| Kevin Kotler | United States of America | 0 | 5440290 | 0 | 5440290 | 5440290 | 5 % | 14/02/2014 |
| Broadfin Capital, LLC | Delaware | 0 | 5440290 | 0 | 5440290 | 5440290 | 5 % | 14/02/2014 |
| Neil Gagnon | USA | 1679458 | 3591253 | 1679458 | 4436079 | 6115537 | 5.54 % | 06/02/2014 |
| Gagnon Securities LLC | Delaware | 0 | 3440274 | 0 | 4245180 | 4245180 | 3.85 % | 06/02/2014 |
| Gagnon Securities LLC | Delaware | 0 | 3440274 | 0 | 4245180 | 4245180 | 3.85 % | 06/02/2014 |
| Neil Gagnon | USA | 1679458 | 3591253 | 1679458 | 4436079 | 6115537 | 5.54 % | 06/02/2014 |
| Broadfin Capital, LLC | Delaware | 0 | 5331927 | 0 | 5331927 | 5331927 | 5.23 % | 14/05/2013 |
| Broadfin Capital, LLC | Delaware | 0 | 5331927 | 0 | 5331927 | 5331927 | 5.23 % | 14/05/2013 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 5331927 | 0 | 5331927 | 5331927 | 5.23 % | 14/05/2013 |
| Kevin Kotler | United States of America | 0 | 5331927 | 0 | 5331927 | 5331927 | 5.23 % | 14/05/2013 |
| Kevin Kotler | United States of America | 0 | 5331927 | 0 | 5331927 | 5331927 | 5.23 % | 14/05/2013 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 5331927 | 0 | 5331927 | 5331927 | 5.23 % | 14/05/2013 |
| VHCP CoInvestment Holdings, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2013 |
| VHCP Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2013 |
| Hove, Anders | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2013 |
| Roberts, Bryan | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2013 |
| Venrock Healthcare Capital Partners, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2013 |
| Conus Partners, Inc. | New York | 0 | 3099610 | 0 | 3099610 | 3099610 | 3.53 % | 14/02/2013 |
| Andrew Zacks | United States America | 0 | 3099610 | 0 | 3099610 | 3099610 | 3.53 % | 14/02/2013 |
| First Eagle Investment Management, LLC | State of Delaware | 8657842 | 0 | 8657842 | 0 | 8657842 | 8.51 % | 11/02/2013 |
| Ft Eagle Investment Management, LLC | Delaware | 8657842 | 0 | 8657842 | 0 | 8657842 | 8.51 % | 11/02/2013 |
| BlackRock, Inc. | Delaware | 1701320 | 0 | 1701320 | 0 | 1701320 | 1.94 % | 10/07/2012 |
| Conus Partners, Inc. | New York | 0 | 4409373 | 0 | 4409373 | 4409373 | 5.04 % | 16/04/2012 |
| Andrew Zacks | United States of America | 0 | 4409373 | 0 | 4409373 | 4409373 | 5.04 % | 16/04/2012 |
| ALLIANZ GLOBAL INVESTORS CAPITAL LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2012 |
| BlackRock, Inc. | Delaware | 5247591 | 0 | 5247591 | 0 | 5247591 | 6 % | 13/02/2012 |
| Zesiger Capital Group LLC No.: | New York New York | 3593300 | 0 | 4286800 | 0 | 4286800 | 4.9 % | 01/02/2012 |
| ALLIANZ GLOBAL INVESTORS CAPITAL LLC | Delaware | 2978853 | 0 | 4349156 | 0 | 4349156 | 0 % | 14/02/2011 |
| ALLIANZ GLOBAL INVESTORS CAPITAL LLC | Delaware | 2978853 | 0 | 4349156 | 0 | 4349156 | 0 % | 14/02/2011 |
| Zesiger Capital Group LLC No.: | New York New York | 5032000 | 0 | 6497770 | 0 | 6497770 | 7.5 % | 11/02/2011 |
| BlackRock, Inc. | Delaware | 5380713 | 0 | 5380713 | 0 | 5380713 | 6.19 % | 04/02/2011 |
| Venrock Holdings, LLC | Delaware | 687285 | 0 | 687285 | 0 | 687285 | 0.8 % | 16/02/2010 |
| Roberts, Bryan | United States | 0 | 44444442 | 0 | 44444442 | 44444442 | 5.1 % | 16/02/2010 |
| Hove, Anders | United States | 0 | 44444442 | 0 | 44444442 | 44444442 | 5.1 % | 16/02/2010 |
| Venrock Healthcare Capital Partners, L.P. | Delaware | 3757159 | 0 | 3757159 | 0 | 3757159 | 4.3 % | 16/02/2010 |
| VHCP Management, LLC | Delaware | 0 | 44444442 | 0 | 44444442 | 44444442 | 5.1 % | 16/02/2010 |
| Zesiger Capital Group LLC No.: | New York New York | 5032000 | 0 | 6485770 | 0 | 6485770 | 7.5 % | 10/02/2010 |
| SS. OR Ironwood Investment Management, LLC | Massachusetts | 1953027 | 0 | 1953027 | 0 | 1953027 | 2.38 % | 09/02/2010 |
| Zazove Associates, LLC | Delaware | 6065711 | 0 | 6065711 | 0 | 6065711 | 7.74 % | 30/01/2008 |