| MASAYA OTSUKA |
JAPAN |
175214 |
0 |
175214 |
0 |
0 |
6.76 % |
22/10/2024 |
| Forsakringsaktiebolaget Avanza Pension |
Stockholm, Sweden |
130648 |
0 |
0 |
0 |
130648 |
5 % |
03/10/2024 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
3465347 |
0 |
3465347 |
3465347 |
5.8 % |
24/07/2023 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
3465347 |
0 |
3465347 |
3465347 |
5.8 % |
24/07/2023 |
| Heights Capital Management, Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| CVI Investments, Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Jack A. Roth |
USA |
1155128 |
0 |
1155128 |
1155128 |
1155128 |
6 % |
18/02/2020 |
| Viet-An Hoan Ly |
USA |
1169845 |
0 |
1169845 |
0 |
1169845 |
5.7 % |
14/02/2020 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1905000 |
0 |
1905000 |
1905000 |
6.8 % |
31/01/2020 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1905000 |
0 |
1905000 |
1905000 |
6.8 % |
31/01/2020 |
| Intracoastal Capital LLC |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
30/01/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
30/01/2020 |
| Daniel B. Asher |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
30/01/2020 |
| Sabby Volatility Warrant Master Fund, Ltd. |
USA |
0 |
1905000 |
0 |
1905000 |
1905000 |
6.84 % |
23/01/2020 |
| Calamos Market Neutral Income Fund, a series of Calamos Investment Trust |
Cayman Islands |
0 |
948890 |
0 |
948890 |
9 |
8.8 % |
14/01/2020 |
| Loomis, Sayles & Company, L.P. |
Delaware USA |
0 |
1584007 |
0 |
1584007 |
2047928 |
5.27 % |
22/11/2019 |
| Viet-An Hoan Ly |
USA |
1217067 |
0 |
1217067 |
0 |
1217067 |
7.5 % |
15/02/2019 |
| Christy M. Nance |
USA |
3167694 |
0 |
3167694 |
0 |
3167694 |
20.8 % |
14/02/2019 |
| Jack A. Roth |
USA |
1461813 |
0 |
1461813 |
1461813 |
1461813 |
9.7 % |
14/02/2019 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
1141870 |
0 |
0 |
1141870 |
7.04 % |
01/02/2019 |
| Sander Gerber |
United States |
0 |
1141870 |
0 |
0 |
1141870 |
7.04 % |
01/02/2019 |