Heat Biologics, Inc. HTBX
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| Ramnarain Joseph Jaigobind | United States | 309034 | 0 | 309034 | 0 | 309034 | 9.13 % | 06/09/2024 |
| Hal Mintz | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 04/01/2021 |
| Sabby Management, LLC | Delaware USA | 0 | 0 | 0 | 0 | 0 | 0 % | 04/01/2021 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 04/01/2021 |
| Armistice Capital, LLC | Delaware | 0 | 2901635 | 0 | 2901635 | 2901635 | 4.99 % | 27/01/2020 |
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 2901635 | 0 | 2901635 | 2901635 | 4.99 % | 27/01/2020 |
| Armistice Capital, LLC | Delaware | 0 | 2901635 | 0 | 2901635 | 2901635 | 4.99 % | 27/01/2020 |
| Steven Boyd | United States of America | 0 | 2901635 | 0 | 2901635 | 2901635 | 4.99 % | 27/01/2020 |
| Steven Boyd | United States of America | 0 | 2901635 | 0 | 2901635 | 2901635 | 4.99 % | 27/01/2020 |
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 2901635 | 0 | 2901635 | 2901635 | 4.99 % | 27/01/2020 |
| Sabby Management, LLC | Delaware USA | 0 | 4300000 | 0 | 4300000 | 4300000 | 7.49 % | 23/01/2020 |
| Sabby Management, LLC | Delaware USA | 0 | 4300000 | 0 | 4300000 | 4300000 | 7.49 % | 23/01/2020 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 4300000 | 0 | 4300000 | 4300000 | 7.49 % | 23/01/2020 |
| Hal Mintz | USA | 0 | 4300000 | 0 | 4300000 | 4300000 | 7.49 % | 23/01/2020 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 4300000 | 0 | 4300000 | 4300000 | 7.49 % | 23/01/2020 |
| Hal Mintz | USA | 0 | 4300000 | 0 | 4300000 | 4300000 | 7.49 % | 23/01/2020 |
| Heights Capital Management, Inc. | 1622860 | 4.9 % | 14/02/2019 | |||||
| CVI Investments, Inc. | 1622860 | 4.9 % | 14/02/2019 | |||||
| Heights Capital Management, Inc. | 1622860 | 4.9 % | 14/02/2019 | |||||
| CVI Investments, Inc. | 1622860 | 4.9 % | 14/02/2019 | |||||
| Hal Mintz | USA | 0 | 1391985 | 0 | 1391985 | 1391985 | 4.29 % | 03/01/2019 |
| Sabby Management, LLC | Delaware USA | 0 | 1391985 | 0 | 1391985 | 1391985 | 4.29 % | 03/01/2019 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 1391985 | 0 | 1391985 | 1391985 | 4.29 % | 03/01/2019 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 03/01/2019 |
| Hal Mintz | USA | 0 | 1391985 | 0 | 1391985 | 1391985 | 4.29 % | 03/01/2019 |
| Sabby Management, LLC | Delaware USA | 0 | 1391985 | 0 | 1391985 | 1391985 | 4.29 % | 03/01/2019 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 1391985 | 0 | 1391985 | 1391985 | 4.29 % | 03/01/2019 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 03/01/2019 |
| Amin Nathoo | Canadian Citizen | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Bruce R. Winson | United States Citizen | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Bruce R. Winson | United States Citizen | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Anson Management GP LLC | Texas | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Anson Funds Management LP | Texas | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Amin Nathoo | Canadian Citizen | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Moez Kassam | Canadian Citizen | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Moez Kassam | Canadian Citizen | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Anson Funds Management LP | Texas | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Anson Management GP LLC | Texas | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.2 % | 03/12/2018 |
| Waqas Khatri | Pakistan | 1627192 | 0 | 1627192 | 0 | 1627192 | 4.99 % | 30/11/2018 |
| Waqas Khatri | Pakistan | 1627192 | 0 | 1627192 | 0 | 1627192 | 4.99 % | 30/11/2018 |
| Ayrton Capital LLC | Delaware, U.S.A. | 1627192 | 0 | 1627192 | 0 | 1627192 | 4.99 % | 30/11/2018 |
| Alto Opportunity Master Fund, SPC Segregated Master Portfolio B | Cayman Islands | 1627192 | 0 | 1627192 | 0 | 1627192 | 4.99 % | 30/11/2018 |
| Ayrton Capital LLC | Delaware, U.S.A. | 1627192 | 0 | 1627192 | 0 | 1627192 | 4.99 % | 30/11/2018 |
| Alto Opportunity Master Fund, SPC Segregated Master Portfolio B | Cayman Islands | 1627192 | 0 | 1627192 | 0 | 1627192 | 4.99 % | 30/11/2018 |
| CVI Investments, Inc. | 2000000 | 6.4 % | 30/11/2018 | |||||
| CVI Investments, Inc. | Cayman Islands | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.4 % | 30/11/2018 |
| Heights Capital Management, Inc. | Delaware | 0 | 2000000 | 0 | 2000000 | 2000000 | 6.4 % | 30/11/2018 |
| Heights Capital Management, Inc. | 2000000 | 6.4 % | 30/11/2018 | |||||
| 1992 MSF International Ltd. | Cayman Islands, British West Indies | 0 | 445000 | 0 | 445000 | 445000 | 4.09 % | 14/05/2018 |
| Highbridge Capital Management, LLC | State of Delaware | 0 | 445000 | 0 | 445000 | 445000 | 4.09 % | 14/05/2018 |
| 1992 MSF International Ltd. | Cayman Islands, British West Indies | 0 | 445000 | 0 | 445000 | 445000 | 4.09 % | 14/05/2018 |
| Highbridge Capital Management, LLC | State of Delaware | 0 | 445000 | 0 | 445000 | 445000 | 4.09 % | 14/05/2018 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 09/01/2018 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 2615123 | 0 | 2615123 | 2615123 | 6.29 % | 09/01/2018 |
| Hal Mintz | USA | 0 | 2615123 | 0 | 2615123 | 2615123 | 6.29 % | 09/01/2018 |
| Sabby Management, LLC | Delaware USA | 0 | 2615123 | 0 | 2615123 | 2615123 | 6.29 % | 09/01/2018 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 3250000 | 0 | 3250000 | 3250000 | 9.7 % | 17/04/2017 |
| Sabby Management, LLC | Delaware USA | 0 | 3250000 | 0 | 3250000 | 3250000 | 9.7 % | 17/04/2017 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 17/04/2017 |
| Hal Mintz | USA | 0 | 3250000 | 0 | 3250000 | 3250000 | 9.7 % | 17/04/2017 |
| Charles B. Johnson | USA | 4 | 4 | 4 | 4 | 0 | 0 % | 08/02/2017 |
| Franklin Resources, Inc. | Delaware | 4 | 4 | 4 | 4 | 0 | 0 % | 08/02/2017 |
| Rupert H. Johnson, Jr. | USA | 4 | 4 | 4 | 4 | 0 | 0 % | 08/02/2017 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| Hal Mintz | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| Sabby Management, LLC | Delaware USA | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| Sabby Management, LLC | Delaware, USA | 0 | 1700000 | 0 | 1700000 | 1700000 | 9.7 % | 24/03/2016 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 700000 | 0 | 700000 | 700000 | 3.99 % | 24/03/2016 |
| Sabby Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1000000 | 0 | 1000000 | 1000000 | 5.71 % | 24/03/2016 |
| Hal Mintz | USA | 0 | 1700000 | 0 | 1700000 | 1700000 | 9.7 % | 24/03/2016 |
| Rupert H. Johnson, Jr. | USA | 4 | 4 | 4 | 4 | 763300 | 11.8 % | 09/02/2015 |
| Franklin Advisers, Inc. | California | 763300 | 0 | 763300 | 0 | 763300 | 11.8 % | 09/02/2015 |
| Charles B. Johnson | USA | 4 | 4 | 4 | 4 | 763300 | 11.8 % | 09/02/2015 |
| Franklin Resources, Inc. | Delaware | 4 | 4 | 4 | 4 | 763300 | 11.8 % | 09/02/2015 |
| Rupert H. Johnson, Jr. | USA | 4 | 4 | 4 | 4 | 657800 | 10.6 % | 12/11/2013 |
| Franklin Resources, Inc. | Delaware | 4 | 4 | 4 | 4 | 657800 | 10.6 % | 12/11/2013 |
| Charles B. Johnson | USA | 4 | 4 | 4 | 4 | 657800 | 10.6 % | 12/11/2013 |
| Franklin Advisers, Inc. | California | 657800 | 0 | 657800 | 0 | 657800 | 10.6 % | 12/11/2013 |