| Longshaw Maritime Investments S.A. |
Greece |
0 |
1500205 |
0 |
1500205 |
1500205 |
7.3 % |
09/08/2024 |
| Konstantinos Konstantakopoulos |
Greece |
0 |
1500205 |
0 |
1500205 |
1500205 |
7.3 % |
09/08/2024 |
| George Economou |
Greece |
0 |
1119972 |
0 |
10 |
1119972 |
5.7 % |
24/11/2023 |
| Maryport Navigation Corp. |
Liberia |
0 |
1119972 |
0 |
10 |
1119972 |
5.7 % |
24/11/2023 |
| Sphinx Investment Corp. |
Republic of the Marshall Islands |
0 |
1119972 |
0 |
10 |
1119972 |
5.7 % |
24/11/2023 |
| Longshaw Maritime Investments S.A. |
Greece |
0 |
10175951 |
0 |
1017595 |
1017595 |
5.14 % |
05/07/2023 |
| Stamatios Tsantanis |
|
1369055 |
0 |
1369055 |
10 |
1369055 |
6.8 % |
31/03/2023 |
| Lind Global Macro Fund, LP |
Delaware |
1000000 |
0 |
1000000 |
0 |
1000000 |
0.6 % |
11/02/2022 |
| Jeff Easton |
United States |
1000000 |
0 |
1000000 |
0 |
1000000 |
0.6 % |
11/02/2022 |
| Lind Global Partners LLC |
Delaware |
1000000 |
0 |
1000000 |
0 |
1000000 |
0.6 % |
11/02/2022 |
| Daniel B. Asher |
United States of America |
0 |
4474475 |
0 |
4474475 |
4474475 |
6.8 % |
31/08/2020 |
| Intracoastal
Capital LLC |
Delaware |
0 |
4474475 |
0 |
4474475 |
4474475 |
6.8 % |
31/08/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
4474475 |
0 |
4474475 |
4474475 |
6.8 % |
31/08/2020 |
| Lind Global Macro Fund, LP |
Delaware |
6387237 |
0 |
6387237 |
0 |
6387237 |
9.9 % |
20/08/2020 |
| Jeff Easton |
Delaware |
6387237 |
0 |
6387237 |
0 |
6387237 |
9.9 % |
20/08/2020 |
| Lind Global Partners LLC |
Delaware |
6387237 |
0 |
6387237 |
0 |
6387237 |
9.9 % |
20/08/2020 |
| Daniel B. Asher |
United States of America |
0 |
7512748 |
0 |
12748 |
7512748 |
9.99 % |
13/04/2020 |
| Intracoastal Capital LLC |
Delaware |
0 |
7512748 |
0 |
12748 |
7512748 |
9.99 % |
13/04/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
7512748 |
0 |
12748 |
7512748 |
9.99 % |
13/04/2020 |
| Empery Asset Master, Ltd. |
Cayman Islands |
0 |
5887531 |
0 |
0 |
5887531 |
9.99 % |
03/04/2020 |
| Empery Tax Efficient II, LP |
Delaware |
0 |
3947843 |
0 |
0 |
3947843 |
9.99 % |
03/04/2020 |
| Empery Asset Management, LP |
Delaware |
0 |
10311523 |
0 |
0 |
10311523 |
9.99 % |
03/04/2020 |
| Martin D. Hoe |
United States |
0 |
10311523 |
0 |
0 |
10311523 |
9.99 % |
03/04/2020 |
| Ryan M. Lane |
United States |
0 |
10311523 |
0 |
0 |
10311523 |
9.99 % |
03/04/2020 |
| Jelco Delta Holding Corp. |
Marshall Islands |
0 |
12571992 |
0 |
10 |
12571992 |
39.8 % |
08/11/2019 |
| Comet Shipholding Inc. |
Marshall Islands |
0 |
53701 |
0 |
10 |
53701 |
0.2 % |
08/11/2019 |
| Claudia Restis |
Italy |
0 |
12625693 |
0 |
10 |
12625693 |
40 % |
08/11/2019 |
| Eric Krafft |
Sweden |
1971359 |
0 |
1971359 |
0 |
1971359 |
8.08 % |
25/07/2019 |
| Anson Management GP LLC |
Texas |
0 |
557627 |
0 |
557627 |
557627 |
9.9 % |
20/05/2019 |
| Moez Kassam |
Citizen |
0 |
557627 |
0 |
557627 |
557627 |
9.9 % |
20/05/2019 |
| Bruce R. Winson |
Citizen |
0 |
557627 |
0 |
557627 |
557627 |
9.9 % |
20/05/2019 |
| Anson Advisors Inc. |
Canada |
0 |
557627 |
0 |
557627 |
557627 |
9.9 % |
20/05/2019 |
| Amin Nathoo |
Citizen |
0 |
557627 |
0 |
557627 |
557627 |
9.9 % |
20/05/2019 |
| Anson Funds Management LP |
Texas |
0 |
557627 |
0 |
557627 |
557627 |
9.9 % |
20/05/2019 |
| BARCLAYS GLOBAL INVESTORS, NA |
Cayman Islands |
0 |
556865 |
0 |
556865 |
708452 |
1.88 % |
10/05/2019 |
| Jelco Delta Holding Corp. |
Marshall Islands |
0 |
43649230 |
0 |
10 |
43649230 |
90.1 % |
25/08/2016 |
| Comet Shipholding Inc. |
Marshall Islands |
0 |
853434 |
0 |
10 |
853434 |
4.1 % |
25/08/2016 |
| Claudia Restis |
Italy |
0 |
44502664 |
0 |
10 |
44502664 |
91.9 % |
25/08/2016 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1180000 |
0 |
1180000 |
1180000 |
5.7 % |
12/08/2016 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1180000 |
0 |
1180000 |
1180000 |
5.7 % |
12/08/2016 |
| Comet Shipholding Inc. |
Marshall Islands |
0 |
853434 |
0 |
10 |
853434 |
4.4 % |
14/03/2016 |
| Jelco Delta Holding Corp. |
Marshall Islands |
0 |
38427008 |
0 |
10 |
38427008 |
91.4 % |
14/03/2016 |
| Claudia Restis |
Italy |
0 |
39280442 |
0 |
10 |
39280442 |
93.5 % |
14/03/2016 |
| Comet Shipholding Inc. |
Marshall Islands |
0 |
853434 |
0 |
10 |
853434 |
4.4 % |
11/02/2016 |
| Claudia Restis |
Italy |
0 |
36502664 |
0 |
10 |
36502664 |
93 % |
11/02/2016 |
| Jelco Delta Holding Corp. |
Marshall Islands |
0 |
35649230 |
0 |
10 |
35649230 |
90.8 % |
11/02/2016 |
| Plaza Shipholding Corp. |
Marshall Islands |
0 |
4271393 |
0 |
4271393 |
4271393 |
9.2 % |
09/06/2015 |
| Katia Restis |
Greece |
0 |
4271393 |
0 |
4271393 |
4271393 |
9.2 % |
09/06/2015 |
| Comet Shipholding Inc. |
Marshall Islands |
0 |
4267173 |
0 |
10 |
4267173 |
9.2 % |
10/04/2015 |
| Jelco Delta Holding Corp. |
Marshall Islands |
0 |
51662722 |
0 |
10 |
51662722 |
75.1 % |
10/04/2015 |
| Claudia Restis |
Italy |
0 |
60201288 |
0 |
10 |
60201288 |
87.5 % |
10/04/2015 |
| Claudia Restis |
Citizenship or Place of Organization |
0 |
8707173 |
0 |
10 |
8707173 |
43.8 % |
11/03/2015 |
| Jelco Delta Holding Corp. |
Citizenship or Place of Organization |
0 |
4440000 |
0 |
10 |
4440000 |
22.3 % |
11/03/2015 |
| Comet Shipholding Inc. |
Citizenship or Place of Organization |
0 |
4267173 |
0 |
10 |
4267173 |
21.5 % |
11/03/2015 |
| Nisswa Acquisition Master Fund Ltd. |
Cayman Islands |
0 |
3294112 |
0 |
3294112 |
3294112 |
2.9 % |
09/02/2011 |
| Pine River Capital Management L.P. |
Delaware, United States |
0 |
3508638 |
0 |
3508638 |
3508638 |
3.1 % |
09/02/2011 |
| Brian Taylor |
United States |
0 |
3508638 |
0 |
3508638 |
3508638 |
3.1 % |
09/02/2011 |
| Millennium Management LLC |
United States |
0 |
3887775 |
0 |
3887775 |
3887775 |
6.1 % |
25/06/2010 |
| Millenco LLC |
United States |
0 |
50 |
0 |
50 |
50 |
0 % |
25/06/2010 |
| Integrated Core Strategies (US) LLC |
United States |
0 |
3887725 |
0 |
3887725 |
3887725 |
6.1 % |
25/06/2010 |
| Israel A. Englander |
United States |
0 |
3887775 |
0 |
3887775 |
3887775 |
6.1 % |
25/06/2010 |
