QAD Inc. ^QADA

Trading inactive

Bénéficiaire Individuel

Déclarant	Citoyenneté ou lieu d'organisation	Pouvoir de vote unique	Pouvoir de vote partagé	Pouvoir de disposition unique	Pouvoir de disposition partagé	Montant en propriété effective	Pourcentage détenu	Date d'achat
Wilmot B. Harkey	USA	0	0	0	0	0	0 %	14/02/2022
Nantahala Capital Management, LLC	MA	0	0	0	0	0	0 %	14/02/2022
Daniel Mack	USA	0	0	0	0	0	0 %	14/02/2022
BlackRock, Inc.	Delaware	832561	0	854814	0	854814	4.8 %	08/10/2021
Daniel Mack	USA	0	1236146	0	1236146	1236146	7.1 %	12/02/2021
Wilmot B. Harkey	USA	0	1236146	0	1236146	1236146	7.1 %	12/02/2021
Wilmot B. Harkey	USA	0	1236146	0	1236146	1236146	7.1 %	12/02/2021
Daniel Mack	USA	0	1236146	0	1236146	1236146	7.1 %	12/02/2021
Nantahala Capital Management, LLC	MA	0	1236146	0	1236146	1236146	7.1 %	12/02/2021
Nantahala Capital Management, LLC	MA	0	1236146	0	1236146	1236146	7.1 %	12/02/2021
David Cohen	United States	0	980010	0	980010	980010	5.64 %	12/02/2021
Tikvah Management LLC	Delaware	0	980010	0	980010	980010	5.64 %	12/02/2021
BlackRock, Inc.	Delaware	989046	0	1035203	0	1035203	6 %	02/02/2021
David Cohen	United States	140	1026587	140	1026587	1026727	6.01 %	14/02/2020
Tikvah Management LLC	Delaware	0	1026587	0	1026587	1026587	6.01 %	14/02/2020
Nantahala Capital Management, LLC	MA	0	1250722	0	1250722	1250722	7.3 %	13/02/2020
Wilmot B. Harkey	USA	0	1250722	0	1250722	1250722	7.3 %	13/02/2020
Daniel Mack	USA	0	1250722	0	1250722	1250722	7.3 %	13/02/2020
Wilmot B. Harkey	USA	0	1250722	0	1250722	1250722	7.3 %	13/02/2020
Nantahala Capital Management, LLC	MA	0	1250722	0	1250722	1250722	7.3 %	13/02/2020
Daniel Mack	USA	0	1250722	0	1250722	1250722	7.3 %	13/02/2020
Daniel Mack	USA	0	1008709	0	1008709	1008709	6.2 %	14/02/2019
Daniel Mack	USA	0	1008709	0	1008709	1008709	6.2 %	14/02/2019
Wilmot B. Harkey	USA	0	1008709	0	1008709	1008709	6.2 %	14/02/2019
Nantahala Capital Management, LLC	MA	0	1008709	0	1008709	1008709	6.2 %	14/02/2019
Nantahala Capital Management, LLC	MA	0	1008709	0	1008709	1008709	6.2 %	14/02/2019
Wilmot B. Harkey	USA	0	1008709	0	1008709	1008709	6.2 %	14/02/2019
Tikvah Management LLC	Delaware	0	980010	0	980010	980010	6.2 %	07/02/2017
David Cohen	United States	140	980010	140	980010	980150	6.2 %	07/02/2017
Tikvah Management LLC	Delaware	0	980010	0	980010	980010	6.2 %	07/02/2017
David Cohen	United States	140	980010	140	980010	980150	6.2 %	07/02/2017
Wilmot B. Harkey	USA	0	472360	0	472360	472360	3 %	16/02/2016
Wilmot B. Harkey	USA	0	472360	0	472360	472360	3 %	16/02/2016
Daniel Mack	USA	0	472360	0	472360	472360	3 %	16/02/2016
Daniel Mack	USA	0	472360	0	472360	472360	3 %	16/02/2016
Nantahala Capital Management, LLC	MA	0	472360	0	472360	472360	3 %	16/02/2016
Nantahala Capital Management, LLC	MA	0	472360	0	472360	472360	3 %	16/02/2016
David Cohen	United States	140	973946	140	973946	974086	6.3 %	08/02/2016
Tikvah Management LLC	Delaware	0	973946	0	973946	973946	6.3 %	08/02/2016
David Cohen	United States	140	973946	140	973946	974086	6.3 %	08/02/2016
Tikvah Management LLC	Delaware	0	973946	0	973946	973946	6.3 %	08/02/2016
Palogic Value Fund, L.P.	Delaware	0	75000	0	75000	75000	2.3 %	15/07/2015
Palogic Capital Management, LLC	Delaware	0	75000	0	75000	75000	2.3 %	15/07/2015
Ryan L. Vardeman	United States	0	75000	0	75000	75000	2.3 %	15/07/2015
Palogic Value Fund, L.P.	Delaware	0	75000	0	75000	75000	2.3 %	15/07/2015
Palogic Capital Management, LLC	Delaware	0	75000	0	75000	75000	2.3 %	15/07/2015
Ryan L. Vardeman	United States	0	75000	0	75000	75000	2.3 %	15/07/2015
Palogic Value Management, L.P.	Delaware	0	75000	0	75000	75000	2.3 %	15/07/2015
Palogic Value Management, L.P.	Delaware	0	75000	0	75000	75000	2.3 %	15/07/2015
Nantahala Capital Management, LLC	MA	117184	0	117184	0	117184	0.9 %	17/02/2015
Nantahala Capital Management, LLC	MA	117184	0	117184	0	117184	0.9 %	17/02/2015
Tikvah Management LLC	Delaware	0	958946	0	958946	958946	6.4 %	21/01/2015
David Cohen	United States	140	958946	140	958946	959086	6.4 %	21/01/2015
Tikvah Management LLC	Delaware	0	958946	0	958946	958946	6.4 %	21/01/2015
David Cohen	United States	140	958946	140	958946	959086	6.4 %	21/01/2015
Nantahala Capital Management, LLC	MA	113484	0	113484	0	113484	0.9 %	14/02/2014
Nantahala Capital Management, LLC	MA	113484	0	113484	0	113484	0.9 %	14/02/2014
Roumell Asset Management, LLC (“RAM”)	Maryland	0	0	0	0	0	0 %	28/01/2014
James C. Roumell (“Roumell”)	U.S.A.	0	0	0	0	0	0 %	28/01/2014
James C. Roumell (“Roumell”)	U.S.A.	0	0	0	0	0	0 %	28/01/2014
Roumell Asset Management, LLC (“RAM”)	Maryland	0	0	0	0	0	0 %	28/01/2014
Palogic Value Fund, L.P.	Delaware	0	335463	0	335463	335463	10.7 %	10/06/2013
Palogic Value Management, L.P.	Delaware	0	335463	0	335463	335463	10.7 %	10/06/2013
Ryan L. Vardeman	United States	0	335463	0	335463	335463	10.7 %	10/06/2013
Ryan L. Vardeman	United States	0	335463	0	335463	335463	10.7 %	10/06/2013
Palogic Capital Management, LLC	Delaware	0	335463	0	335463	335463	10.7 %	10/06/2013
Palogic Value Fund, L.P.	Delaware	0	335463	0	335463	335463	10.7 %	10/06/2013
Palogic Capital Management, LLC	Delaware	0	335463	0	335463	335463	10.7 %	10/06/2013
Palogic Value Management, L.P.	Delaware	0	335463	0	335463	335463	10.7 %	10/06/2013
Karl F. Lopker	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
Karl Bo Lopker Trust	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
Lopker Family 1997 Charitable Remainder Trust	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
Juliana Lynn Lopker Trust	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
Pamela M. Lopker	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
Lopker Family Foundation	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
The Lopker Living Trust dated March 23, 1993	United States of America	0	7608597	0	7608597	7608597	60.9 %	08/02/2013
Roumell Asset Management, LLC	Maryland	43900	515894	43900	515894	559794	4.5 %	04/02/2013
James C. Roumell	U.S.A.	49660	515894	49660	515894	565554	4.5 %	04/02/2013
Roumell Asset Management, LLC	Maryland	43900	515894	43900	515894	559794	4.5 %	04/02/2013
James C. Roumell	U.S.A.	49660	515894	49660	515894	565554	4.5 %	04/02/2013
Palogic Value Fund, L.P.	Delaware	0	306652	0	306652	306652	9.7 %	22/01/2013
Ryan L. Vardeman	United States	0	306652	0	306652	306652	9.7 %	22/01/2013
Palogic Capital Management, LLC	Delaware	0	306652	0	306652	306652	9.7 %	22/01/2013
Palogic Capital Management, LLC	Delaware	0	306652	0	306652	306652	9.7 %	22/01/2013
Palogic Value Fund, L.P.	Delaware	0	306652	0	306652	306652	9.7 %	22/01/2013
Palogic Value Management, L.P.	Delaware	0	306652	0	306652	306652	9.7 %	22/01/2013
Palogic Value Management, L.P.	Delaware	0	306652	0	306652	306652	9.7 %	22/01/2013
Ryan L. Vardeman	United States	0	306652	0	306652	306652	9.7 %	22/01/2013
Lopker Family Foundation	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
Karl Bo Lopker Trust	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
Pamela M. Lopker	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
Juliana Lynn Lopker Trust	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
Karl F. Lopker	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
Lopker Family 1997 Charitable Remainder Trust	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
The Lopker Living Trust dated March 23, 1993	United States of America	0	7582167	0	7582167	7582167	58.9 %	14/02/2012
Roumell Asset Management, LLC	Maryland	47600	817805	865405	0	865405	6.7 %	08/02/2012
James C. Roumell	USA	8211	8211	8211	0	8211	6.8 %	08/02/2012
James C. Roumell	U.S.A.	53360	817805	871165	0	871165	6.8 %	08/02/2012
Roumell Asset Management, LLC	Maryland	8211	8211	8211	0	8211	6.7 %	08/02/2012
Ryan L. Vardeman	United States	0	229620	0	229620	229620	7.2 %	03/02/2012
Palogic Value Fund, L.P.	Delaware	0	229620	0	229620	229620	7.2 %	03/02/2012
Palogic Value Management, L.P.	Delaware	0	229620	0	229620	229620	7.2 %	03/02/2012
Palogic Capital Management, LLC	Delaware	0	229620	0	229620	229620	7.2 %	03/02/2012
Ryan L. Vardeman	United States	0	229620	0	229620	229620	7.2 %	03/02/2012
Palogic Value Management, L.P.	Delaware	0	229620	0	229620	229620	7.2 %	03/02/2012
Palogic Capital Management, LLC	Delaware	0	229620	0	229620	229620	7.2 %	03/02/2012
Palogic Value Fund, L.P.	Delaware	0	229620	0	229620	229620	7.2 %	03/02/2012
Ryan L. Vardeman	United States	0	164	0	164	164	5.1 %	18/10/2011
Palogic Value Fund, L.P.	Delaware	0	164	0	164	164	5.1 %	18/10/2011
Palogic Capital Management, LLC	Delaware	0	164	0	164	164	5.1 %	18/10/2011
Ryan L. Vardeman	United States	0	164	0	164	164	5.1 %	18/10/2011
Palogic Value Management, L.P.	Delaware	0	164	0	164	164	5.1 %	18/10/2011
Palogic Value Fund, L.P.	Delaware	0	164	0	164	164	5.1 %	18/10/2011
Palogic Capital Management, LLC	Delaware	0	164	0	164	164	5.1 %	18/10/2011
Palogic Value Management, L.P.	Delaware	0	164	0	164	164	5.1 %	18/10/2011
James C. Roumell (“Roumell”)	U.S.A.	5760	781353	781353	0	781353	6.1 %	24/03/2011
James C. Roumell (“Roumell”)	U.S.A.	5760	781353	781353	0	781353	6.1 %	24/03/2011
Roumell Asset Management, LLC (“RAM”)	Maryland	0	775593	775593	0	775593	6.1 %	24/03/2011
Roumell Asset Management, LLC (“RAM”)	Maryland	0	775593	775593	0	775593	6.1 %	24/03/2011
Roumell Asset Management, LLC (“RAM”)	Maryland	0	775593	775593	0	775593	6.1 %	11/02/2011
Roumell Asset Management, LLC (“RAM”)	Maryland	0	775593	775593	0	775593	6.1 %	11/02/2011
James C. Roumell (“Roumell”)	U.S.A.	5760	781353	7781353	0	7781353	6.1 %	11/02/2011
James C. Roumell (“Roumell”)	U.S.A.	5760	781353	7781353	0	7781353	6.1 %	11/02/2011
James C. Roumell	U.S.A.	14400	1978230	1992630	0	1992630	6.4 %	16/02/2010
Roumell Asset Management, LLC	Maryland	0	1978230	1978230	0	1978230	6.3 %	16/02/2010

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Bureau	Date de la transaction	Date de réception	Type	Montant	Commentaire

Senat Divulgation

Représentant	Date de la transaction	Date de divulgation	Type	Montant	District

QAD Inc. QADA

Bénéficiaire Individuel

Senat trading

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QAD Inc. ^QADA