| AllianceBernstein L.P. |
Delaware |
140892 |
0 |
140892 |
0 |
140892 |
5.5 % |
14/02/2024 |
| M3 PARTNERS, LP |
STATE OF DELAWARE, UNITED STATES OF AMERICA |
0 |
97831 |
0 |
97831 |
97831 |
3.81 % |
14/02/2024 |
| M3 FUNDS, LLC |
STATE OF DELAWARE, UNITED STATES OF AMERICA |
0 |
97831 |
0 |
97831 |
97831 |
3.81 % |
14/02/2024 |
| William C. Waller |
UNITED STATES OF AMERICA |
0 |
97831 |
0 |
97831 |
97831 |
3.81 % |
14/02/2024 |
| Jason A. Stock |
UNITED STATES OF AMERICA |
0 |
97831 |
0 |
97831 |
97831 |
3.81 % |
14/02/2024 |
| M3F, INC. |
STATE OF UTAH, UNITED STATES OF AMERICA |
0 |
97831 |
0 |
97831 |
97831 |
3.81 % |
14/02/2024 |
| William C. Waller |
UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| Jason A. Stock |
UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| M3F, INC. |
STATE OF UTAH, UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| M3 FUNDS, LLC |
STATE OF DELAWARE, UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| M3 PARTNERS, LP |
STATE OF DELAWARE, UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| William C. Waller |
UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| Jason A. Stock |
UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| M3F, INC. |
STATE OF UTAH, UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| M3 PARTNERS, LP |
STATE OF DELAWARE, UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| M3 FUNDS, LLC |
STATE OF DELAWARE, UNITED STATES OF AMERICA |
0 |
166040 |
0 |
166040 |
166040 |
6.35 % |
31/05/2022 |
| AllianceBernstein L.P. |
Delaware |
92035 |
0 |
92035 |
0 |
92035 |
3.5 % |
08/02/2021 |
| AllianceBernstein L.P. |
Delaware |
92035 |
0 |
92035 |
0 |
92035 |
3.5 % |
08/02/2021 |
| Sound Financial Bancorp, Inc. Employee Stock Ownership Plan |
Not applicable |
0 |
151022 |
0 |
151022 |
151022 |
5.8 % |
03/02/2021 |
| AllianceBernstein L.P. |
Delaware |
131568 |
0 |
131568 |
0 |
131568 |
5.1 % |
14/02/2020 |
| AllianceBernstein L.P. |
Delaware |
131568 |
0 |
131568 |
0 |
131568 |
5.1 % |
14/02/2020 |
| FJ Capital Management LLC |
Delaware |
0 |
200353 |
0 |
200353 |
200353 |
7.8 % |
13/02/2020 |
| Financial Opportunity Fund LLC |
Delaware |
0 |
59272 |
0 |
59272 |
59272 |
2.31 % |
13/02/2020 |
| Martin Friedman |
United States |
0 |
200353 |
0 |
200353 |
200353 |
7.8 % |
13/02/2020 |
| Financial Hybrid Opportunity SPV I LLC |
Delaware |
0 |
75094 |
0 |
75094 |
75094 |
2.92 % |
13/02/2020 |
| Financial Hybrid Opportunity Fund LLC |
Delaware |
0 |
51159 |
0 |
51159 |
51159 |
1.99 % |
13/02/2020 |
| Sound Financial Bancorp, Inc. Employee Stock Ownership Plan |
Not applicable |
0 |
166016 |
0 |
166016 |
166016 |
6.5 % |
05/02/2020 |
| Financial Hybrid Opportunity Fund LLC |
Delaware |
0 |
23973 |
0 |
23973 |
23973 |
0.94 % |
18/09/2018 |
| Financial Opportunity Fund LLC |
Delaware |
0 |
59272 |
0 |
59272 |
59272 |
2.33 % |
18/09/2018 |
| Financial Hybrid Opportunity Fund LLC |
Delaware |
0 |
23973 |
0 |
23973 |
23973 |
0.94 % |
18/09/2018 |
| Martin S. Friedman |
United States |
0 |
134124 |
0 |
134124 |
134124 |
5.28 % |
18/09/2018 |
| Financial Opportunity Fund LLC |
Delaware |
0 |
59272 |
0 |
59272 |
59272 |
2.33 % |
18/09/2018 |
| FJ Capital Management LLC |
Delaware |
0 |
134124 |
0 |
134124 |
134124 |
5.28 % |
18/09/2018 |
| Financial Hybrid Opportunity SPV I LLC |
Delaware |
0 |
36051 |
0 |
36051 |
36051 |
1.42 % |
18/09/2018 |
| Financial Hybrid Opportunity SPV I LLC |
Delaware |
0 |
36051 |
0 |
36051 |
36051 |
1.42 % |
18/09/2018 |
| FJ Capital Management LLC |
Delaware |
0 |
134124 |
0 |
134124 |
134124 |
5.28 % |
18/09/2018 |
| Martin S. Friedman |
United States |
0 |
134124 |
0 |
134124 |
134124 |
5.28 % |
18/09/2018 |
| Sound Financial Bancorp, Inc. Employee Stock Ownership Plan |
Not applicable |
0 |
176964 |
0 |
176964 |
176964 |
7 % |
09/02/2018 |
| Wellington Investment Advisors Holdings LLP |
Delaware |
0 |
114059 |
0 |
114059 |
114059 |
4.56 % |
09/02/2017 |
| Wellington Management Group LLP |
Massachusetts |
0 |
114059 |
0 |
114059 |
114059 |
4.56 % |
09/02/2017 |
| Wellington Group Holdings LLP |
Delaware |
0 |
114059 |
0 |
114059 |
114059 |
4.56 % |
09/02/2017 |
| Wellington Management Company LLP |
Delaware |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Investment Advisors Holdings LLP |
Delaware |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Group Holdings LLP |
Delaware |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Management Group LLP |
Massachusetts |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Management Company LLP |
Delaware |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Investment Advisors Holdings LLP |
Delaware |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Group Holdings LLP |
Delaware |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Wellington Management Group LLP |
Massachusetts |
0 |
156041 |
0 |
156041 |
156041 |
6.33 % |
11/02/2016 |
| Sound Financial Bancorp, Inc. Employee Stock Ownership Plan |
Not applicable |
0 |
199082 |
0 |
199082 |
199082 |
7.8 % |
07/02/2014 |
| Wellington Hedge Management, LLC |
Massachusetts |
0 |
135087 |
0 |
135087 |
135087 |
5.22 % |
14/02/2013 |
| Bay Pond Partners, L.P. |
Delaware |
0 |
135087 |
0 |
135087 |
135087 |
5.22 % |
14/02/2013 |
| Sound Financial Bancorp, Inc. Employee Stock Ownership Plan |
Not applicable |
0 |
202755 |
0 |
202755 |
202755 |
7.8 % |
01/02/2013 |
| Bay Pond Partners, L.P. |
Delaware |
0 |
130939 |
0 |
130939 |
130939 |
5.06 % |
26/10/2012 |
| Wellington Hedge Management, LLC |
Massachusetts |
0 |
130939 |
0 |
130939 |
130939 |
5.06 % |
26/10/2012 |
| Bay Pond Partners, L.P. |
Delaware |
0 |
130939 |
0 |
130939 |
130939 |
5.06 % |
26/10/2012 |
| Wellington Hedge Management, LLC |
Massachusetts |
0 |
130939 |
0 |
130939 |
130939 |
5.06 % |
26/10/2012 |