Genius Brands International, Inc. GNUS
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | Delaware | 4824639 | 0 | 4833072 | 0 | 4833072 | 1.5 % | 08/07/2022 |
| BlackRock, Inc. | Delaware | 19347363 | 0 | 19645121 | 0 | 19645121 | 6.5 % | 04/02/2022 |
| Heights Capital Management, Inc. | Delaware | 0 | 13467900 | 0 | 13467900 | 13467900 | 4.9 % | 16/02/2021 |
| Heights Capital Management, Inc. | Delaware | 0 | 13467900 | 0 | 13467900 | 13467900 | 4.9 % | 16/02/2021 |
| CVI Investments, Inc. | Cayman Islands | 0 | 13467900 | 0 | 13467900 | 13467900 | 4.9 % | 16/02/2021 |
| CVI Investments, Inc. | Cayman Islands | 0 | 13467900 | 0 | 13467900 | 13467900 | 4.9 % | 16/02/2021 |
| Ryan M. Lane | United States | 0 | 10000000 | 0 | 10000000 | 10000000 | 3.75 % | 20/01/2021 |
| Empery Asset Management, LP | Delaware | 0 | 10000000 | 0 | 10000000 | 10000000 | 3.75 % | 20/01/2021 |
| Ryan M. Lane | United States | 0 | 10000000 | 0 | 10000000 | 10000000 | 3.75 % | 20/01/2021 |
| Martin D. Hoe | United States | 0 | 10000000 | 0 | 10000000 | 10000000 | 3.75 % | 20/01/2021 |
| Martin D. Hoe | United States | 0 | 10000000 | 0 | 10000000 | 10000000 | 3.75 % | 20/01/2021 |
| Empery Asset Management, LP | Delaware | 0 | 10000000 | 0 | 10000000 | 10000000 | 3.75 % | 20/01/2021 |
| Brio Capital Management LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 28/07/2020 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 28/07/2020 |
| Brio Select Opportunities Fund, LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 28/07/2020 |
| CVI Investments, Inc. | Cayman Islands | 0 | 7416693 | 0 | 7416693 | 7416693 | 7.7 % | 05/06/2020 |
| Heights Capital Management, Inc. | Delaware | 0 | 7416693 | 0 | 7416693 | 7416693 | 7.7 % | 05/06/2020 |
| Heights Capital Management, Inc. | Delaware | 0 | 7416693 | 0 | 7416693 | 7416693 | 7.7 % | 05/06/2020 |
| CVI Investments, Inc. | Cayman Islands | 0 | 7416693 | 0 | 7416693 | 7416693 | 7.7 % | 05/06/2020 |
| Empery Asset Management, LP | Delaware | 0 | 2000000 | 0 | 2000000 | 2000000 | 5.32 % | 11/05/2020 |
| Martin D. Hoe | United States | 0 | 2000000 | 0 | 2000000 | 2000000 | 5.32 % | 11/05/2020 |
| Empery Debt Opportunity Fund, LP | Delaware | 0 | 1900000 | 0 | 1900000 | 1900000 | 5.05 % | 11/05/2020 |
| Empery Asset Management, LP | Delaware | 0 | 2000000 | 0 | 2000000 | 2000000 | 5.32 % | 11/05/2020 |
| Ryan M. Lane | United States | 0 | 2000000 | 0 | 2000000 | 2000000 | 5.32 % | 11/05/2020 |
| Martin D. Hoe | United States | 0 | 2000000 | 0 | 2000000 | 2000000 | 5.32 % | 11/05/2020 |
| Empery Debt Opportunity Fund, LP | Delaware | 0 | 1900000 | 0 | 1900000 | 1900000 | 5.05 % | 11/05/2020 |
| Ryan M. Lane | United States | 0 | 2000000 | 0 | 2000000 | 2000000 | 5.32 % | 11/05/2020 |
| Brio Select Opportunities Fund, LP | Delaware | 2954915 | 0 | 2954915 | 0 | 2954915 | 9.99 % | 25/03/2020 |
| Brio Capital Management LLC | Delaware | 2954915 | 0 | 2954915 | 0 | 2954915 | 9.99 % | 25/03/2020 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 2954915 | 0 | 2954915 | 0 | 2954915 | 9.99 % | 25/03/2020 |
| S Moez Kassam | Canadian | 0 | 2064782 | 0 | 2064782 | 2064782 | 8.8 % | 14/02/2020 |
| S Anson Funds Management LP | Texas | 0 | 2064782 | 0 | 2064782 | 2064782 | 8.8 % | 14/02/2020 |
| S Amin Nathoo | Canadian | 0 | 2064782 | 0 | 2064782 | 2064782 | 8.8 % | 14/02/2020 |
| S Bruce R. Winson | United States | 0 | 2064782 | 0 | 2064782 | 2064782 | 8.8 % | 14/02/2020 |
| S Anson Management GP LLC | Texas | 0 | 2064782 | 0 | 2064782 | 2064782 | 8.8 % | 14/02/2020 |
| S Anson Advisors Inc. | Ontario Canada | 0 | 2064782 | 0 | 2064782 | 2064782 | 8.8 % | 14/02/2020 |
| Kimberly Page | United States of America | 491667 | 491667 | 491667 | 2.3 % | 14/02/2020 | ||
| Richard Abbe | United States of America | 295000 | 491667 | 295000 | 491667 | 786667 | 3.6 % | 14/02/2020 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 491667 | 0 | 491667 | 491667 | 2.3 % | 14/02/2020 |
| Bard Associates, Inc. | Illinois | 100002 | 0 | 877231 | 0 | 877231 | 3.1 % | 12/02/2020 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 1242605 | 0 | 1242605 | 0 | 1242605 | 4.72 % | 04/02/2020 |
| Moez Kassam | Canadian Citizen | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Anson Management GP LLC | Texas | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Anson Funds Management LP | Texas | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Bruce R. Winson | United States Citizen | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Moez Kassam | Canadian Citizen | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Amin Nathoo | Canadian Citizen | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Anson Funds Management LP | Texas | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Anson Management GP LLC | Texas | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Amin Nathoo | Canadian Citizen | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| Bruce R. Winson | United States Citizen | 0 | 945894 | 0 | 945894 | 945894 | 9.1 % | 21/02/2019 |
| S Anson Management GP LLC | Texas | 0 | 486973 | 0 | 486973 | 486973 | 4.9 % | 14/02/2019 |
| S Anson Funds Management LP | Texas | 0 | 486973 | 0 | 486973 | 486973 | 4.9 % | 14/02/2019 |
| S Bruce R. Winson | United States | 0 | 486973 | 0 | 486973 | 486973 | 4.9 % | 14/02/2019 |
| S Anson Advisors Inc. | Ontario Canada | 0 | 486973 | 0 | 486973 | 486973 | 4.9 % | 14/02/2019 |
| S Amin Nathoo | Canadian | 0 | 486973 | 0 | 486973 | 486973 | 4.9 % | 14/02/2019 |
| S Moez Kassam | Canadian | 0 | 486973 | 0 | 486973 | 486973 | 4.9 % | 14/02/2019 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 102886 | 0 | 102886 | 102886 | 4.99 % | 14/02/2019 |
| Richard Abbe | United States of America | 57936 | 102886 | 57936 | 102886 | 160822 | 5.1 % | 14/02/2019 |
| Kimberly Page | United States of America | 102886 | 102886 | 102886 | 4.99 % | 14/02/2019 | ||
| Bard Associates, Inc. | Illinois | 100002 | 0 | 949949 | 0 | 949949 | 9.9 % | 14/02/2019 |
| Bard Associates, Inc. | Illinois | 100002 | 0 | 949949 | 0 | 949949 | 9.9 % | 14/02/2019 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 927299 | 0 | 927299 | 0 | 927299 | 9.99 % | 04/02/2019 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 135290 | 0 | 135290 | 135290 | 4.9 % | 14/02/2018 |
| Richard Abbe | United States America | 35550 | 135290 | 35550 | 135290 | 170840 | 4.9 % | 14/02/2018 |
| Kimberly Page | United States America | 0 | 135290 | 0 | 135290 | 135290 | 4.9 % | 14/02/2018 |
| S Anson Advisors Inc. | Ontario Canada | 0 | 467084 | 0 | 467084 | 467084 | 6.1 % | 14/02/2018 |
| S Bruce R. Winson | United States | 0 | 467084 | 0 | 467084 | 467084 | 6.1 % | 14/02/2018 |
| S Anson Management GP LLC | Texas | 0 | 467084 | 0 | 467084 | 467084 | 6.1 % | 14/02/2018 |
| S Anson Funds Management LP | Texas | 0 | 467084 | 0 | 467084 | 467084 | 6.1 % | 14/02/2018 |
| S Moez Kassam | Canadian | 0 | 467084 | 0 | 467084 | 467084 | 6.1 % | 14/02/2018 |
| S Adam Spears | Canadian | 0 | 467084 | 0 | 467084 | 467084 | 6.1 % | 14/02/2018 |
| Bard Associates, Inc. | Illinois | 66668 | 0 | 941117 | 0 | 941117 | 11.1 % | 12/02/2018 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 761079 | 0 | 761079 | 0 | 761079 | 9.99 % | 26/01/2018 |
| Anson Funds Management LP | Texas | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Anson Funds Management LP | Texas | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Anson Management GP LLC | Texas | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Bruce R. Winson | United States Citizen | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Moez Kassam | Canadian Citizen | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Adam Spears | Canadian Citizen | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Moez Kassam | Canadian Citizen | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Adam Spears | Canadian Citizen | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Bruce R. Winson | United States Citizen | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Anson Management GP LLC | Texas | 0 | 384984 | 0 | 384984 | 384984 | 5.1 % | 18/12/2017 |
| Kimberly Page | United States America | 0 | 70254 | 0 | 70254 | 86921 | 8.6 % | 14/02/2017 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 70254 | 0 | 70254 | 70254 | 7.5 % | 14/02/2017 |
| Richard Abbe | United States America | 0 | 70254 | 0 | 70254 | 98470 | 8.2 % | 14/02/2017 |
| Bard Associates, Inc. | Illinois | 66668 | 0 | 923051 | 0 | 923051 | 16.9 % | 14/02/2017 |
| Bard Associates, Inc. | Illinois | 66668 | 0 | 923051 | 0 | 923051 | 16.9 % | 14/02/2017 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 431648 | 0 | 431648 | 0 | 431648 | 7.99 % | 14/02/2017 |
| Sony Corporation | Japan | 301231 | 0 | 301231 | 0 | 301231 | 0 % | 18/01/2017 |
| Brio Capital Master Fund Ltd. | Cayman Islands | 683450 | 0 | 683450 | 0 | 683450 | 6.12 % | 16/02/2016 |
| Iroquois Capital Management L.L.C. | Delaware | 380445 | 380445 | 380445 | 6.7 % | 08/02/2016 | ||
| Richard Abbe | United States of America | 380445 | 380445 | 380445 | 6.7 % | 08/02/2016 | ||
| Joshua Silverman | United States of America | 380445 | 380445 | 380445 | 6.7 % | 08/02/2016 | ||
| Joshua Silverman | United States America | 0 | 467102 | 0 | 467102 | 467102 | 6.9 % | 17/02/2015 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 467102 | 0 | 467102 | 467102 | 6.9 % | 17/02/2015 |
| Richard Abbe | United States America | 0 | 467102 | 0 | 467102 | 467102 | 6.9 % | 17/02/2015 |
| Iroquois Capital Management L.L.C. | Delaware | 375000 | 375000 | 375000 | 5.8 % | 03/06/2014 | ||
| Richard Abbe | United States of America | 375000 | 375000 | 375000 | 5.8 % | 03/06/2014 | ||
| Joshua Silverman | United States of America | 375000 | 375000 | 375000 | 5.8 % | 03/06/2014 | ||
| Wolverine Trading Partners, Inc. | Illinois | 1250000 | 1250000 | 1250000 | 9.99 % | 23/05/2014 | ||
| Wolverine Holdings, L.P. | Illinois | 1250000 | 1250000 | 1250000 | 9.99 % | 23/05/2014 | ||
| Wolverine Asset Management, LLC | Illinois | 1250000 | 1250000 | 1250000 | 9.99 % | 23/05/2014 | ||
| Wolverine Flagship Fund Trading Limited | Cayman Islands | 1250000 | 1250000 | 1250000 | 9.99 % | 23/05/2014 | ||
| Christopher L. Gust | US Citizen | 1250000 | 1250000 | 1250000 | 9.99 % | 23/05/2014 | ||
| Robert R. Bellick | US Citizen | 1250000 | 1250000 | 1250000 | 9.99 % | 23/05/2014 | ||
| Barry Honig | United States | 6188119 | 0 | 6188119 | 0 | 6188119 | 7.9 % | 19/09/2013 |
| Sara Balaban | United State of America | 4941999 | 1000000 | 4941999 | 1000000 | 0 | 0 % | 16/05/2012 |
| James Sommers | United States of America | 2883333 | 0 | 2883333 | 0 | 2883333 | 0 % | 01/09/2011 |