| Foundation Fighting Blindness, Inc. |
|
0 |
2564752 |
0 |
2564752 |
2564752 |
8.16 % |
29/10/2024 |
| Foundation Fighting Blindness Retinal Degeneration Fund |
|
0 |
2564752 |
0 |
2564752 |
2564752 |
8.16 % |
29/10/2024 |
| Richmond Brothers, Inc. |
Citizenship or Place of Organization |
0 |
0 |
98714 |
1024825 |
1123539 |
5.84 % |
17/05/2022 |
| The RBI Opportunities Fund, LLC |
Citizenship or Place of Organization |
468801 |
0 |
468801 |
0 |
468801 |
2.44 % |
17/05/2022 |
| Richmond Brothers 401(k) Profit Sharing Plan |
Citizenship or Place of Organization |
33448 |
0 |
33448 |
0 |
33448 |
1 % |
17/05/2022 |
| David S. Richmond |
Citizenship or Place of Organization |
722 |
33448 |
722 |
1142223 |
1176393 |
6.12 % |
17/05/2022 |
| Matthew J. Curfman |
Citizenship or Place of Organization |
17962 |
33448 |
17962 |
1142223 |
1193633 |
6.2 % |
17/05/2022 |
| The RBI Opportunities Fund II, LLC |
Citizenship or Place of Organization |
274982 |
0 |
274982 |
0 |
274982 |
1.43 % |
17/05/2022 |
| RBI Private Investment III, LLC |
Citizenship or Place of Organization |
247594 |
0 |
247594 |
0 |
247594 |
1.29 % |
17/05/2022 |
| Mina Sooch |
United States America |
1286262 |
0 |
1286262 |
0 |
1286262 |
6.7 % |
14/02/2022 |
| Growth GP, LLC |
United States of America |
0 |
2678883 |
0 |
0 |
2678883 |
4.99 % |
14/02/2022 |
| Altium Growth Fund, LP |
United States of America |
0 |
2678883 |
0 |
0 |
2678883 |
4.99 % |
14/02/2022 |
| Altium Capital Management, LP |
United States of America |
0 |
2678883 |
0 |
0 |
2678883 |
4.99 % |
14/02/2022 |
| Apexian
Pharmaceuticals, Inc. |
Delaware |
779993 |
0 |
779993 |
0 |
779993 |
7.136 % |
26/03/2021 |
| Mina Sooch |
United States of America |
1286262 |
0 |
1286262 |
0 |
1286262 |
11.8 % |
16/03/2021 |
| Altium Capital Management, LP |
Delaware, United States of America |
0 |
314817 |
0 |
0 |
314817 |
9.99 % |
16/02/2021 |
| Altium Growth Fund, LP |
Delaware, United States of America |
0 |
314817 |
0 |
0 |
314817 |
9.99 % |
16/02/2021 |
| Altium Growth GP, LLC |
Delaware, United States of America |
0 |
314817 |
0 |
0 |
314817 |
9.99 % |
16/02/2021 |
| DAVID S. RICHMOND |
DELAWARE |
0 |
0 |
367922 |
49492 |
417414 |
5.8 % |
16/11/2020 |
| THE RBI OPPORTUNITIES FUND II, LLC |
DELAWARE |
0 |
0 |
78465 |
0 |
78465 |
1.1 % |
16/11/2020 |
| THE RBI OPPORTUNITIES FUND, LLC |
DELAWARE |
0 |
0 |
231528 |
0 |
231528 |
3.3 % |
16/11/2020 |
| RICHMOND BROTHERS, INC. |
DELAWARE |
0 |
0 |
0 |
49492 |
49492 |
1 % |
16/11/2020 |
| RBI PRIVATE INVESTMENT III, LLC |
DELAWARE |
0 |
0 |
54905 |
0 |
54905 |
1 % |
16/11/2020 |
| MATTHEW J. CURFMAN |
DELAWARE |
0 |
0 |
0 |
49492 |
49492 |
1 % |
16/11/2020 |
| RBI PI MANAGER, LLC |
DELAWARE |
0 |
0 |
364898 |
0 |
364898 |
5.1 % |
16/11/2020 |
| Altium Growth Fund, LP |
Delaware, United States of America |
0 |
591016 |
0 |
0 |
591016 |
8.3 % |
16/11/2020 |
| Altium Capital Management, LP |
Delaware, United States of America |
0 |
591016 |
0 |
0 |
591016 |
8.3 % |
16/11/2020 |
| Altium Growth GP, LLC |
Delaware, United States of America |
0 |
591016 |
0 |
0 |
591016 |
8.3 % |
16/11/2020 |
| Empery Debt Opportunity Fund, LP |
Delaware |
0 |
537825 |
0 |
0 |
537825 |
7.58 % |
12/11/2020 |
| Empery Asset Management, LP |
Delaware |
0 |
591016 |
0 |
0 |
591016 |
8.33 % |
12/11/2020 |
| Ryan M. Lane |
United States |
0 |
591016 |
0 |
0 |
591016 |
8.33 % |
12/11/2020 |
| Martin D. Hoe |
United States |
0 |
591016 |
0 |
0 |
591016 |
8.33 % |
12/11/2020 |
| 13G |
Canadian Citizen |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
29/10/2018 |
| 13G |
Canadian Citizen |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
29/10/2018 |
| 13G |
Canadian Citizen |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
29/10/2018 |
| 13G |
Canadian Citizen |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
29/10/2018 |
| 13G |
Canadian Citizen |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
29/10/2018 |
| 13G |
Canadian Citizen |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
29/10/2018 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
26/10/2018 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1923077 |
0 |
1923077 |
1923077 |
5.1 % |
26/10/2018 |
| Martin D. Hoe |
United States |
0 |
12500000 |
0 |
0 |
12500000 |
4.99 % |
17/01/2017 |
| Ryan M. Lane |
United States |
0 |
12500000 |
0 |
0 |
12500000 |
4.99 % |
17/01/2017 |
| Ryan M. Lane |
United States |
0 |
500000 |
0 |
0 |
500000 |
7.36 % |
19/01/2016 |
| Martin D. Hoe |
United States |
0 |
500000 |
0 |
0 |
500000 |
7.36 % |
19/01/2016 |
| Ryan M. Lane |
Delaware |
0 |
500000 |
0 |
0 |
500000 |
8.44 % |
10/11/2015 |
| Empery Asset Management, LP |
Delaware |
0 |
0 |
0 |
0 |
500000 |
8.44 % |
10/11/2015 |
| Martin D. Hoe |
Delaware |
0 |
500000 |
0 |
0 |
500000 |
8.44 % |
10/11/2015 |
| Not Applicable |
U.S.A. |
8313924 |
1397013 |
8313924 |
1397013 |
9710937 |
7.24 % |
09/10/2013 |
| Teva Pharmaceutical Industries Limited |
Israel |
5437352 |
0 |
5437352 |
0 |
5437352 |
6.3 % |
28/01/2011 |