Nevro Corp. NVRO
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| Shay Capital LLC | Delaware | 1969797 | 0 | 1969797 | 0 | 1969797 | 5.26 % | 04/12/2024 |
| Shay Capital Holdings LLC | Delaware | 1969797 | 0 | 1969797 | 0 | 1969797 | 5.26 % | 04/12/2024 |
| Steven Boyd | United States of America | 0 | 3728000 | 0 | 3728000 | 0 | 10 % | 14/11/2024 |
| Armistice Capital, LLC | Delaware | 0 | 3728000 | 0 | 3728000 | 0 | 10 % | 14/11/2024 |
| BlackRock, Inc. | Delaware | 3003558 | 0 | 3067206 | 0 | 3067206 | 8.2 % | 08/11/2024 |
| BlackRock, Inc. | Delaware | 0 | 0 | 3067206 | 0 | 3067206 | 8.2 % | 22/10/2024 |
| Alger Associates, Inc. | New York | 44674 | 0 | 67827 | 0 | 67827 | 0.2 % | 10/09/2024 |
| The Vanguard Group | Pennsylvania | 0 | 16343 | 2249219 | 29721 | 2278940 | 6.11 % | 10/09/2024 |
| BlackRock, Inc. | Delaware | 3640557 | 0 | 3727285 | 0 | 3727285 | 10.1 % | 07/08/2024 |
| ArrowMark Colorado Holdings, LLC | Delaware, United States | 4289108 | 0 | 4289108 | 0 | 0 | 11.68 % | 10/07/2024 |
| Alger Associates, Inc. | New York | 1496415 | 0 | 2115664 | 0 | 2115664 | 5.8 % | 14/02/2024 |
| Armistice Capital, LLC | Delaware | 0 | 3176000 | 0 | 3176000 | 0 | 8.76 % | 14/02/2024 |
| Steven Boyd | United States of America | 0 | 3176000 | 0 | 3176000 | 0 | 8.76 % | 14/02/2024 |
| ArrowMark Colorado Holdings, LLC | Delaware, United States | 3011059 | 0 | 3011059 | 0 | 0 | 8.3 % | 14/02/2024 |
| The Vanguard Group | Pennsylvania | 0 | 37761 | 3991101 | 76170 | 4067271 | 11.23 % | 13/02/2024 |
| BlackRock, Inc. | Delaware | 3288286 | 0 | 3374031 | 0 | 3374031 | 9.3 % | 24/01/2024 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1080739 | 0 | 1080739 | 2.992 % | 11/09/2023 |
| FMR LLC | Delaware | 1080084 | 0 | 1080739 | 0 | 1080739 | 2.992 % | 11/09/2023 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 82232 | 0 | 280434 | 0 | 280434 | 0.7 % | 14/02/2023 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 82232 | 0 | 280434 | 0 | 280434 | 0.7 % | 14/02/2023 |
| Jackson Square Partners, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2023 |
| Jackson Square Partners, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2023 |
| The Vanguard Group | Pennsylvania For | 0 | 58013 | 4013269 | 92081 | 4105350 | 11.59 % | 09/02/2023 |
| NORGES BANK (THE CENTRAL BANK OF NORWAY) | NORWAY | 1741969 | 0 | 1741969 | 64011 | 1805980 | 5.1 % | 20/01/2023 |
| NORGES BANK (THE CENTRAL BANK OF NORWAY) | NORWAY | 1741969 | 0 | 1741969 | 64011 | 1805980 | 5.1 % | 20/01/2023 |
| Jackson Square Partners, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 07/11/2022 |
| Jackson Square Partners, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 07/11/2022 |
| Abigail P. Johnson | United States of America | 0 | 0 | 3746498 | 0 | 3746498 | 10.581 % | 12/09/2022 |
| Abigail P. Johnson | United States of America | 0 | 0 | 3746498 | 0 | 3746498 | 10.581 % | 12/09/2022 |
| FMR LLC | Delaware | 3745676 | 0 | 3746498 | 0 | 3746498 | 10.581 % | 12/09/2022 |
| FMR LLC | Delaware | 3745676 | 0 | 3746498 | 0 | 3746498 | 10.581 % | 12/09/2022 |
| The Vanguard Group | Pennsylvania | 0 | 56129 | 3472596 | 88200 | 3560796 | 10.1 % | 11/07/2022 |
| The Vanguard Group | Pennsylvania | 0 | 56129 | 3472596 | 88200 | 3560796 | 10.1 % | 11/07/2022 |
| Jackson Square Partners, LLC | Delaware | 1942302 | 0 | 2443095 | 0 | 2443095 | 7 % | 11/02/2022 |
| Jackson Square Partners, LLC | Delaware | 1942302 | 0 | 2443095 | 0 | 2443095 | 7 % | 11/02/2022 |
| The Vanguard Group | Pennsylvania For | 0 | 65323 | 3090058 | 95120 | 3185178 | 9.13 % | 10/02/2022 |
| BlackRock, Inc. | Delaware | 4114352 | 0 | 4150231 | 0 | 4150231 | 11.9 % | 27/01/2022 |
| BlackRock, Inc. | Delaware | 4118081 | 0 | 4150231 | 0 | 4150231 | 11.9 % | 26/01/2022 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 483315 | 0 | 2328531 | 0 | 2328531 | 6.6 % | 10/01/2022 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 944865 | 0 | 0 | 0 | 944865 | 2.7 % | 10/01/2022 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 483315 | 0 | 2328531 | 0 | 2328531 | 6.6 % | 10/01/2022 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 944865 | 0 | 0 | 0 | 944865 | 2.7 % | 10/01/2022 |
| Alger Associates, Inc. | New York | 1241415 | 0 | 1241415 | 0 | 1241415 | 3.56 % | 10/09/2021 |
| Alger Associates, Inc. | New York | 1241415 | 0 | 1241415 | 0 | 1241415 | 3.56 % | 10/09/2021 |
| Alger Group Holdings, LLC | Delaware | 2136612 | 0 | 2136612 | 0 | 2136612 | 6.21 % | 16/02/2021 |
| Alger Associates, Inc. | New York | 2136612 | 0 | 2136612 | 0 | 2136612 | 6.21 % | 16/02/2021 |
| Alger Associates, Inc. | New York | 2136612 | 0 | 2136612 | 0 | 2136612 | 6.21 % | 16/02/2021 |
| Alger Group Holdings, LLC | Delaware | 2136612 | 0 | 2136612 | 0 | 2136612 | 6.21 % | 16/02/2021 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1097350 | 0 | 1099450 | 1099450 | 3.2 % | 16/02/2021 |
| David E. Shaw | United States | 0 | 1097350 | 0 | 1099450 | 1099450 | 3.2 % | 16/02/2021 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 755255 | 0 | 4028320 | 0 | 4028320 | 11.7 % | 16/02/2021 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 2029470 | 0 | 0 | 0 | 2029470 | 5.8 % | 16/02/2021 |
| The Vanguard Group | Pennsylvania | 0 | 78500 | 2994268 | 105968 | 3100236 | 9 % | 10/02/2021 |
| BlackRock, Inc. | Delaware | 3651952 | 0 | 3721850 | 0 | 3721850 | 10.8 % | 26/01/2021 |
| HealthCor Associates, LLC | Delaware | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| HealthCor Market Neutral GP, LLC | Delaware | 0 | 5990 | 0 | 5990 | 5990 | 0 % | 27/03/2020 |
| HealthCor Management, L.P. | Delaware | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| HealthCor Market Neutral GP, LLC | Delaware | 0 | 5990 | 0 | 5990 | 5990 | 0 % | 27/03/2020 |
| HealthCor Market Neutral Master Fund, L.P. | Cayman Islands | 0 | 5990 | 0 | 5990 | 5990 | 0 % | 27/03/2020 |
| HealthCor Offshore II GP, LLC | Delaware | 0 | 463382 | 0 | 463382 | 463382 | 1.5 % | 27/03/2020 |
| HealthCor Sanatate Offshore Master Fund, L.P. | Cayman Islands | 0 | 463382 | 0 | 463382 | 463382 | 1.5 % | 27/03/2020 |
| Joseph Healey | United States | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| Arthur Cohen | United States | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| HealthCor Group, LLC | Delaware | 0 | 905990 | 0 | 905990 | 905990 | 2.8 % | 27/03/2020 |
| HealthCor Offshore GP, LLC | Delaware | 0 | 436618 | 0 | 436618 | 436618 | 1.4 % | 27/03/2020 |
| HealthCor Offshore Master Fund, L.P. | Cayman Islands | 0 | 436618 | 0 | 436618 | 436618 | 1.4 % | 27/03/2020 |
| Arthur Cohen | United States | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| HealthCor Group, LLC | Delaware | 0 | 905990 | 0 | 905990 | 905990 | 2.8 % | 27/03/2020 |
| HealthCor Offshore GP, LLC | Delaware | 0 | 436618 | 0 | 436618 | 436618 | 1.4 % | 27/03/2020 |
| HealthCor Offshore Master Fund, L.P. | Cayman Islands | 0 | 436618 | 0 | 436618 | 436618 | 1.4 % | 27/03/2020 |
| HealthCor Associates, LLC | Delaware | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| HealthCor Management, L.P. | Delaware | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| HealthCor Market Neutral Master Fund, L.P. | Cayman Islands | 0 | 5990 | 0 | 5990 | 5990 | 0 % | 27/03/2020 |
| HealthCor Offshore II GP, LLC | Delaware | 0 | 463382 | 0 | 463382 | 463382 | 1.5 % | 27/03/2020 |
| HealthCor Sanatate Offshore Master Fund, L.P. | Cayman Islands | 0 | 463382 | 0 | 463382 | 463382 | 1.5 % | 27/03/2020 |
| Joseph Healey | United States | 0 | 1747620 | 0 | 1747620 | 1747620 | 5.5 % | 27/03/2020 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 688230 | 0 | 3750196 | 0 | 3750196 | 11.7 % | 10/03/2020 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1841874 | 0 | 0 | 0 | 1841874 | 5.7 % | 10/03/2020 |
| David E. Shaw | United States | 0 | 1904518 | 0 | 1932518 | 1932518 | 6.2 % | 14/02/2020 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1904518 | 0 | 1932518 | 1932518 | 6.2 % | 14/02/2020 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1519059 | 0 | 1519059 | 1519059 | 4.9 % | 14/02/2020 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 477862 | 0 | 2682838 | 0 | 2682838 | 8.6 % | 14/02/2020 |
| Alger Associates, Inc. | New York | 1913958 | 0 | 1913958 | 1913958 | 6.17 % | 14/02/2020 | |
| Alger Group Holdings, LLC | Delaware | 1 | 0 | 1 | 1 | 6.17 % | 14/02/2020 | |
| Alger Associates, Inc. | New York | 1913958 | 0 | 1913958 | 1913958 | 6.17 % | 14/02/2020 | |
| Alger Group Holdings, LLC | Delaware | 1 | 0 | 1 | 1 | 6.17 % | 14/02/2020 | |
| The Vanguard Group | Pennsylvania | 63431 | 5009 | 2681623 | 64486 | 2746109 | 8.85 % | 12/02/2020 |
| Integrated Assets, Ltd. | 480 | 0 % | 07/02/2020 | |||||
| Millennium International Management LP | 52346 | 0.2 % | 07/02/2020 | |||||
| Millennium Management LLC | 207173 | 0.7 % | 07/02/2020 | |||||
| Millennium Group Management LLC | 207173 | 0.7 % | 07/02/2020 | |||||
| Israel A. Englander | 207173 | 0.7 % | 07/02/2020 | |||||
| ICS Opportunities, Ltd. | 6029 | 0 % | 07/02/2020 | |||||
| Integrated Core Strategies (US) LLC | 154827 | 0.5 % | 07/02/2020 | |||||
| Integrated Assets II LLC | 43343 | 0.1 % | 07/02/2020 | |||||
| ICS Opportunities II LLC | 2494 | 0 % | 07/02/2020 | |||||
| Franklin Resources, Inc. | Delaware | 4 | 4 | 4 | 4 | 1332644 | 4.3 % | 05/02/2020 |
| Charles B. Johnson | USA | 4 | 4 | 4 | 4 | 1332644 | 4.3 % | 05/02/2020 |
| Rupert H. Johnson, Jr. | USA | 4 | 4 | 4 | 4 | 1332644 | 4.3 % | 05/02/2020 |
| BlackRock, Inc. | Delaware | 2671312 | 0 | 2727823 | 0 | 2727823 | 8.8 % | 05/02/2020 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1595409 | 0 | 1595409 | 1595409 | 5.1 % | 18/11/2019 |
| David E. Shaw | United States | 0 | 2082309 | 0 | 2116224 | 2116224 | 6.8 % | 18/11/2019 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1595409 | 0 | 1595409 | 1595409 | 5.1 % | 18/11/2019 |
| David E. Shaw | United States | 0 | 2082309 | 0 | 2116224 | 2116224 | 6.8 % | 18/11/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 2082309 | 0 | 2116224 | 2116224 | 6.8 % | 18/11/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 2082309 | 0 | 2116224 | 2116224 | 6.8 % | 18/11/2019 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 520958 | 0 | 3078614 | 0 | 3078614 | 10 % | 10/06/2019 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 520958 | 0 | 3078614 | 0 | 3078614 | 10 % | 10/06/2019 |
| David E. Shaw | United States | 0 | 1796354 | 0 | 1810074 | 1810074 | 5.9 % | 16/05/2019 |
| David E. Shaw | United States | 0 | 1796354 | 0 | 1810074 | 1810074 | 5.9 % | 16/05/2019 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1552032 | 0 | 1552032 | 1552032 | 5.1 % | 16/05/2019 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1552032 | 0 | 1552032 | 1552032 | 5.1 % | 16/05/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1796354 | 0 | 1810074 | 1810074 | 5.9 % | 16/05/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1796354 | 0 | 1810074 | 1810074 | 5.9 % | 16/05/2019 |
| David E. Shaw | United States | 0 | 1843158 | 0 | 1859358 | 1859358 | 6.1 % | 14/03/2019 |
| David E. Shaw | United States | 0 | 1843158 | 0 | 1859358 | 1859358 | 6.1 % | 14/03/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1843158 | 0 | 1859358 | 1859358 | 6.1 % | 14/03/2019 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1524157 | 0 | 1524157 | 1524157 | 5 % | 14/03/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1843158 | 0 | 1859358 | 1859358 | 6.1 % | 14/03/2019 |
| D. E. Shaw & Co., L.L.C. | Delaware | 0 | 1524157 | 0 | 1524157 | 1524157 | 5 % | 14/03/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1501425 | 0 | 1512925 | 1512925 | 5 % | 19/02/2019 |
| David E. Shaw | United States | 0 | 1501425 | 0 | 1512925 | 1512925 | 5 % | 19/02/2019 |
| D. E. Shaw & Co., L.P. | Delaware | 0 | 1501425 | 0 | 1512925 | 1512925 | 5 % | 19/02/2019 |
| David E. Shaw | United States | 0 | 1501425 | 0 | 1512925 | 1512925 | 5 % | 19/02/2019 |
| AllianceBernstein L.P. | Delaware | 81000 | 0 | 129300 | 0 | 129300 | 0.4 % | 13/02/2019 |
| The Vanguard Group | Pennsylvania | 59736 | 3900 | 2548278 | 61293 | 2609571 | 8.65 % | 11/02/2019 |
| Millennium Group Management LLC | 1571049 | 5.2 % | 16/01/2019 | |||||
| Integrated Core Strategies (US) LLC | 1221907 | 4.1 % | 16/01/2019 | |||||
| Integrated Assets II LLC | 328495 | 1.1 % | 16/01/2019 | |||||
| ICS Opportunities, Ltd. | 20647 | 0.1 % | 16/01/2019 | |||||
| Millennium International Management LP | 20647 | 0.1 % | 16/01/2019 | |||||
| Millennium Management LLC | 1571049 | 5.2 % | 16/01/2019 | |||||
| Millennium Group Management LLC | 1571049 | 5.2 % | 16/01/2019 | |||||
| Israel A. Englander | 1571049 | 5.2 % | 16/01/2019 | |||||
| Millennium Management LLC | 1571049 | 5.2 % | 16/01/2019 | |||||
| Integrated Core Strategies (US) LLC | 1221907 | 4.1 % | 16/01/2019 | |||||
| ICS Opportunities, Ltd. | 20647 | 0.1 % | 16/01/2019 | |||||
| Millennium International Management LP | 20647 | 0.1 % | 16/01/2019 | |||||
| Integrated Assets II LLC | 328495 | 1.1 % | 16/01/2019 | |||||
| Israel A. Englander | 1571049 | 5.2 % | 16/01/2019 | |||||
| Point72 Asset Management, L.P. | Delaware | 0 | 1574855 | 0 | 1574855 | 1574855 | 5.2 % | 02/10/2018 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 1574855 | 0 | 1574855 | 1574855 | 5.2 % | 02/10/2018 |
| Point72 Asset Management, L.P. | Delaware | 0 | 1574855 | 0 | 1574855 | 1574855 | 5.2 % | 02/10/2018 |
| Steven A. Cohen | United States | 0 | 1580893 | 0 | 1580893 | 1580893 | 5.2 % | 02/10/2018 |
| Cubist Systematic Strategies, LLC | Delaware | 0 | 6038 | 0 | 6038 | 6038 | 0.1 % | 02/10/2018 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 1574855 | 0 | 1574855 | 1574855 | 5.2 % | 02/10/2018 |
| Cubist Systematic Strategies, LLC | Delaware | 0 | 6038 | 0 | 6038 | 6038 | 0.1 % | 02/10/2018 |
| Steven A. Cohen | United States | 0 | 1580893 | 0 | 1580893 | 1580893 | 5.2 % | 02/10/2018 |
| BlackRock, Inc. | Delaware | 2911421 | 0 | 2998138 | 0 | 2998138 | 10 % | 09/08/2018 |
| AllianceBernstein L.P. | Delaware | 1415822 | 0 | 1490954 | 25346 | 1516300 | 5.1 % | 13/02/2018 |
| AllianceBernstein L.P. | Delaware | 1415822 | 0 | 1490954 | 25346 | 1516300 | 5.1 % | 13/02/2018 |
| GOLDMAN SACHS & CO. LLC | New York | 0 | 237137 | 0 | 237137 | 237137 | 0.8 % | 12/02/2018 |
| THE GOLDMAN SACHS GROUP, INC. | Delaware | 0 | 237137 | 0 | 237137 | 237137 | 0.8 % | 12/02/2018 |
| The Vanguard Group | Pennsylvania | 53671 | 3900 | 2087044 | 55828 | 2142872 | 7.23 % | 09/02/2018 |
| BlackRock, Inc. | Delaware | 2559473 | 0 | 2616753 | 0 | 2616753 | 8.8 % | 25/01/2018 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1227075 | 0 | 1227075 | 4.188 % | 10/07/2017 |
| FMR LLC | Delaware | 68741 | 0 | 1227075 | 0 | 1227075 | 4.188 % | 10/07/2017 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1227075 | 0 | 1227075 | 4.188 % | 10/07/2017 |
| FMR LLC | Delaware | 68741 | 0 | 1227075 | 0 | 1227075 | 4.188 % | 10/07/2017 |
| THE GOLDMAN SACHS GROUP, INC. | Delaware | 0 | 1738608 | 0 | 1738608 | 1738608 | 6 % | 14/02/2017 |
| GOLDMAN, SACHS & CO. | New York | 0 | 1738608 | 0 | 1738608 | 1738608 | 6 % | 14/02/2017 |
| Wilfred E. Jaeger (“Jaeger”) | USA | 0 | 1194118 | 0 | 1194118 | 1194118 | 4.2 % | 13/02/2017 |
| Kevin Kotler | United States of America | 0 | 43281 | 0 | 43281 | 43281 | 0.15 % | 13/02/2017 |
| Broadfin Capital, LLC | Delaware | 0 | 43281 | 0 | 43281 | 43281 | 0.15 % | 13/02/2017 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 43281 | 0 | 43281 | 43281 | 0.15 % | 13/02/2017 |
| The Vanguard Group | Pennsylvania | 46972 | 1100 | 1789209 | 46829 | 1836038 | 6.38 % | 10/02/2017 |
| AllianceBernstein L.P. | Delaware | 1230980 | 0 | 1316403 | 26776 | 1343179 | 4.7 % | 10/02/2017 |
| Franklin Advisers, Inc. | California | 1690292 | 0 | 1690292 | 0 | 1690292 | 5.9 % | 07/02/2017 |
| Rupert H. Johnson, Jr. | USA | 4 | 4 | 4 | 4 | 1702389 | 5.9 % | 07/02/2017 |
| Charles B. Johnson | USA | 4 | 4 | 4 | 4 | 1702389 | 5.9 % | 07/02/2017 |
| Franklin Resources, Inc. | Delaware | 4 | 4 | 4 | 4 | 1702389 | 5.9 % | 07/02/2017 |
| BlackRock, Inc. | Delaware | 1434879 | 0 | 1518025 | 0 | 1518025 | 5.3 % | 30/01/2017 |
| Johnson & Johnson Inc. EIN | New Jersey | 0 | 1400824 | 0 | 1400824 | 1400824 | 4.9 % | 18/01/2017 |
| Johnson & Johnson EIN | New Jersey | 0 | 1400824 | 0 | 1400824 | 1400824 | 4.9 % | 18/01/2017 |
| BAY CITY CAPITAL FUND IV, L.P. | DELAWARE | 700000 | 700000 | 700000 | 2.5 % | 02/09/2016 | ||
| BAY CITY CAPITAL LLC | DELAWARE | 700000 | 700000 | 700000 | 2.5 % | 02/09/2016 | ||
| BAY CITY CAPITAL MANAGEMENT IV LLC | DELAWARE | 700000 | 700000 | 700000 | 2.5 % | 02/09/2016 | ||
| BAY CITY CAPITAL FUND IV FUND, L.P. | DELAWARE | 700000 | 700000 | 700000 | 2.5 % | 02/09/2016 | ||
| Wilfred E. Jaeger | USA | 0 | 1617101 | 0 | 1617101 | 1617101 | 5.8 % | 04/03/2016 |
| Mark A. Wan | USA | 0 | 1617101 | 0 | 1617101 | 1617101 | 5.8 % | 04/03/2016 |
| Three Arch Partners IV, L.P. | Delaware | 1582167 | 1582167 | 1582167 | 1582167 | 1582167 | 5.7 % | 04/03/2016 |
| Three Arch Associates IV, L.P. | Delaware | 34934 | 34934 | 34934 | 34934 | 34934 | 0.1 % | 04/03/2016 |
| Three Arch Management IV, L.L.C. | Delaware | 1617101 | 1617101 | 1617101 | 1617101 | 1617101 | 5.8 % | 04/03/2016 |
| Kevin Kotler | United States of America | 0 | 1462564 | 0 | 1462564 | 1462564 | 5.2 % | 01/03/2016 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1462564 | 0 | 1462564 | 1462564 | 5.2 % | 01/03/2016 |
| Broadfin Capital, LLC | Delaware | 0 | 1462564 | 0 | 1462564 | 1462564 | 5.2 % | 01/03/2016 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1462564 | 0 | 1462564 | 1462564 | 5.2 % | 01/03/2016 |
| Kevin Kotler | United States of America | 0 | 1462564 | 0 | 1462564 | 1462564 | 5.2 % | 01/03/2016 |
| Broadfin Capital, LLC | Delaware | 0 | 1462564 | 0 | 1462564 | 1462564 | 5.2 % | 01/03/2016 |
| AllianceBernstein L.P. | Delaware | 1713349 | 0 | 1908949 | 31666 | 1940615 | 6.9 % | 16/02/2016 |
| Aberdare Ventures III, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2016 |
| Aberdare GP III, L.L.C. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2016 |
| Paul H. Klingenstein | United States America | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2016 |
| Aberdare Partners III, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 09/02/2016 |
| Charles Larsen | USA | 0 | 5 | 0 | 7 | 0 | 0 % | 05/02/2016 |
| AMV Partners II, L.P. | Delaware | 0 | 5 | 0 | 7 | 0 | 0 % | 05/02/2016 |
| Accuitive Medical Ventures II, LLC | Delaware | 0 | 5 | 0 | 7 | 0 | 0 % | 05/02/2016 |
| Anthony Lando | USA | 0 | 5 | 0 | 7 | 0 | 0 % | 05/02/2016 |
| Gordon Wyatt | USA | 0 | 5 | 0 | 7 | 0 | 0 % | 05/02/2016 |
| Thomas Weldon | USA | 0 | 5 | 0 | 7 | 0 | 0 % | 05/02/2016 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 2874760 | 0 | 2874760 | 10.309 % | 09/10/2015 |
| Abigail P. Johnson | United States of America | 0 | 0 | 2874760 | 0 | 2874760 | 10.309 % | 09/10/2015 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 2874760 | 0 | 2874760 | 10.309 % | 09/10/2015 |
| Abigail P. Johnson | United States of America | 0 | 0 | 2874760 | 0 | 2874760 | 10.309 % | 09/10/2015 |
| FMR LLC | Delaware | 4660 | 0 | 2874760 | 0 | 2874760 | 10.309 % | 09/10/2015 |
| FMR LLC | Delaware | 4660 | 0 | 2874760 | 0 | 2874760 | 10.309 % | 09/10/2015 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1607085 | 0 | 1607085 | 1607085 | 5.76 % | 24/09/2015 |
| Kevin Kotler | United States of America | 0 | 1607085 | 0 | 1607085 | 1607085 | 5.76 % | 24/09/2015 |
| Broadfin Capital, LLC | Delaware | 0 | 1607085 | 0 | 1607085 | 1607085 | 5.76 % | 24/09/2015 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 1607085 | 0 | 1607085 | 1607085 | 5.76 % | 24/09/2015 |
| Broadfin Capital, LLC | Delaware | 0 | 1607085 | 0 | 1607085 | 1607085 | 5.76 % | 24/09/2015 |
| Kevin Kotler | United States of America | 0 | 1607085 | 0 | 1607085 | 1607085 | 5.76 % | 24/09/2015 |
| Novo A/S | Denmark | 625704 | 0 | 625704 | 0 | 625704 | 2.2 % | 14/09/2015 |
| Novo A/S | Denmark | 625704 | 0 | 625704 | 0 | 625704 | 2.2 % | 14/09/2015 |
| Senzar Asset Management, LLC | Delaware | 0 | 2441419 | 0 | 2441419 | 2441419 | 8.8 % | 27/08/2015 |
| John R. Yanuklis | United States of America | 0 | 2441419 | 0 | 2441419 | 2441419 | 8.8 % | 27/08/2015 |
| Senzar Asset Management, LLC | Delaware | 0 | 2441419 | 0 | 2441419 | 2441419 | 8.8 % | 27/08/2015 |
| Senzar Healthcare Master GP, Ltd. | Cayman Islands | 0 | 1787781 | 0 | 1787781 | 1787781 | 6.4 % | 27/08/2015 |
| Senzar Healthcare Master Fund, LP | Cayman Islands | 0 | 1787781 | 0 | 1787781 | 1787781 | 6.4 % | 27/08/2015 |
| Ajay Bhalla | Canada | 0 | 2441419 | 0 | 2441419 | 2441419 | 8.8 % | 27/08/2015 |
| John R. Yanuklis | United States of America | 0 | 2441419 | 0 | 2441419 | 2441419 | 8.8 % | 27/08/2015 |
| Ajay Bhalla | Canada | 0 | 2441419 | 0 | 2441419 | 2441419 | 8.8 % | 27/08/2015 |
| Senzar Healthcare Master Fund, LP | Cayman Islands | 0 | 1787781 | 0 | 1787781 | 1787781 | 6.4 % | 27/08/2015 |
| Senzar Healthcare Master GP, Ltd. | Cayman Islands | 0 | 1787781 | 0 | 1787781 | 1787781 | 6.4 % | 27/08/2015 |
| BAY CITY CAPITAL MANAGEMENT IV LLC | DELAWARE | 2217214 | 2217214 | 2217214 | 8.9 % | 12/05/2015 | ||
| BAY CITY CAPITAL FUND IV FUND, L.P. | DELAWARE | 2217214 | 2217214 | 2217214 | 8.9 % | 12/05/2015 | ||
| BAY CITY CAPITAL FUND IV, L.P. | DELAWARE | 2217214 | 2217214 | 2217214 | 8.9 % | 12/05/2015 | ||
| BAY CITY CAPITAL LLC | DELAWARE | 2217214 | 2217214 | 2217214 | 8.9 % | 12/05/2015 | ||
| AMV Partners II, L.P. | Delaware | 1685340 | 1685340 | 1685340 | 1685340 | 1685340 | 6.8 % | 06/03/2015 |
| Gordon Wyatt | USA | 1685310 | 1685310 | 1685310 | 1685310 | 1685310 | 6.8 % | 06/03/2015 |
| Thomas Weldon | USA | 1685310 | 1685310 | 1685310 | 1685310 | 1685310 | 6.8 % | 06/03/2015 |
| Charles Larsen | USA | 1685310 | 1685310 | 1685310 | 1685310 | 1685310 | 6.8 % | 06/03/2015 |
| Anthony Lando | USA | 1685310 | 1685310 | 1685310 | 1685310 | 1685310 | 6.8 % | 06/03/2015 |
| Accuitive Medical Ventures II, LLC | Delaware | 1685340 | 1685340 | 1685340 | 1685340 | 1685340 | 6.8 % | 06/03/2015 |
| Wilfred E. Jaeger | USA | 0 | 2210569 | 0 | 2210569 | 2210569 | 8.9 % | 17/02/2015 |
| Three Arch Partners IV, L.P. | Delaware | 2162814 | 2162814 | 2162814 | 2162814 | 2162814 | 8.7 % | 17/02/2015 |
| Three Arch Associates IV, L.P. | Delaware | 47755 | 47755 | 47755 | 47755 | 47755 | 0.2 % | 17/02/2015 |
| Three Arch Management IV, L.L.C. | Delaware | 2210569 | 2210569 | 2210569 | 2210569 | 2210569 | 8.9 % | 17/02/2015 |
| Mark A. Wan | USA | 0 | 2210569 | 0 | 2210569 | 2210569 | 8.9 % | 17/02/2015 |
| NEA GP, LTD | Cayman Islands exempted | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| M. James Barrett | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Peter J. Barris | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Forest Baskett | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Ryan D. Drant | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Anthony A. Florence, Jr. | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Patrick J. Kerins | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Krishna S. Kolluri | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| David M. Mott | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Scott D. Sandell | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Peter W. Sonsini | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Ravi Viswanathan | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Harry R. Weller | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| New Enterprise Associates 14, L.P. | Cayman Islands exempted | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| NEA Partners 14, L.P. | Cayman Islands exempted | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| NEA GP, LTD | Cayman Islands exempted | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| M. James Barrett | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Peter J. Barris | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Forest Baskett | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Ryan D. Drant | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Anthony A. Florence, Jr. | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Patrick J. Kerins | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Krishna S. Kolluri | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| David M. Mott | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Scott D. Sandell | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Peter W. Sonsini | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Ravi Viswanathan | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| New Enterprise Associates 14, L.P. | Cayman Islands exempted | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| NEA Partners 14, L.P. | Cayman Islands exempted | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Harry R. Weller | United States | 0 | 1367649 | 0 | 1367649 | 1367649 | 5.5 % | 09/02/2015 |
| Johnson & Johnson Innovation JJDC, Inc. EIN: | New Jersey | 0 | 3077005 | 0 | 3077005 | 3077005 | 12.4 % | 05/02/2015 |
| Johnson & Johnson EIN: | New Jersey | 0 | 3077005 | 0 | 3077005 | 3077005 | 12.4 % | 05/02/2015 |
| Novo A/S | Denmark | 2194841 | 0 | 2194841 | 0 | 2194841 | 8.8 % | 02/02/2015 |