SANW

S&W Seed Company SANW

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Wynnefield Capital, Inc. Delaware 542418 0 542418 0 542418 1.3 % 16/02/2023
Joshua Landes United States 0 4112950 0 4112950 4112950 9.7 % 16/02/2023
Joshua Landes United States 0 4112950 0 4112950 4112950 9.7 % 16/02/2023
Wynnefield Partners Small Cap Value, L.P. I Delaware 2104556 0 2104556 0 2104556 4.9 % 16/02/2023
Wynnefield Partners Small Cap Value, L.P. Delaware 1336741 0 1336741 0 1336741 3.1 % 16/02/2023
Wynnefield Capital Management, LLC New York 3441297 0 3441297 0 3441297 8.1 % 16/02/2023
Wynnefield Small Cap Value Offshore Fund, Ltd. Cayman Islands 542418 0 542418 0 542418 1.3 % 16/02/2023
Wynnefield Capital, Inc. Profit Sharing Plan Delaware 129235 0 129235 0 129235 3 % 16/02/2023
Wynnefield Capital Management, LLC New York 3441297 0 3441297 0 3441297 8.1 % 16/02/2023
Wynnefield Capital, Inc. Delaware 542418 0 542418 0 542418 1.3 % 16/02/2023
Nelson Obus United States 0 4112950 0 4112950 4112950 9.7 % 16/02/2023
Wynnefield Partners Small Cap Value, L.P. Delaware 1336741 0 1336741 0 1336741 3.1 % 16/02/2023
Wynnefield Small Cap Value Offshore Fund, Ltd. Cayman Islands 542418 0 542418 0 542418 1.3 % 16/02/2023
Wynnefield Capital, Inc. Profit Sharing Plan Delaware 129235 0 129235 0 129235 3 % 16/02/2023
Nelson Obus United States 0 4112950 0 4112950 4112950 9.7 % 16/02/2023
Wynnefield Partners Small Cap Value, L.P. I Delaware 2104556 0 2104556 0 2104556 4.9 % 16/02/2023
NorthPointe Capital, LLC Delaware 0 0 % 14/02/2018
NorthPointe Capital, LLC Delaware 0 0 % 14/02/2018
RMB Capital Management, LLC Delaware 0 0 0 0 0 0 % 13/02/2018
RMB Capital Holdings, LLC Delaware 0 0 0 0 0 0 % 13/02/2018
Iron Road Capital Partners LLC Delaware 0 0 0 0 0 0 % 13/02/2018
S WYNNEFIELD CAPITAL INC. PROFIT SHARING PLAN Delaware 99235 0 99235 0 99235 0.6 % 12/06/2017
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I Delaware 1384853 0 1384853 0 1384853 7.7 % 12/06/2017
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. Delaware 862037 0 862037 0 862037 4.8 % 12/06/2017
S JoSHUA Landes Delaware 2717144 0 2717144 0 2717144 15.1 % 12/06/2017
S NELSON OBUS Delaware 2717144 0 2717144 0 2717144 15.1 % 12/06/2017
S WYNNEFIELD CAPITAL, INC. Cayman Islands 371019 0 371019 0 371019 2.1 % 12/06/2017
S WYNNEFIELD CAPITAL MANAGEMENT, LLC New York 2246890 0 2246890 0 2246890 12.5 % 12/06/2017
S WYNNEFIELD CAPITAL INC. PROFIT SHARING PLAN Delaware 99235 0 99235 0 99235 0.6 % 12/06/2017
S WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. Cayman Islands 371019 0 371019 0 371019 2.1 % 12/06/2017
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I Delaware 1384853 0 1384853 0 1384853 7.7 % 12/06/2017
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. Delaware 862037 0 862037 0 862037 4.8 % 12/06/2017
S JoSHUA Landes Delaware 2717144 0 2717144 0 2717144 15.1 % 12/06/2017
S NELSON OBUS Delaware 2717144 0 2717144 0 2717144 15.1 % 12/06/2017
S WYNNEFIELD CAPITAL, INC. Cayman Islands 371019 0 371019 0 371019 2.1 % 12/06/2017
S WYNNEFIELD CAPITAL MANAGEMENT, LLC New York 2246890 0 2246890 0 2246890 12.5 % 12/06/2017
S WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. Cayman Islands 371019 0 371019 0 371019 2.1 % 12/06/2017
Wolverine Trading Partners, Inc. Illinois 108954 108954 108954 2.9 % 13/02/2017
Christopher L. Gust US Citizen 108954 108954 108954 2.9 % 13/02/2017
Robert R. Bellick US Citizen 108954 108954 108954 2.9 % 13/02/2017
Wolverine Asset Management, LLC Illinois 103154 103154 103154 2.9 % 13/02/2017
Wolverine Holdings, L.P. Illinois 108954 108954 108954 2.9 % 13/02/2017
RMB Capital Holdings, LLC Delaware 0 1377596 0 1377596 1377596 7.7 % 13/02/2017
RMB Capital Management, LLC Delaware 0 1377596 0 1377596 1377596 7.7 % 13/02/2017
Iron Road Capital Partners L.L.C. Delaware 0 1377596 0 1377596 1377596 7.7 % 13/02/2017
Hudson Bay Capital Management, L.P. Delaware 683993 0 683993 683993 3.68 % 30/01/2017
Hudson Bay Capital Management, L.P. Delaware 683993 0 683993 683993 3.68 % 30/01/2017
Sander Gerber United States 683993 0 683993 683993 3.68 % 30/01/2017
Sander Gerber United States 683993 0 683993 683993 3.68 % 30/01/2017
NorthPointe Capital, LLC Delaware 847905 0 929802 0 929802 5.21 % 25/01/2017
S WYNNEFIELD CAPITAL INC. PROFIT SHARING PLAN Delaware 99235 0 99235 0 99235 0.1 % 04/03/2016
S JoSHUA Landes Delaware 1945529 0 1945529 0 1945529 11.6 % 04/03/2016
S NELSON OBUS Delaware 2044764 0 2044764 0 2044764 12.2 % 04/03/2016
S WYNNEFIELD CAPITAL MANAGEMENT, LLC New York 1699964 0 1699964 0 1699964 10.1 % 04/03/2016
S WYNNEFIELD CAPITAL INC. PROFIT SHARING PLAN Delaware 99235 0 99235 0 99235 0.1 % 04/03/2016
S WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. Cayman Islands 245565 0 245565 0 245565 1.5 % 04/03/2016
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I Delaware 1049995 0 1049995 0 1049995 6.2 % 04/03/2016
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. Delaware 649969 0 649969 0 649969 3.9 % 04/03/2016
S WYNNEFIELD CAPITAL, INC. Cayman Islands 245565 0 245565 0 245565 1.5 % 04/03/2016
S WYNNEFIELD CAPITAL MANAGEMENT, LLC New York 1699964 0 1699964 0 1699964 10.1 % 04/03/2016
S WYNNEFIELD CAPITAL, INC. Cayman Islands 245565 0 245565 0 245565 1.5 % 04/03/2016
S JoSHUA Landes Delaware 1945529 0 1945529 0 1945529 11.6 % 04/03/2016
S NELSON OBUS Delaware 2044764 0 2044764 0 2044764 12.2 % 04/03/2016
S WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. Cayman Islands 245565 0 245565 0 245565 1.5 % 04/03/2016
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I Delaware 1049995 0 1049995 0 1049995 6.2 % 04/03/2016
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. Delaware 649969 0 649969 0 649969 3.9 % 04/03/2016
S NELSON OBUS Delaware 767700 0 767700 0 767700 5.4 % 16/02/2016
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. Delaware 263589 0 263589 0 263589 1.9 % 16/02/2016
S WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I Delaware 426520 0 426520 0 426520 3 % 16/02/2016
S WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. Cayman Islands 77591 0 77591 0 77591 0.5 % 16/02/2016
S WYNNEFIELD CAPITAL MANAGEMENT, LLC New York 690109 0 690109 0 690109 4.9 % 16/02/2016
S WYNNEFIELD CAPITAL, INC. Cayman Islands 77591 0 77591 0 77591 0.5 % 16/02/2016
S JoSHUA Landes Delaware 767700 0 767700 0 767700 5.4 % 16/02/2016
Robert R. Bellick US Citizen 557207 557207 557207 5.9 % 16/02/2016
Christopher L. Gust US Citizen 557207 557207 557207 5.9 % 16/02/2016
Wolverine Trading Partners, Inc. Illinois 557207 557207 557207 5.9 % 16/02/2016
Wolverine Holdings, L.P. Illinois 557207 557207 557207 5.9 % 16/02/2016
Wolverine Asset Management, LLC Illinois 551207 551207 551207 5.8 % 16/02/2016
Hudson Bay Capital Management, L.P. Delaware 0 1320635 0 1320635 1320635 8.25 % 08/02/2016
Sander Gerber United States 0 1320635 0 1320635 1320635 8.25 % 08/02/2016
Nos. of above person Iron Road Capital Partners L.L.C. Delaware 0 1129157 0 1129157 1129157 8.37 % 01/02/2016
Nos. of above person RMB Capital Holdings, LLC Delaware 0 1129157 0 1129157 1129157 8.37 % 01/02/2016
Nos. of above person RMB Capital Management, LLC Delaware 0 1129157 0 1129157 1129157 8.37 % 01/02/2016
Nos. of above person RMB Capital Holdings, LLC Delaware 0 1129157 0 1129157 1129157 8.37 % 01/02/2016
Nos. of above person RMB Capital Management, LLC Delaware 0 1129157 0 1129157 1129157 8.37 % 01/02/2016
Nos. of above person Iron Road Capital Partners L.L.C. Delaware 0 1129157 0 1129157 1129157 8.37 % 01/02/2016
DRH Investments, Inc.12100 Wilshire Blvd.Suite 1020Los Angeles, CA 90025 0 0 % 08/07/2015
DRH Investments, Inc.12100 Wilshire Blvd.Suite 1020Los Angeles, CA 90025 0 0 % 08/07/2015
Wolverine Asset Management, LLC Illinois 700000 700000 700000 7.5 % 17/02/2015
Christopher L. Gust US Citizen 724589 724589 724589 7.7 % 17/02/2015
Wolverine Trading Partners, Inc. Illinois 724589 724589 724589 7.7 % 17/02/2015
Wolverine Holdings, L.P. Illinois 724589 724589 724589 7.7 % 17/02/2015
Robert R. Bellick US Citizen 724589 724589 724589 7.7 % 17/02/2015
Sander Gerber United States 0 1200000 0 1200000 1200000 9.99 % 10/02/2015
Sander Gerber United States 0 1200000 0 1200000 1200000 9.99 % 10/02/2015
Hudson Bay Capital Management, L.P. Delaware 0 1200000 0 1200000 1200000 9.99 % 10/02/2015
Hudson Bay Capital Management, L.P. Delaware 0 1200000 0 1200000 1200000 9.99 % 10/02/2015
Nos. of above person RMB Capital Holdings, LLC Delaware 0 1117985 0 1117985 1117985 9.59 % 05/02/2015
Nos. of above person Iron Road Capital Partners L.L.C. Delaware 0 1101985 0 1101985 1101985 9.45 % 05/02/2015
Nos. of above person RMB Capital Management, LLC Delaware 16000 1117985 16000 1117985 1117985 9.59 % 05/02/2015
MFP Partners, L.P.(1) c/o MFP Investors LLC 667 Madison Avenue, 25th Floor New York, NY 10065 Delaware 0 2309652 0 1294000 1294000 9.99 % 02/02/2015
MFP Investors LLC(1) 667 Madison Avenue, 25th Floor New York, NY 10065 Delaware 0 1294000 0 1294000 1294000 9.99 % 02/02/2015
Michael F. Price(1) c/o MFP Investors LLC 667 Madison Avenue, 25th Floor New York, NY 10065 United States of America 0 1294000 0 1294000 1294000 9.99 % 02/02/2015
DRH Investments, Inc.12100 Wilshire Blvd.Suite 1020Los Angeles, CA 90025 I.R.S. IDENTIFICATION NO. OF ABOVE 716238 5.53 % 16/01/2015
DRH Investments, Inc.12100 Wilshire Blvd.Suite 1020Los Angeles, CA 90025 716238 5.53 % 16/01/2015
Wolverine Trading Partners, Inc. Illinois 700000 700000 0 7.5 % 09/01/2015
Wolverine Holdings, L.P. Illinois 700000 700000 0 7.5 % 09/01/2015
Wolverine Asset Management, LLC Illinois 700000 700000 0 7.5 % 09/01/2015
Robert R. Bellick US Citizen 700000 700000 0 7.5 % 09/01/2015
Christopher L. Gust US Citizen 700000 700000 0 7.5 % 09/01/2015
MFP Partners, L.P.(1) c/o MFP Investors LLC 667 Madison Avenue, 25th Floor New York, NY 10065 Delaware 0 1294000 0 1294000 1294000 9.99 % 07/01/2015
Michael F. Price(1) c/o MFP Investors LLC 667 Madison Avenue, 25th Floor New York, NY 10065 United States of America 0 1294000 0 1294000 1294000 9.99 % 07/01/2015
MFP Investors LLC(1) 667 Madison Avenue, 25th Floor New York, NY 10065 Delaware 0 1294000 0 1294000 1294000 9.99 % 07/01/2015
MFP Partners, L.P.(1) c/o MFP Investors LLC 667 Madison Avenue, 25th Floor New York, NY 10065 Delaware 0 1294000 0 1294000 1294000 9.99 % 07/01/2015
Michael F. Price(1) c/o MFP Investors LLC 667 Madison Avenue, 25th Floor New York, NY 10065 United States of America 0 1294000 0 1294000 1294000 9.99 % 07/01/2015
MFP Investors LLC(1) 667 Madison Avenue, 25th Floor New York, NY 10065 Delaware 0 1294000 0 1294000 1294000 9.99 % 07/01/2015
Iron Road Capital Partners L.L.C. Delaware 0 1153318 0 1153318 1153318 9.89 % 10/11/2014
Iron Road Capital Partners L.L.C. Delaware 0 1153318 0 1153318 1153318 9.89 % 10/11/2014
RMB Capital Management, LLC Delaware 0 1169318 0 1169318 1169318 10.02 % 10/11/2014
RMB Capital Management, LLC Delaware 0 1169318 0 1169318 1169318 10.02 % 10/11/2014
Putnam Investment Management, LLC. Delaware 0 0 298295 0 298295 2.6 % 10/11/2014
Putnam Investments, LLC. d/b/a/ Putnam Investments Delaware 11080 0 309375 0 309375 2.7 % 10/11/2014
The Putnam Advisory Company, LLC. Delaware 11080 0 11080 0 11080 0.1 % 10/11/2014
Putnam Investment Management, LLC. Delaware 0 0 298295 0 298295 2.6 % 10/11/2014
Putnam Investments, LLC. d/b/a/ Putnam Investments Delaware 11080 0 309375 0 309375 2.7 % 10/11/2014
The Putnam Advisory Company, LLC. Delaware 11080 0 11080 0 11080 0.1 % 10/11/2014
Putnam Investments, LLC. d/b/a/ Putnam Investments Delaware 199952 0 1169834 0 1169834 10 % 10/07/2014
The Putnam Advisory Company, LLC. Delaware 197332 0 208986 0 208986 1.8 % 10/07/2014
Putnam Investment Management, LLC. Delaware 2620 0 960848 0 960848 8.2 % 10/07/2014
Putnam Investments, LLC. d/b/a/ Putnam Investments Delaware 199952 0 1169834 0 1169834 10 % 10/07/2014
The Putnam Advisory Company, LLC. Delaware 197332 0 208986 0 208986 1.8 % 10/07/2014
Putnam Investment Management, LLC. Delaware 2620 0 960848 0 960848 8.2 % 10/07/2014
RILEY McCORMACK USA 425000 0 425000 0 425000 3.66 % 11/02/2014
Nos. of above person Iron Road Capital Partners L.L.C. Delaware 0 581022 0 581022 10 5 % 10/02/2014
Nos. of above person RMB Capital Management, LLC Delaware 0 921585 0 921585 921585 7.93 % 10/02/2014
BMO Financial Corp A Delaware 404283 0 238765 165518 404283 3.479 % 04/12/2013
Sophrosyne Capital, LLC Delaware 554213 554213 554213 4.78 % 30/09/2013
Sophrosyne Capital, LLC Delaware 554213 554213 554213 4.78 % 30/09/2013
Sophrosyne Capital, LLC Delaware 610513 610513 610513 5.26 % 28/06/2013
Sophrosyne Capital, LLC Delaware 610513 610513 610513 5.26 % 28/06/2013
Sophrosyne Capital, LLC Delaware 403412 403412 403412 4.26 % 22/03/2013
Sophrosyne Capital, LLC Delaware 403412 403412 403412 4.26 % 22/03/2013
Chester L.F. Paulson and Jacqueline M. Paulson as Joint Tenants United States America 0 420000 0 420000 420000 4.333 % 19/02/2013
PAULSON CAPITAL CORP United States America 0 420000 0 420000 420000 4.333 % 19/02/2013
Chester L.F. Paulson and Jacqueline M. Paulson as Joint Tenants United States America 0 420000 0 420000 420000 4.333 % 19/02/2013
PAULSON CAPITAL CORP United States America 0 420000 0 420000 420000 4.333 % 19/02/2013
Chester L.F. Paulson and Jacqueline M. Paulson as Joint Tenants United States America 0 420000 0 420000 420000 5.0645 % 19/02/2013
PAULSON CAPITAL CORP United States America 0 420000 0 420000 420000 5.0645 % 19/02/2013
PAULSON CAPITAL CORP United States America 0 420000 0 420000 420000 5.0645 % 19/02/2013
Chester L.F. Paulson and Jacqueline M. Paulson as Joint Tenants United States America 0 420000 0 420000 420000 5.0645 % 19/02/2013
RILEY McCORMACK USA 675000 0 675000 0 675000 7.28 % 18/01/2013
BMO Financial Corp A Delaware 719046 0 721020 0 721020 9.158 % 10/01/2013
IMPERIAL VALLEY SEEDS, INC. California 400000 0 400000 0 400000 5.1 % 11/10/2012
Sophrosyne Capital, LLC Delaware 488548 488548 0 % 09/10/2012
Sophrosyne Capital, LLC Delaware 488548 488548 0 % 09/10/2012
RILEY McCORMACK USA 600000 0 600000 0 600000 0 % 28/09/2012
Sophrosyne Capital, LLC Delaware 560457 560457 8.1 % 26/06/2012
Sophrosyne Capital, LLC Delaware 560457 560457 8.1 % 26/06/2012
Sophrosyne Capital, LLC Delaware 550203 550203 9.33 % 30/08/2011
Sophrosyne Capital, LLC Delaware 550203 550203 9.33 % 30/08/2011
Sophrosyne Capital, LLC Delaware 500701 500701 8.5 % 28/07/2011
Sophrosyne Capital, LLC Delaware 500701 500701 8.5 % 28/07/2011
Sophrosyne Capital, LLC Delaware 443884 443884 7.54 % 14/07/2011
Sophrosyne Capital, LLC Delaware 443884 443884 7.54 % 14/07/2011
Sophrosyne Capital, LLC Delaware 350548 350548 5.96 % 23/03/2011
Sophrosyne Capital, LLC Delaware 350548 350548 5.96 % 23/03/2011
Chester L.F. Paulson and Jacqueline M. Paulson as Joint Tenants United States of America 0 420000 0 420000 420000 6.7524 % 07/03/2011
Chester L.F. Paulson and Jacqueline M. Paulson as Joint Tenants United States of America 0 420000 0 420000 420000 6.7524 % 07/03/2011
PAULSON CAPITAL CORP United States of America 0 420000 0 420000 420000 6.7524 % 07/03/2011
PAULSON CAPITAL CORP United States of America 0 420000 0 420000 420000 6.7524 % 07/03/2011

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District