RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
2151816 |
0 |
2151816 |
0 |
2151816 |
9.56 % |
14/02/2024 |
Morgan Stanley |
Delaware. |
|
0 |
0 |
1866457 |
1866457 |
8.5 % |
12/02/2024 |
Morgan Stanley Smith Barney LLC |
Delaware. |
|
0 |
0 |
1866457 |
1866457 |
8.5 % |
12/02/2024 |
JPMorgan Chase Bank, National Association |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
05/01/2024 |
JPMorgan Chase Bank, National Association |
United States of America |
0 |
780 |
780 |
0 |
780 |
100 % |
01/12/2023 |
Morgan Stanley |
Delaware. |
0 |
0 |
0 |
2189495 |
2189495 |
9.7 % |
08/02/2023 |
Morgan Stanley Smith Barney LLC |
Delaware. |
0 |
0 |
0 |
2189495 |
2189495 |
9.7 % |
08/02/2023 |
Morgan Stanley |
Delaware. |
0 |
0 |
0 |
2304805 |
2304805 |
10.2 % |
07/12/2022 |
Morgan Stanley Smith Barney LLC |
Delaware. |
0 |
0 |
0 |
2304805 |
2304805 |
10.2 % |
07/12/2022 |
Morgan Stanley |
Delaware. |
0 |
0 |
0 |
1614736 |
1614736 |
7.2 % |
09/02/2022 |
Morgan Stanley Smith Barney LLC |
Delaware. |
0 |
0 |
0 |
1614736 |
1614736 |
7.2 % |
09/02/2022 |
Morgan Stanley Smith Barney LLC |
Delaware. |
0 |
0 |
0 |
1391354 |
1391354 |
6.2 % |
10/02/2021 |
Morgan Stanley |
Delaware. |
0 |
0 |
0 |
1391354 |
1391354 |
6.2 % |
10/02/2021 |
JPMorgan Chase Bank, National Association |
United States of America |
0 |
1310 |
1310 |
0 |
1310 |
0 % |
26/01/2018 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
904661 |
904661 |
4.02 % |
12/01/2015 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
904661 |
904661 |
4.02 % |
12/01/2015 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
1301020 |
1301020 |
5.79 % |
10/01/2014 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
1301020 |
1301020 |
5.79 % |
10/01/2014 |
Royal Bank of Canada |
Canada |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2013 |
RBC Capital Markets, LLC1 |
Minnesota |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2013 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
2625016 |
2625016 |
11.69 % |
29/01/2013 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
2625016 |
2625016 |
11.69 % |
29/01/2013 |
JPMorgan Chase Bank, National Association |
United States of America |
0 |
1310 |
1310 |
0 |
1310 |
0 % |
10/04/2012 |
Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: |
Illinois USA |
0 |
0 |
0 |
2792010 |
2792010 |
13.2 % |
13/02/2012 |
Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: |
Illinois USA |
0 |
0 |
0 |
2792010 |
2792010 |
13.2 % |
13/02/2012 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
|
0 |
0 |
3621500 |
3621500 |
16.2 % |
18/01/2011 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
3621500 |
3621500 |
16.2 % |
18/01/2011 |
UBS AG, for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. |
Switzerland |
0 |
328 |
0 |
328 |
328 |
6.26 % |
14/01/2011 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
3489454 |
3489454 |
15.6 % |
09/11/2010 |
First Trust Advisors L.P. The Charger Corporation |
Illinois, U.S.A. |
0 |
0 |
0 |
3489454 |
3489454 |
15.6 % |
09/11/2010 |
The Charger Corporation |
Illinois, U.S.A. |
0 |
2350122 |
0 |
2350122 |
2350122 |
10.5 % |
09/04/2010 |
First Trust Portfolios L.P. |
Illinois, U.S.A. |
0 |
2350122 |
0 |
2350122 |
2350122 |
10.5 % |
09/04/2010 |
First Trust Advisors L.P. |
Illinois, U.S.A. |
0 |
2350122 |
0 |
2350122 |
2350122 |
10.5 % |
09/04/2010 |
First Trust Advisors L.P. |
Illinois, U.S.A. |
0 |
2350122 |
0 |
2350122 |
2350122 |
10.5 % |
09/04/2010 |
First Trust Portfolios L.P. |
Illinois, U.S.A. |
0 |
2350122 |
0 |
2350122 |
2350122 |
10.5 % |
09/04/2010 |
The Charger Corporation |
Illinois, U.S.A. |
0 |
2350122 |
0 |
2350122 |
2350122 |
10.5 % |
09/04/2010 |
Bank of America, N.A. |
United States |
0 |
|
0 |
333 |
333 |
6.4 % |
12/03/2010 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Delaware |
2 |
|
2 |
0 |
2 |
0 % |
12/03/2010 |
Bank of America Corporation |
Delaware |
0 |
|
0 |
2394 |
2394 |
45.7 % |
12/03/2010 |
Blue Ridge Investments, L.L.C. |
Delaware |
2059 |
|
2059 |
0 |
2059 |
39.3 % |
12/03/2010 |
Royal Bank of Canada |
Canada |
0 |
366 |
0 |
366 |
366 |
7 % |
16/02/2010 |
RBC Capital Markets Corporation |
Minnesota |
0 |
366 |
0 |
366 |
366 |
7 % |
16/02/2010 |
First Trust Portfolios L.P. |
Illinois, U.S.A. |
|
1961897 |
0 |
1961897 |
1961897 |
8.8 % |
22/01/2010 |
First Trust Advisors L.P. |
Illinois, U.S.A. |
|
1961897 |
0 |
1961897 |
1961897 |
8.8 % |
22/01/2010 |
The Charger Corporation |
Illinois, U.S.A. |
|
1961897 |
0 |
1961897 |
1961897 |
8.8 % |
22/01/2010 |
First Trust Advisors L.P. |
Illinois, U.S.A. |
|
1961897 |
0 |
1961897 |
1961897 |
8.8 % |
22/01/2010 |
First Trust Portfolios L.P. |
Illinois, U.S.A. |
|
1961897 |
0 |
1961897 |
1961897 |
8.8 % |
22/01/2010 |
The Charger Corporation |
Illinois, U.S.A. |
|
1961897 |
0 |
1961897 |
1961897 |
8.8 % |
22/01/2010 |
Bank of America Corporation |
Delaware |
0 |
|
0 |
4453 |
4453 |
85 % |
19/01/2010 |
Bank of America, N.A. |
United States |
0 |
|
0 |
2392 |
2392 |
45.7 % |
19/01/2010 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Delaware |
0 |
|
0 |
2061 |
2061 |
39.3 % |
19/01/2010 |