PFX

PhenixFIN Corporation PFX

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
22NW, LP DELAWARE 117885 0 117885 0 117885 5.6 % 13/02/2023
Adalta Capital Management LLC Delaware 78423 0 0 0 118973 5.67 % 13/02/2023
The Radoff Family Foundation TEXAS 0 0 24000 0 24000 1 % 14/02/2022
Bradley L. Radoff TEXAS 0 0 179100 0 179100 7.1 % 14/02/2022
David Lorber U.S. Citizen 45000 84748 45000 10 129748 5.1 % 20/12/2021
FrontFour Opportunity Fund British Columbia, Canada 2085 0 2085 10 2085 1 % 20/12/2021
20-5997207 Delaware 81662 0 81662 10 81662 3.2 % 20/12/2021
FrontFour Capital Corp. British Columbia, Canada 2085 0 2085 10 2085 1 % 20/12/2021
FrontFour Master Fund, Ltd. Cayman Islands 81662 0 81662 10 81662 3.2 % 20/12/2021
47-3559028 California 0 0 0 0 10 12 % 10/11/2021
Glacier Point Advisors California 0 0 0 0 248705 9.14 % 26/02/2021
Almitas Capital LLC U.S. 162340 162340 162340 162340 162340 6 % 16/02/2021
BLR Partners LP USA 207700 0 207700 0 49896 1.8 % 16/02/2021
Drawbridge Special Opportunities Fund LTD Delaware 0 131738 0 0 10 4.8 % 23/11/2020
Fortress Operating Entity I LP Delaware 0 131738 0 0 10 4.8 % 23/11/2020
DB Med Investor I LLC Delaware 0 131738 0 0 10 4.8 % 23/11/2020
FIG LLC Delaware 0 131738 0 0 10 4.8 % 23/11/2020
FIG Corp. Delaware 0 131738 0 0 10 4.8 % 23/11/2020
Fortress Investment Group LLC Delaware 0 131738 0 0 10 4.8 % 23/11/2020
Fortress Principal Investment Holdings IV LLC Delaware 0 131738 0 0 10 4.8 % 23/11/2020
Drawbridge Special Opportunities GP LLC Delaware 0 131738 0 0 10 4.8 % 23/11/2020
Drawbridge Special Opportunities Advisors LLC Delaware 0 131738 0 0 10 4.8 % 23/11/2020
Drawbridge Special Opportunities Fund LP Delaware 0 131738 0 0 10 4.8 % 23/11/2020
BLR Partners LP TEXAS 50000 0 50000 0 50000 1.8 % 18/09/2020
The Radoff Family Foundation TEXAS 45000 0 45000 0 45000 1.7 % 18/09/2020
Bradley L. Radoff TEXAS 180000 0 180000 0 180000 6.6 % 18/09/2020
BLRPart, LP TEXAS 50000 0 50000 0 50000 1.8 % 18/09/2020
BLRGP Inc. TEXAS 50000 0 50000 0 50000 1.8 % 18/09/2020
FMLP Inc. TEXAS 50000 0 50000 0 50000 1.8 % 18/09/2020
Fondren Management, LP TEXAS 50000 0 50000 0 50000 1.8 % 18/09/2020
HOWARD AMSTER 0 0 58503 158415 234802 8.62 % 24/08/2020
Glacier Point Advisors, LLC California 0 0 0 10 6023239 11.06 % 20/07/2020
Glacier Point Advisors California 0 0 0 0 6018700 11.05 % 08/07/2020
HOWARD AMSTER 1429061 3132724 1429061 3132724 4561785 8.37 % 15/05/2020
DB Med Investor I LLC Delaware 0 6966739 0 0 10 12.8 % 14/02/2020
Drawbridge Special Opportunities Fund LP Delaware 0 6966739 0 0 10 12.8 % 14/02/2020
Glacier Point Advisors California 0 0 0 0 5463680 10.03 % 03/12/2019
Fortress Principal Investment Holdings IV LLC Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
DB Med Investor I LLC Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
FIG Corp. Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
Fortress Operating Entity I LP Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
Fortress Investment Group LLC Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
Drawbridge Special Opportunities Fund LTD Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
Drawbridge Special Opportunities Fund LP Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
FIG LLC Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
Drawbridge Special Opportunities Advisors LLC Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
Drawbridge Special Opportunities GP LLC Delaware 0 7756938 0 0 10 14.2 % 04/11/2019
LPL Financial LLC California 0 0 0 0 300857 0.6 % 10/10/2019
Glacier Point Advisors California 0 0 0 0 5053674 9.28 % 23/09/2019
LPL Financial LLC California 0 0 0 0 6068612 11.1 % 15/03/2019
LPL Financial LLC California 0 0 0 0 6068612 11.1 % 10/01/2019
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 0 0 1682157 0 1682157 30.58 % 09/06/2017
Taube United States 190000 2536685 190000 2536685 2726685 5.01 % 13/02/2017
Medley Seed Funding I LLC Delaware 0 2536685 0 2536685 2536685 4.66 % 13/02/2017
Medley LLC Delaware 0 2536685 0 2536685 2536685 4.66 % 13/02/2017
Management Inc. Delaware 0 2536685 0 2536685 2536685 4.66 % 13/02/2017
Taube United States 177510 2536685 177510 2536685 2714195 4.98 % 13/02/2017
Group LLC Delaware 0 2536685 0 2536685 2536685 4.66 % 13/02/2017
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 1689073 0 0 0 1689073 23.79 % 10/02/2017
Clearbridge Investments, LLC01-0846058 Delaware 0 0 0 0 0 0 % 17/02/2015
Medley Opportunity Fund, Ltd. Delaware 0 0 0 0 0 0 % 14/02/2013
Medley Opportunity Fund, Ltd. Delaware 0 4776658 0 4776658 4776658 27.6 % 23/02/2012
Medley Capital, LLC Delaware 0 4776658 0 4776658 4776658 27.6 % 23/02/2012

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District