OXSQ

Oxford Square Capital Corp. OXSQ

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
RIVERNORTH CAPITAL MANAGEMENT, LLC 336578 14.63 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 336578 14.63 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 227236 9.88 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 227236 9.88 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 0 0 % 11/04/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 0 0 % 11/04/2018
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 230209 10 % 11/04/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 347174 15.09 % 11/04/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 347174 15.09 % 11/04/2018
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 230209 10 % 11/04/2018
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 230209 10 % 10/04/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 347174 15.09 % 10/04/2018
Steven B. Katznelson United States America and Canada 0 0 0 0 0 0 % 14/02/2018
RGC Management Company, LLC Delaware 0 0 0 0 0 0 % 14/02/2018
Radcliffe Capital Management, L.P. Delaware 0 0 0 0 0 0 % 14/02/2018
Christopher Hinkel United States America 0 0 0 0 0 0 % 14/02/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #161290558 New York 839750 0 839750 0 839750 36.51 % 10/05/2017
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #161290558 New York 40709 0 40709 0 40709 36.51 % 10/05/2017
Radcliffe Capital Management, L.P. Delaware 0 1980456 2844006 0 2844006 5.24 % 14/02/2017
RGC Management Company, LLC Delaware 0 1980456 0 2844006 2844006 5.24 % 14/02/2017
Steven B. Katznelson Canada 0 1980456 0 2844006 2844006 5.24 % 14/02/2017
Christopher Hinkel United States of America 0 1980456 0 2844006 2844006 5.24 % 14/02/2017
BlackRock, Inc. Delaware 1626029 0 1626029 0 1626029 4.97 % 10/02/2012
BlackRock, Inc. Delaware 1653295 0 1653295 0 1653295 5.05 % 09/02/2012
Wellington Management Company, LLP Massachusetts 0 494031 0 525391 525391 1.96 % 12/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District