| Highbridge Capital Management, LLC |
State of Delaware |
0 |
2734854 |
0 |
0 |
2734854 |
9 % |
25/10/2024 |
| Fortress Biotech, Inc. |
|
10010467 |
0 |
10010467 |
0 |
10010467 |
56.9 % |
17/08/2022 |
| Nantahala Capital Management, LLC |
MA |
0 |
9086005 |
0 |
0 |
9086005 |
9.6 % |
14/02/2022 |
| Wilmot B. Harkey |
USA |
0 |
9086005 |
0 |
0 |
9086005 |
9.6 % |
14/02/2022 |
| Daniel Mack |
USA |
0 |
9086005 |
0 |
0 |
9086005 |
9.6 % |
14/02/2022 |
| The Vanguard Group - 23-1945930 |
Pennsylvania |
0 |
129482 |
0 |
160027 |
5690274 |
5.71 % |
10/02/2022 |
| (1) BlackRock, Inc. |
Delaware |
4755712 |
0 |
4814223 |
0 |
4814223 |
5 % |
07/05/2021 |
| Nantahala Capital Management, LLC |
MA |
0 |
8680909 |
0 |
0 |
8680909 |
9.3 % |
16/02/2021 |
| Wilmot B. Harkey |
MA |
0 |
8680909 |
0 |
0 |
8680909 |
9.3 % |
16/02/2021 |
| Daniel Mack |
MA |
0 |
8680909 |
0 |
0 |
8680909 |
9.3 % |
16/02/2021 |
| (1) BlackRock, Inc. |
Delaware |
4686663 |
0 |
4719280 |
0 |
4719280 |
5 % |
02/02/2021 |
| DAK Capital Inc. |
Alberta, Canada |
0 |
5607371 |
0 |
5607371 |
5607371 |
5.87 % |
28/12/2020 |
| Mr. Daryl Katz |
Canada |
0 |
5607371 |
0 |
5607371 |
5607371 |
5.87 % |
28/12/2020 |
| 1 |
Massachusetts |
0 |
3817300 |
0 |
3817300 |
9 |
11 % |
22/11/2019 |
| 1 |
Massachusetts |
0 |
3817300 |
0 |
3817300 |
9 |
11 % |
22/11/2019 |
| Fortress Biotech, Inc. 20-5157386 |
Citizenship or Place of Organization |
3840096 |
0 |
3506763 |
10 |
3840096 |
23.3 % |
19/04/2019 |
| FBIO Acquisition, Inc. |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
19/04/2019 |
| Fortress Biotech, Inc. |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
19/04/2019 |
| DAK Investments Corp. |
Canada |
0 |
0 |
0 |
0 |
0 |
0 % |
17/01/2018 |
| Mr. Daryl Katz |
Canada |
0 |
4755371 |
0 |
4755371 |
4755371 |
9.39 % |
17/01/2018 |
| DAK Capital Inc. |
Canada |
0 |
4755371 |
0 |
4755371 |
4755371 |
9.39 % |
17/01/2018 |
| Fortress Biotech, Inc. 20-5157386 |
Citizenship or Place of Organization |
3570425 |
0 |
3570425 |
10 |
3570425 |
33.1 % |
19/10/2017 |
| Lindsay A. Rosenwald, M.D. |
United States |
0 |
522292 |
0 |
10 |
522292 |
4.2 % |
09/05/2016 |
| Michael S. Weiss |
United States |
0 |
522292 |
0 |
10 |
522292 |
4.2 % |
09/05/2016 |
| Opus Point Partners Management, LLC |
Delaware |
0 |
522292 |
0 |
10 |
522292 |
4.2 % |
09/05/2016 |
| FBIO Acquisition, Inc. |
Delaware |
0 |
2274485 |
0 |
10 |
2274485 |
18.3 % |
09/05/2016 |
| Opus Point Partners, LLC |
Delaware |
0 |
522292 |
0 |
10 |
522292 |
4.2 % |
09/05/2016 |
| Fortress Biotech, Inc. |
Delaware |
0 |
2274485 |
0 |
10 |
2274485 |
18.3 % |
09/05/2016 |
| Elliott International Capital Advisors Inc. |
Cayman Islands British West Indies |
0 |
1253217 |
0 |
1253217 |
1253217 |
2.66 % |
16/02/2016 |
| Elliott International, L.P. |
Cayman Islands British West Indies |
0 |
1253217 |
0 |
1253217 |
1253217 |
2.66 % |
16/02/2016 |
| Elliott Associates, L.P. |
Cayman Islands British West Indies |
645597 |
0 |
645597 |
0 |
645597 |
1.37 % |
16/02/2016 |
| Mr. Daryl Katz |
Citizenship or Place of Organization Canada |
0 |
4675000 |
0 |
4675000 |
4675000 |
9.92 % |
05/02/2016 |
| DAK Investments Corp. |
Citizenship or Place of Organization Canada |
0 |
3675000 |
0 |
3675000 |
3675000 |
7.8 % |
05/02/2016 |
| DAK Capital Inc. |
Citizenship or Place of Organization Canada |
0 |
1000000 |
0 |
1000000 |
1000000 |
2.12 % |
05/02/2016 |
| Elliott Associates, L.P. |
Delaware |
1305948 |
0 |
1305948 |
0 |
1305948 |
2.79 % |
17/07/2015 |
| Elliott International, L.P. |
Delaware |
0 |
2425331 |
0 |
2425331 |
2425331 |
5.18 % |
17/07/2015 |
| Elliott International Capital Advisors Inc. |
Delaware |
0 |
2425331 |
0 |
2425331 |
2425331 |
5.18 % |
17/07/2015 |
| DAK Capital Inc. |
Canada |
0 |
3000000 |
0 |
3000000 |
3000000 |
6.45 % |
17/11/2014 |
| Mr. Daryl Katz |
Canada |
0 |
3000000 |
0 |
3000000 |
3000000 |
6.45 % |
17/11/2014 |
| DAK Capital Inc. |
Canada |
0 |
3000000 |
0 |
3000000 |
3000000 |
6.45 % |
17/11/2014 |
| Mr. Daryl Katz |
Canada |
0 |
3000000 |
0 |
3000000 |
3000000 |
6.45 % |
17/11/2014 |
| Michael S. Weiss |
Citizenship or Place of Organization |
0 |
0 |
5938038 |
10 |
5938038 |
15 % |
28/02/2014 |
| FMR LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/11/2013 |
| FMR LLC |
Delaware |
2320732 |
0 |
3017032 |
0 |
3017032 |
12.375 % |
11/03/2013 |
| Edward C. Johnson 3d |
Delaware |
0 |
0 |
3017032 |
0 |
3017032 |
12.375 % |
11/03/2013 |
| RA Capital Healthcare Fund, L.P. |
Massachusetts |
983382 |
0 |
983382 |
0 |
983382 |
4 % |
14/02/2013 |
| Peter Kolchinsky |
Massachusetts |
1735597 |
0 |
1735597 |
0 |
1735597 |
7.1 % |
14/02/2013 |
| RA Capital Management, LLC |
Massachusetts |
1735597 |
0 |
1735597 |
0 |
1735597 |
7.1 % |
14/02/2013 |
| RA Capital Healthcare Fund, L.P. |
Citizenship or Place of Organization Delaware |
1008186 |
0 |
1008186 |
0 |
1008186 |
4.1 % |
03/07/2012 |
| RA Capital Management, LLC |
Massachusetts |
1775154 |
0 |
1775154 |
0 |
1775154 |
7.3 % |
03/07/2012 |
| Peter Kolchinsky |
Citizenship or Place of Organization United States |
1775154 |
0 |
1775154 |
0 |
1775154 |
7.3 % |
03/07/2012 |
| Elliott Associates, L.P. |
Delaware |
2076381 |
0 |
2076381 |
0 |
2076381 |
8.9 % |
26/06/2012 |
| Elliott International, L.P. |
Delaware |
0 |
1654898 |
0 |
1654898 |
1654898 |
7 % |
26/06/2012 |
| Elliott International Capital Advisors Inc. |
Delaware |
0 |
1654898 |
0 |
1654898 |
1654898 |
7 % |
26/06/2012 |
| Elliott Associates, L.P. |
Delaware |
1462943 |
0 |
1462943 |
0 |
1462943 |
7.9 % |
24/02/2012 |
| Hillel A. Gross |
United States |
0 |
0 |
0 |
0 |
1461183 |
7.854 % |
14/02/2012 |
