| Halis |
New York |
828790 |
0 |
828790 |
0 |
828790 |
5 % |
22/01/2024 |
| Foundation |
New York |
828790 |
0 |
828790 |
0 |
828790 |
5 % |
22/01/2024 |
| Stephen L. Gustin |
Delaware |
0 |
852460 |
0 |
852460 |
852460 |
5.1 % |
29/12/2023 |
| Exploration Capital, LLC |
Delaware |
0 |
852460 |
0 |
852460 |
852460 |
5.1 % |
29/12/2023 |
| Contrarian Capital Management, L.L.C. |
Delaware |
1199204 |
0 |
1199204 |
0 |
1199204 |
7.4 % |
13/02/2023 |
| of 5 |
United States of America |
146000 |
1531610 |
146000 |
1531610 |
1677610 |
10.22 % |
09/05/2022 |
| First Manhattan Co. |
New York |
112762 |
836030 |
112762 |
0 |
1088668 |
6.6 % |
14/02/2022 |
| Thomas A. Satterfield, Jr. |
|
144000 |
1476710 |
144000 |
1476710 |
1620710 |
9.8 % |
14/02/2022 |
| North Run Capital, LP |
Delaware |
0 |
890400 |
0 |
0 |
890400 |
5.4 % |
14/02/2022 |
| Thomas B. Ellis |
United States |
0 |
890400 |
0 |
0 |
890400 |
5.4 % |
14/02/2022 |
| Todd B. Hammer |
United States |
0 |
890400 |
0 |
0 |
890400 |
5.4 % |
14/02/2022 |
| North Run Advisors, LLC |
Delaware |
0 |
890400 |
0 |
0 |
890400 |
5.4 % |
14/02/2022 |
| Yakira Enhanced Offshore Fund Ltd. |
Cayman Islands |
16816 |
0 |
16816 |
0 |
16816 |
0.1 % |
09/02/2022 |
| Yakira Partners, L.P. |
Delaware |
232766 |
0 |
232766 |
0 |
232766 |
1.41 % |
09/02/2022 |
| MAP 136 Segregated Portfolio |
Cayman Islands |
760368 |
0 |
760368 |
0 |
760368 |
4.61 % |
09/02/2022 |
| The Vanguard Group - 23-1945930 |
Pennsylvania |
0 |
13454 |
1009520 |
17784 |
1027304 |
4.92 % |
10/02/2021 |
| (1) BlackRock, Inc. |
Delaware |
1713935 |
0 |
1730244 |
0 |
1730244 |
8.3 % |
01/02/2021 |
| Yakira Enhanced Offshore Fund Ltd. |
Cayman Islands |
13436 |
0 |
13436 |
0 |
13436 |
0.06 % |
14/01/2021 |
| Yakira Partners, L.P. |
Delaware |
165123 |
0 |
165123 |
0 |
165123 |
0.79 % |
14/01/2021 |
| MAP 136 Segregated Portfolio |
Cayman Islands |
862459 |
0 |
862459 |
0 |
862459 |
4.15 % |
14/01/2021 |
| Page 1 of 5 |
United States of America |
80000 |
968800 |
80000 |
968800 |
1048800 |
5.1 % |
18/09/2020 |
| The Vanguard Group - 23-1945930 |
|
39182 |
0 |
1459680 |
39182 |
1498862 |
7.26 % |
12/02/2020 |
| (1) BlackRock, Inc. |
Delaware |
1562840 |
0 |
1585617 |
0 |
1585617 |
7.7 % |
06/02/2020 |
| Ariel Investments, LLC |
Delaware Limited Liability Company |
1735524 |
0 |
1766424 |
0 |
1766424 |
1 % |
14/02/2019 |
| Ariel Investments, LLC |
Delaware Limited Liability Company |
1305967 |
0 |
1501367 |
0 |
1501367 |
1 % |
13/02/2018 |
| (. |
Delaware Limited Partnership |
1043417 |
0 |
1113799 |
0 |
1113799 |
5.46 % |
09/02/2018 |
| (1) BlackRock, Inc. |
Delaware |
1543132 |
0 |
1575085 |
0 |
1575085 |
7.7 % |
23/01/2018 |
| 5.1% |
Massachusetts |
546302 |
0 |
1032524 |
0 |
1032524 |
5.1 % |
13/02/2017 |
| 2. |
Minnesota |
0 |
904583 |
0 |
1050497 |
1050497 |
5.2 % |
10/02/2017 |
| (1) BlackRock, Inc. |
Delaware |
1571536 |
0 |
1624785 |
0 |
1624785 |
8 % |
26/01/2017 |
| (. |
Delaware Limited Partnership |
1103913 |
0 |
1151123 |
0 |
1151123 |
5.57 % |
09/02/2016 |
| (1) BlackRock, Inc. |
Delaware |
1366109 |
0 |
1419292 |
0 |
1419292 |
6.9 % |
27/01/2016 |
| (. |
Delaware Limited Partnership |
1123282 |
0 |
1177657 |
0 |
1177657 |
5.73 % |
05/02/2015 |
| 2. |
Minnesota |
520 |
0 |
0 |
0 |
1240628 |
6 % |
04/02/2015 |
| (1) BlackRock, Inc. |
Delaware |
1382957 |
0 |
1438365 |
0 |
1438365 |
7 % |
29/01/2015 |
| (1) BlackRock, Inc. |
Delaware |
1290292 |
0 |
1290292 |
0 |
1290292 |
6.16 % |
05/02/2013 |
| Red Rocks Capital, LLC |
Colorado |
1051500 |
0 |
1051500 |
1051500 |
1051500 |
5.1 % |
14/02/2012 |
| (. |
Delaware Limited Partnership |
994879 |
0 |
1023928 |
0 |
1023928 |
4.94 % |
13/02/2012 |
| Safeguard Scientifics, Inc. |
Delaware |
42695 |
2651128 |
42695 |
0 |
2693823 |
18.2 % |
10/01/2012 |
| Safeguard Delaware, Inc. |
Delaware |
0 |
2651128 |
0 |
0 |
2651128 |
18 % |
10/01/2012 |
| (1) BlackRock, Inc. |
Delaware |
1269935 |
0 |
1269935 |
0 |
1269935 |
6.17 % |
08/02/2011 |
| 13-1957714 |
New York |
0 |
0 |
0 |
0 |
1253627 |
11 % |
16/02/2010 |
| BlackRock for purposes of Schedule 13G filings. |
Delaware |
1113607 |
0 |
1113607 |
0 |
1113607 |
5.46 % |
29/01/2010 |
| (. |
Delaware Limited Partnership |
6428817 |
0 |
6471267 |
0 |
6471267 |
5.36 % |
09/02/2009 |
| (. |
Delaware Limited Partnership |
7842467 |
0 |
7842467 |
0 |
7842467 |
6.48 % |
06/02/2008 |
| FMR Corp. |
Delaware |
0 |
0 |
8284300 |
0 |
8284300 |
6.895 % |
14/02/2007 |
| Edward C. Johnson 3d |
United States of America |
0 |
0 |
8284300 |
0 |
8284300 |
6.895 % |
14/02/2007 |
| FMR Corp. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2007 |
| Edward C. Johnson 3d |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2007 |
| Edward C. Johnson 3d |
United States of America |
0 |
0 |
8988400 |
0 |
8988400 |
7.495 % |
14/02/2006 |
| FMR Corp. |
Delaware |
0 |
0 |
8988400 |
0 |
8988400 |
7.495 % |
14/02/2006 |
| (:
51-0291171 |
Delaware |
0 |
3438721 |
0 |
10 |
3438721 |
5.3 % |
10/11/2005 |
| (:
23-1609753 |
Pennsylvania |
0 |
40487929 |
0 |
10 |
40487929 |
5 % |
10/11/2005 |
| (:
52-2081181 |
Delaware |
0 |
37049208 |
0 |
10 |
37049208 |
55.5 % |
10/11/2005 |
| (:
23-1609753 |
Pennsylvania |
0 |
26756538 |
0 |
10 |
26756538 |
51 % |
28/05/2004 |
| (:
52-2081181 |
Delaware |
0 |
1119700 |
0 |
10 |
1119700 |
2.2 % |
28/05/2004 |
| (:
51-0291171 |
Delaware |
0 |
25636838 |
0 |
10 |
25636838 |
49.9 % |
28/05/2004 |
| (:
52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| (:
23-1609753 |
Pennsylvania |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| (:
51-0291171 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| (:
23-1609753 |
Pennsylvania |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| (:
51-0406538 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| (:
23-3026167 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| (:
52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2004 |
| Safeguard Scientifics (Delaware), Inc. 51-0291171 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
05/06/2003 |
| Safeguard Delaware, Inc. 52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
05/06/2003 |
| Safeguard Scientifics, Inc. 23-1609753 |
Pennsylvania |
0 |
0 |
0 |
0 |
0 |
0 % |
05/06/2003 |
| Safeguard Scientifics, Inc. 23-1609753 |
Pennsylvania |
0 |
37050953 |
0 |
37050953 |
37050953 |
12.98 % |
14/02/2002 |
| Safeguard Scientifics, Inc. 23-1609753 |
Pennsylvania |
0 |
3151481 |
0 |
3151481 |
3151481 |
1.27 % |
14/02/2002 |
| Safeguard Scientifics (Delaware), Inc. 51-0291171 |
Delaware |
0 |
347942 |
0 |
347942 |
347942 |
0.14 % |
14/02/2002 |
| Safeguard Delaware, Inc. 52-2081181 |
Delaware |
0 |
2791360 |
0 |
2791360 |
2791360 |
1.12 % |
14/02/2002 |
| 75-1545827 |
Texas |
0 |
17959 |
0 |
17959 |
17959 |
0.01 % |
14/02/2002 |
| Safeguard Fund Management, Inc. 23-3045546 |
Delaware |
0 |
12189 |
0 |
12189 |
12189 |
0 % |
14/02/2002 |
| Technology Leaders Management, Inc. 23-2667462 |
Delaware |
0 |
289109 |
0 |
289109 |
289109 |
0.1 % |
14/02/2002 |
| Safeguard Delaware, Inc. 52-2081181 |
Delaware |
0 |
21893714 |
0 |
21893714 |
21893714 |
7.62 % |
14/02/2002 |
| Safeguard Scientifics (Delaware), Inc. 51-0291171 |
Delaware |
0 |
14868130 |
0 |
14868130 |
14868130 |
5.17 % |
14/02/2002 |
| 23-3054899 |
Delaware |
0 |
51540 |
0 |
51540 |
51540 |
0.02 % |
14/02/2002 |
| Bonfield Insurance Ltd. 51-0403059 |
British Virgin Islands |
0 |
51540 |
0 |
51540 |
51540 |
0.02 % |
14/02/2002 |
| 23-2986391 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2002 |
| 52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
08/11/2001 |
| 51-0291171 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
08/11/2001 |
| 23-1609753 |
Pennsylvania |
0 |
0 |
0 |
0 |
0 |
0 % |
08/11/2001 |
| 52-2080802 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
08/11/2001 |
| 51-0291171 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
26/07/2001 |
| 23-1609753 |
Pennsylvania |
0 |
0 |
0 |
0 |
0 |
0 % |
26/07/2001 |
| 52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
26/07/2001 |
| Bonfield Insurance Ltd. 51-0403059 |
British Virgin Islands |
0 |
51540 |
0 |
51540 |
51540 |
0.1 % |
15/03/2001 |
| 23-3054899 |
Delaware |
0 |
51540 |
0 |
51540 |
51540 |
0.1 % |
15/03/2001 |
| Safeguard Fund Management, Inc. 23-3045546 |
Delaware |
0 |
1537567 |
0 |
1537567 |
1537567 |
3.06 % |
15/03/2001 |
| 23-2986391 |
Delaware |
0 |
1525378 |
0 |
1525378 |
1525378 |
3.04 % |
15/03/2001 |
| 75-1545827 |
Texas |
0 |
17959 |
0 |
17959 |
17959 |
0.04 % |
15/03/2001 |
| Safeguard Delaware, Inc. 52-2081181 |
Delaware |
0 |
4301888 |
0 |
4301888 |
4301888 |
8.56 % |
15/03/2001 |
| Safeguard Scientifics (Delaware), Inc. 51-0291171 |
Delaware |
0 |
347942 |
0 |
347942 |
347942 |
0.69 % |
15/03/2001 |
| Safeguard Scientifics, Inc. 23-1609753 |
Pennsylvania |
0 |
4649820 |
0 |
4649820 |
4649820 |
9.26 % |
15/03/2001 |
| Safeguard Delaware, Inc. 52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
08/03/2001 |
| Safeguard Scientifics (Delaware), Inc. 51-0291171 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
08/03/2001 |
| Safeguard Scientifics, Inc. 23-1609753 |
Pennsylvania |
0 |
0 |
0 |
0 |
0 |
0 % |
08/03/2001 |
| Safeguard Delaware, Inc. 52-2081181 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2000 |
| Safeguard Scientifics (Delaware), Inc. 51-0291171 |
Delaware |
0 |
683802 |
0 |
683802 |
683802 |
4.2 % |
14/02/2000 |
| Safeguard Scientifics, Inc. 23-1609753 |
Pennsylvania |
0 |
683802 |
0 |
683802 |
683802 |
4.2 % |
14/02/2000 |