| The Vanguard Group - 23-1945930 |
|
0 |
34649 |
1471879 |
45101 |
1516980 |
5.04 % |
09/02/2023 |
| Kevin Kotler |
United States of America |
1899930 |
0 |
1899930 |
0 |
1899930 |
6.3 % |
20/12/2022 |
| David Kroin |
Cayman Islands |
0 |
2481000 |
0 |
0 |
2481000 |
8.25 % |
21/10/2022 |
| Deep Track Biotechnology Master Fund, Ltd. |
Cayman Islands |
0 |
2481000 |
0 |
0 |
2481000 |
8.25 % |
21/10/2022 |
| Deep Track Capital, LP |
Cayman Islands |
0 |
2481000 |
0 |
0 |
2481000 |
8.25 % |
21/10/2022 |
| 2. |
Delaware |
0 |
862279 |
0 |
0 |
10 |
2.9 % |
17/10/2022 |
| 2. |
Delaware |
0 |
472594 |
0 |
0 |
10 |
1.6 % |
17/10/2022 |
| 2. |
Delaware |
0 |
472594 |
0 |
0 |
10 |
1.6 % |
17/10/2022 |
| 2. |
Delaware |
0 |
472594 |
0 |
0 |
10 |
1.6 % |
17/10/2022 |
| 2. |
Delaware |
0 |
1334873 |
0 |
0 |
10 |
4.4 % |
17/10/2022 |
| 2. |
Delaware |
0 |
862279 |
0 |
0 |
10 |
2.9 % |
17/10/2022 |
| 2. |
Delaware |
0 |
682678 |
0 |
0 |
10 |
2.3 % |
17/10/2022 |
| Point72 Capital Advisors, Inc. |
Delaware |
0 |
2081300 |
0 |
2081300 |
2081300 |
4 % |
14/10/2022 |
| Point72 Asset Management, L.P. |
Delaware |
0 |
2081300 |
0 |
2081300 |
2081300 |
4 % |
14/10/2022 |
| Cubist Systematic Strategies, LLC |
Delaware |
0 |
20737 |
0 |
20737 |
20737 |
4 % |
14/10/2022 |
| Steven A. Cohen |
Delaware |
0 |
2102037 |
0 |
2102037 |
2102037 |
4 % |
14/10/2022 |
| Edelman |
Delaware |
0 |
2099952 |
0 |
2099952 |
2099952 |
7 % |
23/09/2022 |
| Sciences Master Fund, Ltd. |
Delaware |
0 |
2099952 |
0 |
2099952 |
2099952 |
7 % |
23/09/2022 |
| Advisors LLC |
Delaware |
0 |
2099952 |
0 |
2099952 |
2099952 |
7 % |
23/09/2022 |
| VHCP Management EG, LLC |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| Venrock Healthcare Capital Partners II, L.P. |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| VHCP Management III, LLC |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| Koh, Bong |
United States |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| Shah, Nimish |
United States |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| VHCP Co-Investment Holdings II, LLC |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| Venrock Healthcare Capital Partners III, L.P. |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| VHCP Co-Investment Holdings III, LLC |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| Venrock Healthcare Capital Partners EG, L.P. |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| VHCP Management II, LLC |
Delaware |
0 |
2270072 |
0 |
2270072 |
2270072 |
8.2 % |
14/02/2022 |
| Behzad Aghazadeh |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2022 |
| Avoro Capital Advisors LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2022 |
| (1) BlackRock, Inc. |
Delaware |
1358327 |
0 |
1385235 |
0 |
1385235 |
5.2 % |
03/02/2022 |
| BVF Partners L.P. |
Delaware |
0 |
0 |
0 |
1647400 |
1647400 |
5.9 % |
20/12/2021 |
| Biotechnology Value Fund II, L.P. |
Delaware |
0 |
0 |
0 |
680929 |
680929 |
2.5 % |
20/12/2021 |
| BVF I GP LLC |
Delaware |
0 |
0 |
0 |
840293 |
840293 |
3 % |
20/12/2021 |
| BVF II GP LLC |
Delaware |
0 |
0 |
0 |
680929 |
680929 |
2.5 % |
20/12/2021 |
| Biotechnology Value Fund, L.P. |
Delaware |
0 |
0 |
0 |
840293 |
840293 |
3 % |
20/12/2021 |
| Biotechnology Value Trading Fund OS LP |
Delaware |
0 |
0 |
0 |
94423 |
94423 |
1 % |
20/12/2021 |
| BVF Partners OS Ltd. |
Delaware |
0 |
0 |
0 |
94423 |
94423 |
1 % |
20/12/2021 |
| Mark N. Lampert |
Delaware |
0 |
0 |
0 |
1647400 |
1647400 |
5.9 % |
20/12/2021 |
| BVF Inc. |
Delaware |
0 |
0 |
0 |
1647400 |
1647400 |
5.9 % |
20/12/2021 |
| BVF GP HOLDINGS LLC |
Delaware |
0 |
0 |
0 |
1521222 |
1521222 |
5.5 % |
20/12/2021 |
| RA Capital Management, L.P. |
United States of America |
0 |
2000000 |
0 |
0 |
2000000 |
7.2 % |
20/12/2021 |
| Peter Kolchinsky |
United States of America |
0 |
2000000 |
0 |
0 |
2000000 |
7.2 % |
20/12/2021 |
| RA Capital Healthcare Fund, L.P. |
United States of America |
0 |
2000000 |
0 |
0 |
2000000 |
7.2 % |
20/12/2021 |
| Rajeev Shah |
United States of America |
0 |
2000000 |
0 |
0 |
2000000 |
7.2 % |
20/12/2021 |
| RTW
Master Fund, Ltd. |
OR PLACE OF ORGANIZATION |
0 |
1056268 |
0 |
1056268 |
1056268 |
6.5 % |
12/02/2021 |
| Roderick
Wong |
OR PLACE OF ORGANIZATION |
0 |
1512673 |
0 |
1512673 |
1512673 |
9.31 % |
12/02/2021 |
| RTW
Investments, LP |
OR PLACE OF ORGANIZATION |
0 |
1512673 |
0 |
1512673 |
1512673 |
9.31 % |
12/02/2021 |
| Avoro Capital Advisors LLC |
Delaware |
1525000 |
0 |
1525000 |
0 |
1525000 |
9.4 % |
12/02/2021 |
| Behzad Aghazadeh |
United States |
1525000 |
0 |
1525000 |
0 |
1525000 |
9.4 % |
12/02/2021 |
| (1) BlackRock, Inc. |
Delaware |
1462859 |
0 |
1493019 |
0 |
1493019 |
9.2 % |
02/02/2021 |
| RTW Investments, LP |
Delaware |
0 |
0 |
0 |
0 |
1255857 |
8.26 % |
11/06/2020 |
| Rajeev Shah |
United States |
0 |
761666 |
0 |
0 |
761666 |
5.4 % |
14/02/2020 |
| RA Capital Management, L.P. |
Delaware |
0 |
761666 |
0 |
0 |
761666 |
5.4 % |
14/02/2020 |
| Peter Kolchinsky |
United States |
0 |
761666 |
0 |
0 |
761666 |
5.4 % |
14/02/2020 |
| Venrock Healthcare Capital Partners III, L.P. |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| VHCP Co-Investment Holdings II, LLC |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| Venrock Healthcare Capital Partners II, L.P. |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| VHCP Management II, LLC |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| VHCP Management III, LLC |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| Shah, Nimish |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| Koh, Bong |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| VHCP Co-Investment Holdings III, LLC |
Delaware |
0 |
882814 |
0 |
0 |
882814 |
6.2 % |
16/12/2019 |
| TANG CAPITAL PARTNERS, LP |
DELAWARE |
0 |
780847 |
0 |
780847 |
780847 |
7.8 % |
31/10/2019 |
| Wonpung Mulsan Co., Ltd. |
Korea |
1799427 |
0 |
1799427 |
0 |
1799427 |
5.95 % |
05/04/2019 |
| C. Conway |
United States of America |
1500000 |
0 |
1500000 |
0 |
1500000 |
10.7 % |
11/10/2017 |
| Eun Sun Uh |
Korea |
1031319 |
0 |
1031319 |
0 |
1031319 |
8.57 % |
23/11/2016 |
| Mulsan Co., Ltd. |
Korea |
728000 |
0 |
728000 |
0 |
728000 |
6.06 % |
24/06/2016 |
| Dr. John H. Leaman |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
02/06/2016 |
| Matthew D. Eitner |
United States |
592293 |
0 |
592293 |
0 |
592293 |
4.88 % |
02/06/2016 |
| James P. Ahern |
United States |
544312 |
0 |
544312 |
0 |
544312 |
4.49 % |
02/06/2016 |
| David Buchen |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
02/06/2016 |
| Benjamin H. Snedeker |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
02/06/2016 |
| Laidlaw & Company (UK) Ltd. |
England & Wales |
0 |
0 |
0 |
0 |
0 |
0 % |
02/06/2016 |
| Timothy S. Callahan |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
02/06/2016 |
| Dr. Todd Johnson |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
02/06/2016 |
| Timothy S. Callahan |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
29/12/2015 |
| Benjamin H. Snedeker |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
29/12/2015 |
| Dr. John H. Leaman |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
29/12/2015 |
| Dr. Todd Johnson |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
29/12/2015 |
| James P. Ahern |
United States |
0 |
1136605 |
0 |
1136605 |
1136605 |
9.62 % |
29/12/2015 |
| Laidlaw & Company (UK) Ltd. |
England & Wales |
0 |
0 |
0 |
0 |
0 |
0 % |
29/12/2015 |
| Matthew D. Eitner |
United States |
0 |
1136605 |
0 |
1136605 |
1136605 |
9.62 % |
29/12/2015 |
| David Buchen |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
29/12/2015 |
| Benjamin H. Snedeker |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
08/12/2015 |
| Laidlaw & Company (UK) Ltd. |
England & Wales |
0 |
0 |
0 |
0 |
0 |
0 % |
08/12/2015 |
| Timothy S. Callahan |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
08/12/2015 |
| Matthew D. Eitner |
United States |
0 |
1134405 |
0 |
1134405 |
1134405 |
9.6 % |
08/12/2015 |
| Dr. John H. Leaman |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
08/12/2015 |
| Dr. Todd Johnson |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
08/12/2015 |
| James P. Ahern |
United States |
0 |
1134405 |
0 |
1134405 |
1134405 |
9.6 % |
08/12/2015 |
| David Buchen |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
08/12/2015 |
| Matthew D. Eitner |
United States |
0 |
1124805 |
0 |
10 |
1124805 |
10.01 % |
21/10/2015 |
| Laidlaw & Company (UK) Ltd. |
England & Wales |
0 |
0 |
0 |
10 |
0 |
0 % |
21/10/2015 |
| James P. Ahern |
United States |
0 |
1124805 |
0 |
10 |
1124805 |
10.01 % |
21/10/2015 |
| Barry Honig |
United States |
0 |
4185000 |
0 |
4185000 |
4185000 |
9.99 % |
30/06/2014 |
| Southern Biotech, Inc. |
United States |
0 |
4185000 |
0 |
4185000 |
4185000 |
9.99 % |
30/06/2014 |