John M. Fife |
United States of America |
795743 |
0 |
795743 |
0 |
795743 |
9.13 % |
22/07/2024 |
Iliad Research & Trading, L.P. |
Utah |
795743 |
0 |
795743 |
0 |
795743 |
9.13 % |
22/07/2024 |
Iliad Management, LLC |
Delaware |
795743 |
0 |
795743 |
0 |
795743 |
9.13 % |
22/07/2024 |
Fife Trading, Inc. |
Illinois |
795743 |
0 |
795743 |
0 |
795743 |
9.13 % |
22/07/2024 |
Iliad Management, |
Delaware |
393700 |
0 |
393700 |
0 |
393700 |
6.12 % |
10/06/2024 |
John M. Fife |
United States of America |
393700 |
0 |
393700 |
0 |
393700 |
6.12 % |
10/06/2024 |
Iliad Research & Trading, |
Utah |
393700 |
0 |
393700 |
0 |
393700 |
6.12 % |
10/06/2024 |
Fife Trading, |
Illinois |
393700 |
0 |
393700 |
0 |
393700 |
6.12 % |
10/06/2024 |
Iliad Research & Trading, |
Utah |
4875000 |
0 |
4875000 |
0 |
4875000 |
9.6 % |
29/12/2023 |
John M. Fife |
United States of America |
4875000 |
0 |
4875000 |
0 |
4875000 |
9.6 % |
29/12/2023 |
Fife Trading, |
Illinois |
4875000 |
0 |
4875000 |
0 |
4875000 |
9.6 % |
29/12/2023 |
Iliad Management, |
Delaware |
4875000 |
0 |
4875000 |
0 |
4875000 |
9.6 % |
29/12/2023 |
John Fife and Fredrick Waid |
United States America |
1908651 |
0 |
1908651 |
0 |
19086 |
0 % |
13/07/2023 |
Joshua Mailman |
United States |
14013 |
14013 |
14013 |
14013 |
28026 |
1.4 % |
22/02/2023 |
Streeterville Capital LLC852954598 |
Utah |
11500000 |
0 |
11500000 |
0 |
11500000 |
9.75 % |
26/08/2022 |
John M. Fife |
United States America |
11500000 |
0 |
11500000 |
0 |
11500000 |
9.75 % |
26/08/2022 |
Streeterville Management LLC853223919 |
Utah |
11500000 |
0 |
11500000 |
0 |
11500000 |
9.75 % |
26/08/2022 |
Streeterville Capital LLC852954598 |
Utah |
11500000 |
0 |
11500000 |
0 |
11500000 |
9.75 % |
26/08/2022 |
Streeterville Management LLC853223919 |
Utah |
11500000 |
0 |
11500000 |
0 |
11500000 |
9.75 % |
26/08/2022 |
John M. Fife |
United States America |
11500000 |
0 |
11500000 |
0 |
11500000 |
9.75 % |
26/08/2022 |
Joshua Mailman |
United States |
4088758 |
4525380 |
4088758 |
4525380 |
8614138 |
11.1 % |
10/05/2022 |
Joshua Mailman Foundation |
Delaware |
0 |
4366665 |
0 |
4366665 |
4366665 |
5.6 % |
10/05/2022 |
Oasis Capital, LLC |
United States of America, Territory of Puerto Rico |
4604484 |
0 |
4604484 |
0 |
4604484 |
9.99 % |
11/01/2022 |
Oasis Capital, LLC |
United States of America, Territory of Puerto Rico |
6874665 |
0 |
6874665 |
0 |
6874665 |
9.99 % |
25/01/2021 |
John M. Fife |
United States America |
4750000 |
0 |
4750000 |
0 |
4750000 |
7.88 % |
04/11/2020 |
Fife Trading, Inc.364151891 |
Illinois |
4750000 |
0 |
4750000 |
0 |
4750000 |
7.88 % |
04/11/2020 |
Iliad Research & Trading, L.P.113688679 |
Utah |
4750000 |
0 |
4750000 |
0 |
4750000 |
7.88 % |
04/11/2020 |
Iliad Management, LLC200411071 |
Delaware |
4750000 |
0 |
4750000 |
0 |
4750000 |
7.88 % |
04/11/2020 |
Chicago Venture Management, LLC522102651 |
Delaware |
3333333 |
0 |
3333333 |
0 |
3333333 |
8.28 % |
25/09/2020 |
John M. Fife |
United States America |
3333333 |
0 |
3333333 |
0 |
3333333 |
8.28 % |
25/09/2020 |
CVM, Inc.364243549 |
Illinois |
3333333 |
0 |
3333333 |
0 |
3333333 |
8.28 % |
25/09/2020 |
CHICAGO VENTURE PARTNERS L P364236727 |
Utah |
3333333 |
0 |
3333333 |
0 |
3333333 |
8.28 % |
25/09/2020 |
Sagard Capital Partners Management Corp. |
|
|
|
|
|
24769745 |
6.1 % |
11/09/2020 |
Sagard Capital Partners, L.P. |
|
|
|
|
|
24769741 |
6.1 % |
11/09/2020 |
Sagard Capital Partners GP, Inc. |
|
|
|
|
|
24769743 |
6.1 % |
11/09/2020 |
Oasis Capital, LLC |
United States of America, Territory of Puerto Rico |
1849468 |
0 |
1849468 |
0 |
1849468 |
9.99 % |
07/07/2020 |
Burford Capital Limited |
Guernsey |
0 |
36362 |
0 |
36362 |
36362 |
0.3 % |
31/03/2020 |
Nantucket Investments Limited |
Guernsey |
0 |
36362 |
0 |
36362 |
36362 |
0.3 % |
31/03/2020 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
400000 |
0 |
400000 |
400000 |
3.69 % |
21/01/2020 |
Sabby Management, LLC |
Delaware USA |
0 |
400000 |
0 |
400000 |
400000 |
3.69 % |
21/01/2020 |
Hal Mintz |
USA |
0 |
400000 |
0 |
400000 |
400000 |
3.69 % |
21/01/2020 |
Oasis Capital, LLC |
United States of America, Territory of Puerto Rico |
1078160 |
0 |
1078160 |
0 |
1078160 |
9.99 % |
14/11/2019 |
Ionic Ventures LLC |
U.S. Virgin Islands |
0 |
1114645 |
0 |
1114645 |
1114645 |
9.99 % |
11/10/2019 |
Brendan O’Neil |
United States |
0 |
1114645 |
0 |
1114645 |
1114645 |
9.99 % |
11/10/2019 |
Keith Coulston |
United States |
0 |
1114645 |
0 |
1114645 |
1114645 |
9.99 % |
11/10/2019 |
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 |
USA |
212138 |
70712 |
212138 |
70712 |
282850 |
4.35 % |
26/08/2019 |
Bryan Ezralow |
USA |
212138 |
70712 |
212138 |
70712 |
282850 |
4.35 % |
26/08/2019 |
The Jonathan & Nancy Glaser Family Trust DTD 12/16/1998 |
USA |
292172 |
0 |
292172 |
0 |
292172 |
4.34 % |
23/08/2019 |
Pacific Capital Management, LLC |
USA |
292115 |
0 |
292115 |
0 |
292115 |
4.34 % |
23/08/2019 |
Jonathan M. Glaser |
USA |
45935 |
292172 |
45935 |
292172 |
338107 |
4.99 % |
23/08/2019 |
Nancy E. Glaser |
USA |
0 |
292172 |
0 |
292172 |
292172 |
4.34 % |
23/08/2019 |
Oasis Capital, LLC |
United States of America, Territory of Puerto Rico |
3427939 |
0 |
3427939 |
0 |
3427939 |
9.99 % |
29/03/2019 |
John M. Fife |
United States America |
1766641 |
0 |
1766641 |
0 |
1766641 |
6.77 % |
12/03/2019 |
CHICAGO VENTURE PARTNERS L P364236727 |
Utah |
1766641 |
0 |
1766641 |
0 |
1766641 |
6.77 % |
12/03/2019 |
Chicago Venture Management, LLC522102651 |
Delaware |
1766641 |
0 |
1766641 |
0 |
1766641 |
6.77 % |
12/03/2019 |
CVM, Inc.364243549 |
Illinois |
1766641 |
0 |
1766641 |
0 |
1766641 |
6.77 % |
12/03/2019 |
Mark Kingdon |
United States of America |
0 |
1993015 |
0 |
1993015 |
1993015 |
7.06 % |
08/02/2019 |
Kingdon Capital Management, L.L.C. |
Delaware |
0 |
1993015 |
0 |
1993015 |
1993015 |
7.06 % |
08/02/2019 |
M. Kingdon Offshore Master Fund L.P. |
Cayman Islands |
0 |
1993015 |
0 |
1993015 |
1993015 |
7.06 % |
08/02/2019 |
Hal Mintz |
USA |
0 |
1311580 |
0 |
1311580 |
1311580 |
5.33 % |
07/01/2019 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
1311580 |
0 |
1311580 |
1311580 |
5.33 % |
07/01/2019 |
Sabby Management, LLC |
Delaware USA |
0 |
1311580 |
0 |
1311580 |
1311580 |
5.33 % |
07/01/2019 |
Invesco Ltd. |
Bermuda |
1803524 |
0 |
1803524 |
0 |
1803524 |
6.8 % |
13/11/2018 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
1246308 |
0 |
1246308 |
1246308 |
5.13 % |
31/10/2018 |
Hal Mintz |
USA |
0 |
1246308 |
0 |
1246308 |
1246308 |
5.13 % |
31/10/2018 |
Sabby Management, LLC |
Delaware USA |
0 |
1246308 |
0 |
1246308 |
1246308 |
5.13 % |
31/10/2018 |
Burford Capital Limited |
Guernsey |
0 |
1231987 |
0 |
1231987 |
1231987 |
5.5 % |
24/10/2018 |
Nantucket Investments Limited |
Guernsey |
0 |
1231987 |
0 |
1231987 |
1231987 |
5.5 % |
24/10/2018 |
Knight Therapeutics, Inc. |
CANADA |
1500000 |
0 |
1500000 |
0 |
1500000 |
7.08 % |
17/10/2018 |
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 |
USA |
1250000 |
416667 |
1250000 |
416667 |
1666667 |
17.49 % |
12/10/2018 |
Bryan Ezralow |
USA |
1250000 |
416667 |
1250000 |
416667 |
1666667 |
17.49 % |
12/10/2018 |
The Jonathan & Nancy Glaser Family Trust DTD 12/16/1998 |
USA |
806905 |
0 |
806905 |
0 |
806905 |
9.24 % |
03/08/2018 |
Jonathan M. Glaser |
USA |
105548 |
806905 |
105548 |
806905 |
912453 |
10.44 % |
03/08/2018 |
Nancy E. Glaser |
USA |
0 |
806905 |
0 |
806905 |
806905 |
9.24 % |
03/08/2018 |
Pacific Capital Management, LLC |
USA |
780405 |
0 |
780405 |
0 |
780405 |
8.93 % |
03/08/2018 |
The Jonathan & Nancy Glaser Family Trust DTD 12/16/1998 |
USA |
599942 |
0 |
599942 |
0 |
599942 |
5.25 % |
30/07/2018 |
Jonathan M. Glaser |
USA |
80548 |
599942 |
80548 |
599942 |
680490 |
5.96 % |
30/07/2018 |
Nancy E. Glaser |
USA |
0 |
599942 |
0 |
599942 |
599942 |
5.25 % |
30/07/2018 |
NAMES OF REPORTING PERSONS. |
USA |
0 |
578442 |
0 |
578442 |
578442 |
5.06 % |
30/07/2018 |
Jonathan M. Glaser |
USA |
80548 |
504137 |
80548 |
504137 |
584685 |
5.12 % |
30/07/2018 |
Burford Capital Limited |
Guernsey |
0 |
23634341 |
0 |
23634341 |
23634341 |
16.06 % |
27/04/2018 |
Nantucket Investments Limited |
Guernsey |
0 |
23634341 |
0 |
23634341 |
23634341 |
16.06 % |
27/04/2018 |
Invesco Ltd. |
Bermuda |
26885838 |
0 |
26885838 |
0 |
26885838 |
12.3 % |
10/04/2018 |
Invesco Ltd. |
Bermuda |
6297603 |
0 |
6297603 |
0 |
6297603 |
7.1 % |
16/11/2017 |
Invesco Ltd. |
Bermuda |
6297603 |
0 |
6297603 |
0 |
6297603 |
7.1 % |
13/11/2017 |
Nantucket Investments Limited |
Guernsey |
0 |
4884245 |
0 |
4884245 |
4884245 |
19.9 % |
09/08/2017 |
Burford Capital Limited |
Guernsey |
0 |
4884245 |
0 |
4884245 |
4884245 |
19.9 % |
09/08/2017 |
Invesco Ltd. |
Bermuda |
1974360 |
0 |
1974360 |
0 |
1974360 |
14.1 % |
08/02/2017 |
Napo Pharmaceuticals Inc. |
|
|
|
|
|
2666666 |
32.8 % |
29/03/2016 |
Mark Kingdon |
United States of America |
0 |
726576 |
0 |
726576 |
726576 |
8.94 % |
23/12/2015 |
M. Kingdon Offshore Master Fund L.P. |
Cayman Islands |
0 |
406798 |
0 |
406798 |
406798 |
5.01 % |
23/12/2015 |
Kingdon Capital Management, L.L.C. |
Delaware |
0 |
726576 |
0 |
726576 |
726576 |
8.94 % |
23/12/2015 |
Invesco Ltd. |
Invesco Ltd. – Bermuda |
1428500 |
0 |
1428500 |
0 |
1428500 |
17.6 % |
10/06/2015 |