| Caledonia (Private) Investments Pty Limited |
Australia |
3863777 |
0 |
3863777 |
0 |
3863777 |
6.03 % |
14/02/2022 |
| Gordon Roth |
United States |
29850 |
2631533 |
29850 |
0 |
2661383 |
4.1 % |
11/02/2022 |
| CR Financial Holdings, Inc. |
California |
2158533 |
0 |
2158533 |
0 |
2158533 |
3.4 % |
11/02/2022 |
| Byron Roth |
United States |
120800 |
2681533 |
120800 |
0 |
2802333 |
4.4 % |
11/02/2022 |
| Roth Capital Partners, LLC |
California |
473000 |
0 |
473000 |
0 |
473000 |
0.7 % |
11/02/2022 |
| Eight is Awesome, LLC |
California |
50000 |
0 |
50000 |
0 |
50000 |
0.08 % |
11/02/2022 |
| Mr. Allan Weine |
United States |
0 |
424750 |
0 |
0 |
424750 |
0.66 % |
11/02/2022 |
| CC ARB West, LLC |
USA |
0 |
357640 |
0 |
0 |
357640 |
0.56 % |
11/02/2022 |
| CC Arbitrage, Ltd |
Cayman Islands |
0 |
67110 |
0 |
0 |
67110 |
0.1 % |
11/02/2022 |
| Castle Creek Arbitrage, LLC |
Delaware |
0 |
424750 |
0 |
0 |
424750 |
0.66 % |
11/02/2022 |
| Polar Asset Management Partners Inc. |
Canada |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2022 |
| Feis Equities LLC |
Illinois |
0 |
0 |
0 |
0 |
0 |
0 % |
28/07/2021 |
| Lawrence M. Feis |
Illinois |
0 |
0 |
0 |
0 |
0 |
0 % |
28/07/2021 |
| Lawrence M. Feis |
Illinois |
990555 |
0 |
990555 |
0 |
990555 |
6.76 % |
19/07/2021 |
| 683 Capital Partners, LP |
Delaware |
0 |
911624 |
0 |
911624 |
911624 |
6.2 % |
26/04/2021 |
| Ari Zweiman |
Delaware |
0 |
936624 |
0 |
936624 |
936624 |
6.4 % |
26/04/2021 |
| 683 Capital Management, LLC |
Delaware |
0 |
936624 |
0 |
936624 |
936624 |
6.4 % |
26/04/2021 |
| 683 Maiden Fund LP |
Delaware |
0 |
25000 |
0 |
25000 |
25000 |
1 % |
26/04/2021 |
| Castle Creek Arbitrage, LLC |
Delaware |
0 |
849501 |
0 |
0 |
849501 |
7.21 % |
16/02/2021 |
| CC ARB West, LLC |
USA |
0 |
715280 |
0 |
0 |
715280 |
6.07 % |
16/02/2021 |
| CC Arbitrage, Ltd |
Cayman Islands |
0 |
134221 |
0 |
0 |
134221 |
1.14 % |
16/02/2021 |
| Mr. Allan Weine |
United States |
0 |
849501 |
0 |
0 |
849501 |
7.21 % |
16/02/2021 |
| CR Financial Holdings, Inc. |
California |
2068252 |
0 |
2068252 |
0 |
2068252 |
14.1 % |
11/02/2021 |
| Gordon Roth |
United States |
23812 |
2068252 |
23812 |
2068252 |
2092064 |
14.3 % |
11/02/2021 |
| Byron Roth |
United States |
115748 |
2068252 |
115748 |
2068252 |
2184000 |
14.9 % |
11/02/2021 |
| Polar Asset Management Partners Inc. |
Citizenship or Place of Organization |
750000 |
0 |
750000 |
0 |
750000 |
5.12 % |
10/02/2021 |