FARM

Farmer Bros. Co. FARM

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Aron R. English 0 0 1964536 0 1964536 10.1 % 16/12/2022
Ryan W. Broderick 0 0 150 0 150 1 % 16/12/2022
Bryson O. Hirai-Hadley 0 0 1261 0 1261 1 % 16/12/2022
Cory J. Mitchell 0 0 1300 0 1300 1 % 16/12/2022
22NW GP, Inc. 0 0 1955526 0 1955526 10 % 16/12/2022
22NW Fund GP, LLC 0 0 1955526 0 1955526 10 % 16/12/2022
22NW, LP 0 0 1955526 0 1955526 10 % 16/12/2022
22NW Fund, LP 0 0 1955526 0 1955526 10 % 16/12/2022
Ryan W. Broderick 0 0 150 0 150 1 % 07/10/2022
Aron R. English 0 0 1964536 0 1964536 10.4 % 07/10/2022
22NW GP, Inc. 0 0 1955526 0 1955526 10.4 % 07/10/2022
22NW, LP 0 0 1955526 0 1955526 10.4 % 07/10/2022
22NW Fund, LP 0 0 1955526 0 1955526 10.4 % 07/10/2022
Aron R. English 0 0 1964536 0 1964536 10.4 % 07/10/2022
Ryan W. Broderick 0 0 150 0 150 1 % 07/10/2022
22NW, LP 0 0 1955526 0 1955526 10.4 % 07/10/2022
22NW Fund GP, LLC 0 0 1955526 0 1955526 10.4 % 07/10/2022
Bryson O. Hirai-Hadley 0 0 1261 0 1261 1 % 07/10/2022
Cory J. Mitchell 0 0 1300 0 1300 1 % 07/10/2022
22NW GP, Inc. 0 0 1955526 0 1955526 10.4 % 07/10/2022
Cory J. Mitchell 0 0 1300 0 1300 1 % 07/10/2022
Bryson O. Hirai-Hadley 0 0 1261 0 1261 1 % 07/10/2022
22NW Fund, LP 0 0 1955526 0 1955526 10.4 % 07/10/2022
22NW Fund GP, LLC 0 0 1955526 0 1955526 10.4 % 07/10/2022
The Radoff Family Foundation 0 0 75000 0 75000 1 % 19/09/2022
The Radoff Family Foundation 0 0 75000 0 75000 1 % 19/09/2022
JCP Investment Holdings, LLC 0 0 671955 0 671955 3.6 % 19/09/2022
JCP Investment Partners, LP 0 0 671955 0 671955 3.6 % 19/09/2022
Todd E. Diener 0 0 0 0 0 0 % 19/09/2022
JCP Investment Holdings, LLC 0 0 671955 0 671955 3.6 % 19/09/2022
JCP Investment Management, LLC 0 0 992826 0 992826 5.3 % 19/09/2022
Bradley L. Radoff 0 0 275000 0 275000 1.5 % 19/09/2022
James C. Pappas 0 0 992826 0 992826 5.3 % 19/09/2022
David A. Pace 0 0 0 0 0 0 % 19/09/2022
JCP Investment Partnership, LP 0 0 671955 0 671955 3.6 % 19/09/2022
JCP Investment Management, LLC 0 0 992826 0 992826 5.3 % 19/09/2022
JCP Investment Partners, LP 0 0 671955 0 671955 3.6 % 19/09/2022
JCP Investment Partnership, LP 0 0 671955 0 671955 3.6 % 19/09/2022
James C. Pappas 0 0 992826 0 992826 5.3 % 19/09/2022
Todd E. Diener 0 0 0 0 0 0 % 19/09/2022
David A. Pace 0 0 0 0 0 0 % 19/09/2022
Bradley L. Radoff 0 0 275000 0 275000 1.5 % 19/09/2022
22NW Fund GP, LLC USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
22NW GP, Inc. USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
Cory J. Mitchell USA 0 0 1300 0 1300 1 % 13/09/2022
22NW Fund, LP USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
22NW, LP USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
22NW Fund GP, LLC USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
22NW GP, Inc. USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
Aron R. English USA 0 0 1964536 0 1964536 10.4 % 13/09/2022
Ryan W. Broderick USA 0 0 150 0 150 1 % 13/09/2022
Bryson O. Hirai-Hadley USA 0 0 1261 0 1261 1 % 13/09/2022
Cory J. Mitchell USA 0 0 1300 0 1300 1 % 13/09/2022
Aron R. English USA 0 0 1964536 0 1964536 10.4 % 13/09/2022
22NW Fund, LP USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
22NW, LP USA 0 0 1955526 0 1955526 10.4 % 13/09/2022
Bryson O. Hirai-Hadley USA 0 0 1261 0 1261 1 % 13/09/2022
Ryan W. Broderick USA 0 0 150 0 150 1 % 13/09/2022
Farmer Bros. Co. 401(k) Plan 0 1849607 0 0 1849607 10.1 % 09/05/2022
43-1225960 972308 0 1030211 0 1030211 5.7 % 14/02/2022
43-1225960 Missouri Corporation 972308 0 1030211 0 1030211 5.7 % 14/02/2022
22NW Fund, LP DELAWARE 1417299 0 1417299 0 1417299 7.8 % 14/02/2022
22NW Fund, LP DELAWARE 1417299 0 1417299 0 1417299 7.8 % 14/02/2022
22NW, LP DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW Fund GP, LLC DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
Aron R. English DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
Aron R. English DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW, LP DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW Fund GP, LLC DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW Fund, LP DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW GP, Inc. DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW Fund, LP DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
22NW GP, Inc. DELAWARE 0 0 1194538 0 1194538 6.7 % 08/02/2022
Farmer Bros. Co. 401(k) Plan 0 1777495 0 0 1777495 9.76 % 31/01/2022
(1) BlackRock, Inc. Delaware 219875 0 223112 0 223112 1.3 % 12/07/2021
Russell Investments Group, Ltd. Seattle, WA USA 311175 0 0 0 311175 1.75 % 07/04/2021
30-0447847 Delaware Limited Partnership 655138 0 706451 0 706451 4 % 12/02/2021
30-0447847 655138 0 706451 0 706451 4 % 12/02/2021
Farmer Bros. Co. Employee Stock Ownership Plan California 0 1137058 0 0 1137058 6.5 % 12/02/2021
Phillip Gross United States 0 869699 0 0 869699 4.96 % 11/02/2021
Robert Atchinson United States 0 869699 0 0 869699 4.96 % 11/02/2021
Adage Capital Partners, L.P. United States 0 869699 0 0 869699 4.96 % 11/02/2021
Adage Capital Partners GP, L.L.C. United States 0 869699 0 0 869699 4.96 % 11/02/2021
Adage Capital Advisors, L.L.C. United States 0 869699 0 0 869699 4.96 % 11/02/2021
(1) BlackRock, Inc. Delaware 1035352 0 1050430 0 1050430 6 % 02/02/2021
Russell Investments Group, Ltd. s Seattle WA USA 1786412 0 0 1786412 1786412 10.18 % 06/01/2021
Darrell Crate 0 372792 0 555788 555788 3.1 % 03/06/2020
LE Partners Holdings II LLC 0 372792 0 555788 555788 3.1 % 03/06/2020
John Murphy 0 372792 0 555788 555788 3.1 % 03/06/2020
LE Partners Holdings IV LLC 0 372792 0 555788 555788 3.1 % 03/06/2020
Levin Easterly Partners LLC 0 372792 0 555788 555788 3.1 % 03/06/2020
LE Partners Holdings LLC 0 372792 0 555788 555788 3.1 % 03/06/2020
Avshalom Kalichstein 0 372792 0 555788 555788 3.1 % 03/06/2020
LE Partners Holdings III LLC 0 372792 0 555788 555788 3.1 % 03/06/2020
Douglas Granat Illinois 0 2237553 0 2237553 2237553 12.9 % 01/06/2020
Trigran Investments, Inc. Illinois 0 2237553 0 2237553 2237553 12.9 % 01/06/2020
Steven R. Monieson 0 2237553 0 2237553 2237553 13 % 01/04/2020
Douglas Granat CITIZENSHIP OR PLACE OF ORGANIZATION 0 2237553 0 10 2237553 13 % 01/04/2020
Trigran Investments, Inc. CITIZENSHIP OR PLACE OF ORGANIZATION 0 2237553 0 10 2237553 13 % 01/04/2020
Lawrence A. Oberman CITIZENSHIP OR PLACE OF ORGANIZATION 0 2237553 0 10 2237553 13 % 01/04/2020
Bradley F. Simon 0 2237553 0 2237553 2237553 13 % 01/04/2020
Steven G. Simon 0 2237553 0 2237553 2237553 13 % 01/04/2020
Steven G. Simon CITIZENSHIP OR PLACE OF ORGANIZATION 0 2237553 0 10 2237553 13 % 01/04/2020
Trigran Investments, Inc. 0 2237553 0 2237553 2237553 13 % 01/04/2020
Bradley F. Simon CITIZENSHIP OR PLACE OF ORGANIZATION 0 2237553 0 10 2237553 13 % 01/04/2020
Steven R. Monieson CITIZENSHIP OR PLACE OF ORGANIZATION 0 2237553 0 10 2237553 13 % 01/04/2020
Lawrence A. Oberman 0 2237553 0 2237553 2237553 13 % 01/04/2020
Douglas Granat 0 2237553 0 2237553 2237553 13 % 01/04/2020
Farmer Bros. Co. Employee Stock Ownership Plan California 1217579 1217579 0 0 1217579 7.1 % 13/02/2020
Russell Investments Group, Ltd. Seattle, WA USA 2639756 0 0 0 2639756 15.4 % 10/10/2019
Russell Investments Group, Ltd. Seattle, WA USA 2639756 0 0 0 2639756 15.4 % 10/10/2019
Adage Capital Advisors, L.L.C. Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Adage Capital Partners, L.P. Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Phillip Gross Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Adage Capital Partners, L.P. Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Adage Capital Partners GP, L.L.C. Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Robert Atchinson Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Adage Capital Advisors, L.L.C. Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Phillip Gross Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Adage Capital Partners GP, L.L.C. Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Robert Atchinson Delaware 0 869699 0 0 869699 5.09 % 20/09/2019
Russell Investments Group, Ltd. Seattle, WA USA 2295129 0 0 0 2295129 13.5 % 10/06/2019
Russell Investments Group, Ltd. Seattle, WA USA 2295129 0 0 0 2295129 13.5 % 10/06/2019
Darrell Crate 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
LE Partners Holdings II LLC 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
John Murphy 6.  Citizenship or Place of Organization 0 1127285 0 10 1823571 10.7 % 08/04/2019
LE Partners Holdings III LLC 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
Levin Capital Strategies, LP 6.  Citizenship or Place of Organization 0 1115 0 10 1115 0.01 % 08/04/2019
Avshalom Kalichstein 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
LE Partners Holdings LLC 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
Levin Easterly Partners LLC 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
LE Partners Holdings IV LLC 6.  Citizenship or Place of Organization 0 1126170 0 10 1822456 10.7 % 08/04/2019
Farmer Bros. Co. Employee Stock Ownership Plan California 1395421 1395421 0 0 1395421 8.2 % 12/02/2019
(. Delaware 872775 0 929387 0 929387 5.47 % 08/02/2019
Wellington Management Group LLP Massachusetts 0 0 0 0 0 0 % 11/06/2018
Wellington Group Holdings LLP Massachusetts 0 1064967 0 0 1402202 8.32 % 08/02/2018
Wellington Investment Advisors Holdings LLP Massachusetts 0 1064967 0 0 1402202 8.32 % 08/02/2018
Wellington Management Company LLP Massachusetts 0 1064967 0 0 1333151 7.92 % 08/02/2018
Wellington Management Group LLP Massachusetts 0 1064967 0 0 1402202 8.32 % 08/02/2018
Farmer Bros. Co. Employee Stock Ownership Plan California 1573489 1501375 72114 0 1573489 9.3 % 23/01/2018
Wellington Investment Advisors Holdings LLP Massachusetts 0 1323412 0 0 1703676 10.11 % 12/06/2017
Wellington Management Group LLP Massachusetts 0 1323412 0 0 1703676 10.11 % 12/06/2017
Wellington Management Group LLP Massachusetts 0 1323412 0 1703676 1703676 10.11 % 12/06/2017
Wellington Group Holdings LLP Massachusetts 0 1323412 0 0 1703676 10.11 % 12/06/2017
Wellington Management Company LLP Massachusetts 0 1323412 0 0 1633710 9.7 % 12/06/2017
Farmer Bros. Co. Employee Stock Ownership Plan California 1864348 1643423 220925 0 1864348 11.1 % 14/02/2017
1984 Jonathan Michael Waite Trust CALIFORNIA 0 6030 0 10 6030 1 % 29/08/2016
1969 Emily Marjorie Farmer Trust CALIFORNIA 0 77960 0 10 77960 1 % 29/08/2016
1969 Roy F Farmer Trust CALIFORNIA 0 77960 0 10 77960 1 % 29/08/2016
1969 Carol Lynn Farmer Waite Trust CALIFORNIA 0 77960 0 10 77960 1 % 29/08/2016
1969 Richard Francis Farmer Trust CALIFORNIA 0 77960 0 10 77960 1 % 29/08/2016
1969 Jeanne Ann Farmer Grossman Trust CALIFORNIA 0 77960 0 10 77960 1 % 29/08/2016
1969 Roy Edward Farmer Trust CALIFORNIA 0 77960 0 10 77960 1 % 29/08/2016
1964 Carol Lynn Farmer Waite Trust CALIFORNIA 0 321750 0 10 321750 1.9 % 29/08/2016
1964 Roy Edward Farmer Trust CALIFORNIA 0 321750 0 10 321750 1.9 % 29/08/2016
Richard Francis Farmer USA 21820 6312490 21820 10 6290800 39.1 % 29/08/2016
Emily Waite USA 50 0 50 10 50 1 % 29/08/2016
Austin Waite USA 50 0 50 10 50 1 % 29/08/2016
Suzanna Waite USA 500 0 500 10 500 1 % 29/08/2016
Emily Marjorie Farmer USA 0 2493 0 10 2493 1 % 29/08/2016
Farmer Insurance Trust CALIFORNIA 0 303158 0 10 303158 1.8 % 29/08/2016
2012 Waite Irrevocable Trust CALIFORNIA 340000 0 340000 10 340000 2 % 29/08/2016
1988 Roy F Farmer Trust I CALIFORNIA 0 6060 0 10 6060 1 % 29/08/2016
1987 Roy F Farmer Trust IV CALIFORNIA 0 65930 0 10 65930 1 % 29/08/2016
1987 Roy F Farmer Trust III CALIFORNIA 0 65930 0 10 65930 1 % 29/08/2016
1987 Roy F Farmer Trust II CALIFORNIA 0 65930 0 10 65930 1 % 29/08/2016
1987 Roy F Farmer Trust I CALIFORNIA 0 65930 0 10 65930 1 % 29/08/2016
2012 Grossman Irrevocable Trust CALIFORNIA 417986 0 417986 10 417986 2.5 % 29/08/2016
Carol Lynn Farmer Waite USA 1355236 2477728 1355236 10 3832964 23 % 29/08/2016
Jeanne Ann Farmer Grossman USA 9550 4127432 9550 10 4127432 25.7 % 29/08/2016
Jonathan Michael Waite USA 340000 0 340000 10 340000 2 % 29/08/2016
Jeanne F. Grossman Trust CALIFORNIA 0 2617530 0 10 2617530 16.3 % 29/08/2016
Carol L. Waite Trust CALIFORNIA 937250 0 937250 10 937250 5.6 % 29/08/2016
Trust A created under the Roy E. Farmer Trust CALIFORNIA 1463640 0 1463640 10 1463640 9.1 % 29/08/2016
1972 Emily Marjorie Farmer Trust CALIFORNIA 0 24000 0 10 24000 1 % 29/08/2016
1972 Roy F Farmer Trust CALIFORNIA 0 24000 0 10 24000 1 % 29/08/2016
1972 Richard Francis Farmer Trust CALIFORNIA 0 24000 0 10 24000 1 % 29/08/2016
1972 Jeanne Ann Farmer Grossman Trust CALIFORNIA 0 24000 0 10 24000 1 % 29/08/2016
1972 Carol Lynn Farmer Waite Trust CALIFORNIA 0 24000 0 10 24000 1 % 29/08/2016
1972 Roy Edward Farmer Trust CALIFORNIA 0 24000 0 10 24000 1 % 29/08/2016
1964 Richard Francis Farmer Trust CALIFORNIA 0 321750 0 10 321750 1.9 % 29/08/2016
1964 Jeanne Ann Farmer Grossman Trust CALIFORNIA 0 321750 0 10 321750 1.9 % 29/08/2016
Farmer Equities, LP CALIFORNIA 2617530 0 2617530 10 2617530 16.3 % 29/08/2016
Richard F. Farmer Revocable Living Trust CALIFORNIA 21820 2617530 21820 10 2639350 16.4 % 29/08/2016
Survivor’s Trust created under the Roy F. and Emily Marjorie Farmer Revocable Living Trust CALIFORINA 2493 0 2493 10 2493 1 % 29/08/2016
Farmer Bros. Co. Employee Stock Ownership Plan California 2159364 1768836 390528 0 2159364 12.9 % 16/02/2016
Farmer Bros. Co. Employee Stock Ownership Plan California 2364971 1974443 390528 0 2364971 14.3 % 12/02/2015
Farmer Bros. Co. Employee Stock Ownership Plan California 2507080 1944154 562926 0 2507080 15.2 % 14/02/2014
Farmer Bros. Co. Employee Stock Ownership Plan California 2817297 1533578 1283719 0 2817297 17.4 % 11/02/2011
RBC Global Investment Management Inc. Delaware 4 4 4 4 0 0 % 20/01/2010
Farmer Bros. Co. Employee Stock Ownership Plan California 3000500 400110 2600390 0 3000500 18.7 % 15/02/2005
Farmer Bros. Co. Employee Stock Ownership Plan California 300000 25469 274531 0 300000 18.66 % 13/01/2004
Roy F. Farmer California 448336 0 448336 0 448336 30.24 % 05/01/2004
Roy F. Farmer California 835071 0 835071 0 835071 43.35 % 14/02/2003
Franklin Mutual Advisers, LLC Delaware 188988 0 188988 0 188988 10.2 % 10/06/1999
Franklin Resources, Inc. Delaware 0 0 0 0 0 0 % 29/01/1999
Franklin Resources, Inc. Delaware 0 0 0 0 164988 8.6 % 29/01/1998
13-2670991 Delaware 0 0 0 0 117238 6.1 % 11/02/1997

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District