| Springhouse Capital Management G.P., LLC |
Cayman Islands |
0 |
5513754 |
0 |
5513754 |
5513754 |
3.9 % |
13/02/2020 |
| Brian Gaines |
Cayman Islands |
50000 |
5513754 |
50000 |
5513754 |
5563754 |
3.9 % |
13/02/2020 |
| Springhouse Capital (Master), L.P. |
Cayman Islands |
0 |
5513754 |
0 |
5513754 |
5513754 |
3.9 % |
13/02/2020 |
| Springhouse Asset Management, Ltd. |
Cayman Islands |
0 |
5513754 |
0 |
5513754 |
5513754 |
3.9 % |
13/02/2020 |
| Springhouse Capital Management, L.P. |
Cayman Islands |
0 |
5513754 |
0 |
5513754 |
5513754 |
3.9 % |
13/02/2020 |
| LLC |
|
276000 |
0 |
276000 |
11 |
276000 |
0.2 % |
30/01/2020 |
| Management, L.P. |
|
0 |
19930860 |
0 |
11 |
19930860 |
14.1 % |
30/01/2020 |
| Group, LLC |
|
276000 |
0 |
276000 |
11 |
276000 |
0.2 % |
30/01/2020 |
| LLC |
|
0 |
19930860 |
0 |
11 |
19930860 |
14.1 % |
30/01/2020 |
| Management GP, LLC |
|
0 |
19930860 |
0 |
11 |
19930860 |
14.1 % |
30/01/2020 |
| LLC |
|
276000 |
0 |
276000 |
11 |
276000 |
0.2 % |
30/01/2020 |
| L.P. |
|
276000 |
0 |
276000 |
11 |
276000 |
0.2 % |
30/01/2020 |
| Leonard M. Tannenbaum |
United States of America |
0 |
21325038 |
0 |
10 |
21325038 |
15.1 % |
20/12/2019 |
| Fifth Street Asset Management Inc. |
Delaware |
0 |
4151912 |
0 |
10 |
4151912 |
2.9 % |
20/12/2019 |
| Fifth Street Holdings L.P. |
Delaware |
0 |
4151912 |
0 |
10 |
4151912 |
2.9 % |
20/12/2019 |
| M. Tannenbaum |
States of America |
0 |
24203623 |
0 |
24203623 |
24203623 |
17.2 % |
12/04/2019 |
| Fifth Street Holdings L.P. |
Delaware |
0 |
7030497 |
0 |
7030497 |
7030497 |
4.99 % |
12/04/2019 |
| Fifth Street Asset Management Inc. |
Delaware |
0 |
7030497 |
0 |
7030497 |
7030497 |
4.99 % |
12/04/2019 |
| Senvest Management, LLC |
Delaware |
0 |
1768429 |
0 |
0 |
1768429 |
1.25 % |
08/02/2019 |
| Richard Mashaal |
Canada |
0 |
1768429 |
0 |
0 |
1768429 |
1.25 % |
08/02/2019 |
| Brian Gaines |
Cayman Islands |
50000 |
7268454 |
50000 |
7268454 |
7318454 |
5.2 % |
08/02/2019 |
| Springhouse Capital Management G.P., LLC |
Cayman Islands |
0 |
7268454 |
0 |
7268454 |
7268454 |
5.2 % |
08/02/2019 |
| Springhouse Capital Management, L.P. |
Cayman Islands |
0 |
7268454 |
0 |
7268454 |
7268454 |
5.2 % |
08/02/2019 |
| Springhouse Asset Management, Ltd. |
Cayman Islands |
0 |
7268454 |
0 |
7268454 |
7268454 |
5.2 % |
08/02/2019 |
| Springhouse Capital (Master), L.P. |
Cayman Islands |
0 |
7268454 |
0 |
7268454 |
7268454 |
5.2 % |
08/02/2019 |
| 5.6% |
Cayman Islands |
0 |
7884534 |
0 |
7884534 |
7884534 |
5.6 % |
13/02/2018 |
| 10. |
Cayman Islands |
0 |
7884534 |
0 |
7884534 |
7884534 |
5.6 % |
13/02/2018 |
| 10. |
Cayman Islands |
0 |
7884534 |
0 |
7884534 |
7884534 |
5.6 % |
13/02/2018 |
| 10. |
Cayman Islands |
0 |
7884534 |
0 |
7884534 |
7884534 |
5.6 % |
13/02/2018 |
| 10. |
Cayman Islands |
0 |
7884534 |
0 |
7884534 |
7884534 |
5.6 % |
13/02/2018 |
| Senvest Management, LLC |
Canada |
0 |
7158959 |
0 |
0 |
7158959 |
5.08 % |
16/11/2017 |
| Richard Mashaal |
Canada |
0 |
7158959 |
0 |
0 |
7158959 |
5.08 % |
16/11/2017 |
| 10. |
Cayman Islands |
0 |
7973902 |
0 |
7973902 |
7973902 |
5.7 % |
16/10/2017 |
| 10. |
Cayman Islands |
0 |
7973902 |
0 |
7973902 |
7973902 |
5.7 % |
16/10/2017 |
| 10. |
Cayman Islands |
0 |
7973902 |
0 |
7973902 |
7973902 |
5.7 % |
16/10/2017 |
| 5.7% |
Cayman Islands |
0 |
7973902 |
0 |
7973902 |
7973902 |
5.7 % |
16/10/2017 |
| 10. |
Cayman Islands |
0 |
7973902 |
0 |
7973902 |
7973902 |
5.7 % |
16/10/2017 |
| RIVERNORTH CAPITAL PARTNERS, L.P. |
DELAWARE |
0 |
4389409 |
0 |
10 |
4389409 |
2.9 % |
22/02/2016 |
| RIVERNORTH INSTITUTIONAL PARTNERS, L.P. |
DELAWARE |
0 |
4498887 |
0 |
10 |
4498887 |
3 % |
22/02/2016 |
| RIVERNORTH CORE OPPORTUNITY FUND |
OHIO |
0 |
0 |
0 |
10 |
1476042 |
1 % |
22/02/2016 |
| FRED G. STEINGRABER |
USA |
0 |
0 |
0 |
10 |
0 |
0 % |
22/02/2016 |
| RANDY I. ROCHMAN |
USA |
0 |
255804 |
0 |
10 |
255804 |
1 % |
22/02/2016 |
| MURRAY R. WISE |
USA |
76700 |
39700 |
76700 |
10 |
116500 |
1 % |
22/02/2016 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND |
OHIO |
0 |
0 |
0 |
10 |
2402500 |
1.6 % |
22/02/2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
12766838 |
0 |
12766838 |
10 |
12766838 |
8.5 % |
22/02/2016 |
| Fifth Street Asset Management Inc. |
Delaware |
0 |
3988282 |
0 |
10 |
3988282 |
2.7 % |
29/01/2016 |
| Leonard M. Tannenbaum |
United States of America |
8094861 |
3989332 |
8094861 |
10 |
12084193 |
8 % |
29/01/2016 |
| MURRAY R. WISE |
USA |
76700 |
39700 |
76700 |
10 |
116500 |
1 % |
22/01/2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
12766838 |
0 |
12766838 |
10 |
12766838 |
8.5 % |
22/01/2016 |
| RANDY I. ROCHMAN |
USA |
0 |
215804 |
0 |
10 |
215804 |
1 % |
22/01/2016 |
| FRED G. STEINGRABER |
USA |
0 |
0 |
0 |
10 |
0 |
0 % |
22/01/2016 |
| RIVERNORTH CORE OPPORTUNITY FUND |
OHIO |
0 |
0 |
0 |
10 |
1476042 |
1 % |
22/01/2016 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND |
OHIO |
0 |
0 |
0 |
10 |
2402500 |
1.6 % |
22/01/2016 |
| RIVERNORTH CAPITAL PARTNERS, L.P. |
DELAWARE |
0 |
4389409 |
0 |
10 |
4389409 |
2.9 % |
22/01/2016 |
| RIVERNORTH INSTITUTIONAL PARTNERS, L.P. |
DELAWARE |
0 |
4498887 |
0 |
10 |
4498887 |
3 % |
22/01/2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
1691619 |
0 |
1691619 |
10 |
1691619 |
5.7 % |
24/12/2015 |
| RIVERNORTH INSTITUTIONAL PARTNERS, L.P. |
DELAWARE |
0 |
884003 |
0 |
10 |
884003 |
3 % |
24/12/2015 |
| RIVERNORTH CAPITAL PARTNERS, L.P. |
DELAWARE |
0 |
807616 |
0 |
10 |
807616 |
2.7 % |
24/12/2015 |
| MURRAY R. WISE |
USA |
62100 |
19300 |
62100 |
10 |
81400 |
1 % |
16/11/2015 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND |
OHIO |
0 |
0 |
0 |
10 |
1103373 |
1 % |
16/11/2015 |
| RIVERNORTH CORE OPPORTUNITY FUND |
OHIO |
0 |
0 |
0 |
10 |
1043000 |
1 % |
16/11/2015 |
| RIVERNORTH CAPITAL PARTNERS, L.P. |
DELAWARE |
0 |
2684871 |
0 |
10 |
2684871 |
1.8 % |
16/11/2015 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
8987510 |
0 |
8987510 |
10 |
8987510 |
5.9 % |
16/11/2015 |
| RIVERNORTH INSTITUTIONAL PARTNERS, L.P. |
DELAWARE |
0 |
4156266 |
0 |
10 |
4156266 |
2.7 % |
16/11/2015 |
| FRED G. STEINGRABER |
USA |
0 |
0 |
0 |
10 |
0 |
0 % |
16/11/2015 |
| RANDY I. ROCHMAN |
USA |
0 |
158804 |
0 |
10 |
158804 |
1 % |
16/11/2015 |
| Vaughan Nelson Investment Management, Inc. 04-3304959 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
13/02/2012 |
| Vaughan Nelson Investment Management, L.P. 04-3304963 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
13/02/2012 |
| 48-1183041 |
A |
2385012 |
0 |
2385012 |
0 |
2385012 |
3.3 % |
31/01/2012 |
| 20-4857214 |
USA |
401421 |
0 |
2519383 |
0 |
2519383 |
4.58 % |
14/03/2011 |
| Vaughan Nelson Investment Management, L.P. 04-3304963 |
Delaware |
2127047 |
0 |
2604000 |
0 |
2901289 |
5.3 % |
15/02/2011 |
| Vaughan Nelson Investment Management, Inc. 04-3304959 |
Delaware |
2127047 |
0 |
2604000 |
0 |
2901289 |
5.3 % |
15/02/2011 |
| Greenlight Capital, L.L.C. |
Delaware |
0 |
909136 |
0 |
909136 |
909136 |
1.7 % |
14/02/2011 |
| DME Management GP, LLC |
Delaware |
0 |
105186 |
0 |
105186 |
105186 |
0.2 % |
14/02/2011 |
| DME Advisors, LP |
Delaware |
0 |
580635 |
0 |
580635 |
580635 |
1.1 % |
14/02/2011 |
| DME Capital Management, LP |
Delaware |
0 |
135178 |
0 |
135178 |
135178 |
0.2 % |
14/02/2011 |
| David Einhorn |
U.S. Citizen |
0 |
2284492 |
0 |
2284492 |
2284492 |
4.2 % |
14/02/2011 |
| DME Advisors GP, LLC |
Delaware |
0 |
715813 |
0 |
715813 |
715813 |
1.3 % |
14/02/2011 |
| Greenlight Capital, Inc. |
Delaware |
0 |
1568679 |
0 |
1568679 |
1568679 |
2.9 % |
14/02/2011 |
| 20-4857214 |
USA |
421183 |
0 |
2323269 |
0 |
2323269 |
5.14 % |
22/07/2010 |
| Advisors, L.P. |
Delaware |
0 |
580635 |
0 |
580635 |
580635 |
1.5 % |
16/02/2010 |
| Advisors GP, L.L.C. |
Delaware |
0 |
580635 |
0 |
580635 |
580635 |
1.5 % |
16/02/2010 |
| Capital, L.L.C. |
Delaware |
0 |
1014322 |
0 |
1014322 |
1014322 |
2.7 % |
16/02/2010 |
| Capital, Inc. |
Delaware |
0 |
1703857 |
0 |
1703857 |
1703857 |
4.5 % |
16/02/2010 |
| Einhorn |
Citizen |
0 |
2284492 |
0 |
2284492 |
2284492 |
6 % |
16/02/2010 |
| MEMBERS CAPITAL ADVISORS, INC. |
IOWA |
1252370 |
0 |
1252370 |
0 |
1252370 |
5.53 % |
09/02/2010 |
| CUNA MUTUAL INSURANCE SOCIETY |
IOWA |
0 |
0 |
0 |
0 |
1252370 |
5.53 % |
09/02/2010 |
| DME Advisors, L.P. |
Delaware |
0 |
580635 |
0 |
0 |
580635 |
2.6 % |
13/02/2009 |
| DME Advisors GP, L.L.C. |
Delaware |
0 |
580635 |
0 |
0 |
580635 |
2.6 % |
13/02/2009 |
| David Einhorn |
U.S. Citizen |
0 |
2259492 |
0 |
0 |
2259492 |
9.98 % |
13/02/2009 |
| Greenlight Capital, L.L.C. |
Delaware |
0 |
1014322 |
0 |
0 |
1014322 |
4.5 % |
13/02/2009 |
| Greenlight Capital, Inc. |
Delaware |
0 |
1678857 |
0 |
0 |
1678857 |
7.4 % |
13/02/2009 |
| CUNA MUTUAL INSURANCE SOCIETY |
IOWA |
0 |
0 |
0 |
0 |
1252370 |
5.53 % |
06/02/2009 |
| MEMBERS CAPITAL ADVISORS, INC. |
IOWA |
1252370 |
0 |
1252370 |
0 |
1252370 |
5.53 % |
06/02/2009 |
| Genworth Financial, Inc. |
Delaware |
0 |
1473379 |
0 |
1473379 |
1473379 |
6.5 % |
29/01/2009 |
| Genworth North America |
Washington |
0 |
1473379 |
0 |
1473379 |
1473379 |
6.5 % |
29/01/2009 |
| Genworth Life Insurance |
Delaware |
0 |
1473379 |
0 |
1473379 |
1473379 |
6.5 % |
29/01/2009 |