OXSQ

Oxford Square Capital Corp. OXSQ

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 336578 0 336578 0 336578 14.63 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. MARYLAND 227236 0 227236 0 227236 9.88 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. MARYLAND 230209 0 230209 0 230209 10 % 11/04/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 347174 0 347174 0 347174 15.09 % 11/04/2018
Steven B. Katznelson United States of America and Canada 0 0 0 0 0 0 % 14/02/2018
Christopher Hinkel United States of America 0 0 0 0 0 0 % 14/02/2018
RGC Management Company, LLC Delaware 0 0 0 0 0 0 % 14/02/2018
Radcliffe Capital Management, L.P. Delaware 0 0 0 0 0 0 % 14/02/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 839750 0 839750 0 839750 36.51 % 10/05/2017
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 40709 0 40709 0 40709 36.51 % 10/05/2017
Christopher Hinkel Delaware 0 1980456 0 0 2844006 5.24 % 14/02/2017
Radcliffe Capital Management, L.P. Delaware 0 1980456 2844006 0 2844006 5.24 % 14/02/2017
RGC Management Company, LLC Delaware 0 1980456 0 0 2844006 5.24 % 14/02/2017
Steven B. Katznelson Delaware 0 1980456 0 0 2844006 5.24 % 14/02/2017
Jonathan H. Cohen America 310000 1815674 310000 10 2125674 4.13 % 27/06/2016
Saul B. Rosenthal United States of America 107137 1815674 107137 10 1922811 3.74 % 27/06/2016
Charles M. Royce America 115561 2310089 115561 10 2425650 4.71 % 27/06/2016
(1) BlackRock, Inc. Delaware 1626029 0 1626029 0 1626029 4.97 % 10/02/2012
(1) BlackRock, Inc. Delaware 1653295 0 1653295 0 1653295 5.05 % 09/02/2012
04-2683227 Massachusetts 0 494031 0 0 525391 1.96 % 12/02/2010
04-2683227 Massachusetts 0 1391568 0 0 1470209 5.53 % 10/08/2009
Capital Management, LLC DELAWARE 0 1306051 0 10 1306051 4.9 % 29/06/2009
Capital Fund (QP), LP DELAWARE 0 591036 0 10 591036 2.2 % 29/06/2009
Capital Fund, LP DELAWARE 0 715015 0 10 715015 2.7 % 29/06/2009
C. Martin USA 43394 1306051 43394 10 1349445 5.1 % 29/06/2009
04-2683227 Massachusetts 0 3014268 0 0 3213909 12.22 % 17/02/2009
04-2683227 Massachusetts 0 3014258 0 0 3165338 14.59 % 10/07/2008
04-2683227 Massachusetts 0 1194730 0 0 1311930 6.12 % 14/02/2008
59-3299598 of Florida 0 0 0 0 982300 5.11 % 07/02/2006
Israel A. Englander United States 0 437574 0 437574 437574 4.3 % 07/03/2005
13-3804139 Delaware 0 437574 0 437574 437574 4.3 % 07/03/2005
13-3532932 Delaware 0 437574 0 437574 437574 4.3 % 07/03/2005
Page 3 of 9 Pages Delaware 0 835670 0 835670 835670 8.3 % 24/01/2005
Page 4 of 9 Pages United States 0 835670 0 835670 835670 8.3 % 24/01/2005
Page 2 of 9 Pages Delaware 0 835670 0 835670 835670 8.3 % 24/01/2005
59-3299598 of Florida 0 0 0 0 555898 6.39 % 10/01/2005

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District