PULM

Pulmatrix, Inc. PULM

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
CVI Investments, Inc. Cayman Islands 0 2461111 0 2461111 2461111 4.2 % 14/02/2022
Heights Capital Management, Inc. Delaware 0 2461111 0 2461111 2461111 4.2 % 14/02/2022
Mitchell P. Kopin United States of America 0 3341549 0 3214049 3341549 5.6 % 11/02/2022
Intracoastal Capital LLC Delaware 0 3341549 0 3214049 3341549 5.6 % 11/02/2022
Daniel B. Asher United States of America 0 3341549 0 3214049 3341549 5.6 % 11/02/2022
26-0385758 Delaware 2224264 0 2450601 0 2450601 4.36 % 10/02/2022
13-3127734 Delaware 2224264 0 2450601 0 2450601 4.36 % 10/02/2022
CVI Investments, Inc. Cayman Islands 0 3500000 0 3500000 3500000 6.2 % 24/02/2021
CVI Investments, Inc. Delaware 0 1807108 0 1807108 1807108 4.9 % 16/02/2021
26-0385758 Delaware 2168598 0 2572542 0 2572542 7.48 % 10/02/2021
13-3127734 Delaware 2168598 0 2572542 0 2572542 7.48 % 10/02/2021
Mitchell P. Kopin United States of America 0 2370000 0 2370000 2370000 6.4 % 29/01/2021
Daniel B. Asher States of America 0 2370000 0 2370000 2370000 6.4 % 29/01/2021
Intracoastal Capital LLC Delaware 0 2370000 0 2370000 2370000 6.4 % 29/01/2021
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1644502 0 1644502 1644502 5.3 % 24/07/2020
Armistice Capital, LLC Delaware 0 1320180 0 1320180 1320180 4.99 % 24/04/2020
Steven Boyd Delaware 0 1320180 0 1320180 1320180 4.99 % 24/04/2020
Armistice Capital Master Fund Ltd. Delaware 0 1320180 0 1320180 1320180 4.99 % 24/04/2020
Heights Capital Management, Inc. Delaware 0 1350000 0 1350000 1350000 5.3 % 24/04/2020
CVI Investments, Inc. Cayman Islands 0 1350000 0 1350000 1350000 5.3 % 24/04/2020
Michael Bigger Delaware 0 0 0 630828 630828 3.1 % 11/02/2020
District 2 GP LLC Delaware 0 0 0 295791 295791 1.5 % 11/02/2020
District 2 Capital LP Delaware 0 0 0 295791 295791 1.5 % 11/02/2020
District 2 Capital Fund LP Delaware 0 0 0 295791 295791 1.5 % 11/02/2020
District 2 Holdings LLC Delaware 0 0 0 295791 295791 1.5 % 11/02/2020
Bigger Capital Fund, LP Delaware 0 0 0 335037 335037 1.6 % 11/02/2020
Bigger Capital Fund GP, LLC Delaware 0 0 0 335037 335037 1.6 % 11/02/2020
Intracoastal Capital LLC United States of America 0 1173111 0 1173111 1173111 5.5 % 11/02/2020
Mitchell P. Kopin United States of America 0 1173111 0 1173111 1173111 5.5 % 11/02/2020
Daniel B. Asher United States of America 0 1173111 0 1173111 1173111 5.5 % 11/02/2020
Ryan M. Lane United States 0 5583644 0 0 5583644 4.99 % 15/01/2020
Empery Asset Management, LP Delaware 0 5583644 0 0 5583644 4.99 % 15/01/2020
Martin D. Hoe United States 0 5583644 0 0 5583644 4.99 % 15/01/2020
Hal Mintz Cayman Islands 0 1008500 0 1008500 1008500 5.19 % 03/06/2019
Daniel B. Asher United States of America 0 1097522 0 1097522 1097522 9.99 % 17/04/2019
Intracoastal Capital LLC United States of America 0 1097522 0 1097522 1097522 9.99 % 17/04/2019
Mitchell P. Kopin United States of America 0 1097522 0 1097522 1097522 9.99 % 17/04/2019
Empery Asset Management, LP Delaware 0 7383643 0 0 7383643 9.99 % 15/04/2019
Martin D. Hoe United States 0 7383643 0 0 7383643 9.99 % 15/04/2019
Empery Tax Efficient II, LP Delaware 0 4886264 0 0 4886264 9.99 % 15/04/2019
Ryan M. Lane United States 0 7383643 0 0 7383643 9.99 % 15/04/2019
Empery Asset Master, Ltd. Cayman Islands 0 1726744 0 0 1726744 7.29 % 15/04/2019
District 2 GP LLC Delaware 0 0 0 295791 295791 3.7 % 19/02/2019
Bigger Capital Fund, LP Delaware 0 0 0 273037 273037 3.4 % 19/02/2019
District 2 Capital LP Delaware 0 0 0 295791 295791 3.7 % 19/02/2019
District 2 Capital Fund LP Delaware 0 0 0 295791 295791 3.7 % 19/02/2019
Bigger Capital Fund GP, LLC Delaware 0 0 0 273037 273037 3.4 % 19/02/2019
District 2 Holdings LLC Delaware 0 0 0 295791 295791 3.7 % 19/02/2019
Michael Bigger Delaware 0 0 0 568828 568828 7.1 % 19/02/2019
Martin D. Hoe United States 0 768830 0 0 768830 7.09 % 13/02/2019
Empery Asset Management, LP Delaware 0 768830 0 0 768830 7.09 % 13/02/2019
Ryan M. Lane United States 0 768830 0 0 768830 7.09 % 13/02/2019
Honig United States 282650 0 282650 0 282650 1.92 % 09/02/2017
Michael Brauser United States 14409 1128241 14409 1128241 1142650 7.9 % 01/03/2016
Barry Honig United States 464241 324150 464241 324150 788391 5.4 % 08/02/2016
Marlin Capital Investments, LLC United States 0 92847 0 92847 92847 0.6 % 08/02/2016
GRQ Consultants, Inc. Roth 401K FBO Barry Honig United States 0 231303 0 231303 231303 1.6 % 08/02/2016
ARCH Venture Partners VII, LLC Delaware 0 2286456 0 10 2286456 15.4 % 25/06/2015
Clinton Bybee United States 0 2286456 0 10 2286456 15.4 % 25/06/2015
ARCH Venture Partners VII, L.P. Delaware 0 2286456 0 10 2286456 15.4 % 25/06/2015
Robert Nelsen United States 0 2286456 0 10 2286456 15.4 % 25/06/2015
ARCH Venture Fund VII, L.P. Delaware 0 2286456 0 10 2286456 15.4 % 25/06/2015
Keith Crandell United States 0 2286456 0 10 2286456 15.4 % 25/06/2015
5AM Co-Investors, LLC (“Co-Investors”) Delaware 168873 0 168873 10 168873 1.1 % 25/06/2015
5AM Partners, LLC (“Partners”) Delaware 1361027 0 1361027 10 1361027 9.2 % 25/06/2015
Dr. John Diekman (“Diekman”) U.S. Citizen 0 1361027 0 10 1361027 9.2 % 25/06/2015
Dr. Scott Rocklage (“Rocklage”) U.S. Citizen 0 1361811 0 10 1361811 9.2 % 25/06/2015
Andrew Schwab (“Schwab”) U.S. Citizen 0 1361027 0 10 1361027 9.2 % 25/06/2015
5AM Ventures, LLC (“Ventures”) Delaware 1192154 0 1192154 10 1192154 8 % 25/06/2015
IV”) Delaware 1233825 0 1233825 0 1233825 8.3 % 25/06/2015
Terrance G. McGuire U.S.A. 2698201 0 2698201 0 4031019 27.1 % 25/06/2015
Polaris Venture Partners V, L.P. (“PVP V”) Delaware 2698201 0 2698201 0 2698201 18.1 % 25/06/2015
V, L.P. (“PVPE V”) Delaware 52722 0 52722 0 52722 0.4 % 25/06/2015
Polaris Venture Partners IV, L.P. (“PVP IV”) Delaware 1211125 0 1211125 0 1211125 8.1 % 25/06/2015
IV, L.P. (“PVPE IV”) Delaware 22700 0 22700 0 22700 0.2 % 25/06/2015
L.P. (“PVPFF V”) Delaware 18600 0 18600 0 18600 0.1 % 25/06/2015
Jonathan A. Flint U.S.A. 4030235 0 4030235 0 4030235 27.1 % 25/06/2015
Fund V, L.P. (“PVPSFF V”) Delaware 26887 0 26887 0 26887 0.2 % 25/06/2015
V”) Delaware 2796410 0 2796410 0 2796410 18.8 % 25/06/2015
Marlin Capital Investments LLC United States 0 369748 0 369748 369748 7.7 % 02/06/2015
Barry Honig United States 107549 369748 107549 369748 477297 9.9 % 02/06/2015
Marlin Capital Investments, LLC Florida 0 369773 0 369773 369773 7.7 % 13/02/2015
Barry Honig United States 14279 369773 14279 369773 384052 7.99 % 13/02/2015
(“Oculus”, the “Reporting Person”) Delaware 2000000 0 2000000 0 2000000 43.01 % 10/04/2014
Marlin Capital Investments LLC Florida 0 383793 0 383793 383793 8.25 % 26/03/2014
Barry Honig United States 0 383793 0 383793 383793 8.25 % 26/03/2014

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District