SPHS

Sophiris Bio, Inc. SPHS

Trading inactive

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Armistice Capital Master Fund Ltd. Cayman Islands 0 2538463 0 2538463 2538463 7.6 % 06/09/2019
Armistice Capital, LLC Delaware 0 2538463 0 2538463 2538463 7.6 % 06/09/2019
Steven Boyd United States of America 0 2538463 0 2538463 2538463 7.6 % 06/09/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 2538463 0 2538463 2538463 7.6 % 06/09/2019
Armistice Capital, LLC Delaware 0 2538463 0 2538463 2538463 7.6 % 06/09/2019
Steven Boyd United States of America 0 2538463 0 2538463 2538463 7.6 % 06/09/2019
Heights Capital Management, Inc. 1581277 4.9 % 10/02/2017
Heights Capital Management, Inc. 1581277 4.9 % 10/02/2017
CVI Investments, Inc. 1581277 4.9 % 10/02/2017
CVI Investments, Inc. 1581277 4.9 % 10/02/2017
Ryan M. Lane United States 0 1862498 0 1862498 1862498 4.99 % 30/01/2017
Empery Asset Management, LP Delaware 0 1862498 0 1862498 1862498 4.99 % 30/01/2017
Empery Asset Management, LP Delaware 0 1862498 0 1862498 1862498 4.99 % 30/01/2017
Martin D. Hoe United States 0 1862498 0 1862498 1862498 4.99 % 30/01/2017
Ryan M. Lane United States 0 1862498 0 1862498 1862498 4.99 % 30/01/2017
Martin D. Hoe United States 0 1862498 0 1862498 1862498 4.99 % 30/01/2017
Sabby Management, LLC Delaware USA 0 1502371 0 1502371 1502371 4.99 % 11/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1302371 0 1302371 1302371 4.33 % 11/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1302371 0 1302371 1302371 4.33 % 11/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 851248 0 851248 851248 2.83 % 11/01/2017
Hal Mintz USA 0 1502371 0 1502371 1502371 4.99 % 11/01/2017
Sabby Management, LLC Delaware USA 0 1502371 0 1502371 1502371 4.99 % 11/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 851248 0 851248 851248 2.83 % 11/01/2017
Hal Mintz USA 0 1502371 0 1502371 1502371 4.99 % 11/01/2017
Heights Capital Management, Inc. 2483330 8.5 % 26/08/2016
CVI Investments, Inc. 2483330 8.5 % 26/08/2016
CVI Investments, Inc. 2483330 8.5 % 26/08/2016
Heights Capital Management, Inc. 2483330 8.5 % 26/08/2016
Hal Mintz USA 0 2483330 0 2483330 2483330 8.53 % 25/08/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1615000 0 1615000 1615000 5.55 % 25/08/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 868330 0 868330 868330 2.98 % 25/08/2016
Sabby Management, LLC Delaware USA 0 2483330 0 2483330 2483330 8.53 % 25/08/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1615000 0 1615000 1615000 5.55 % 25/08/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 868330 0 868330 868330 2.98 % 25/08/2016
Sabby Management, LLC Delaware USA 0 2483330 0 2483330 2483330 8.53 % 25/08/2016
Hal Mintz USA 0 2483330 0 2483330 2483330 8.53 % 25/08/2016
Empery Asset Management, LP Delaware 0 1785714 0 1785714 1785714 8.58 % 24/05/2016
Empery Asset Management, LP Delaware 0 1785714 0 1785714 1785714 8.58 % 24/05/2016
Ryan M. Lane United States 0 1785714 0 1785714 1785714 8.58 % 24/05/2016
Martin D. Hoe United States 0 1785714 0 1785714 1785714 8.58 % 24/05/2016
Ryan M. Lane United States 0 1785714 0 1785714 1785714 8.58 % 24/05/2016
Martin D. Hoe United States 0 1785714 0 1785714 1785714 8.58 % 24/05/2016
Boxer Capital, LLC Delaware 0 992100 0 992100 992100 5.9 % 16/02/2016
Boxer Asset Management Inc. Bahamas 0 992100 0 992100 992100 5.9 % 16/02/2016
MVA Investors, LLC Delaware 0 0 0 0 0 0 % 16/02/2016
Joe Lewis United Kingdom 0 992100 0 992100 992100 5.9 % 16/02/2016
Mr. David Kroin USA 0 0 0 0 0 0 % 17/02/2015
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 17/02/2015
Mr. David Kroin USA 0 0 0 0 0 0 % 17/02/2015
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 17/02/2015
Great Point Partners, LLC USA 0 0 0 0 0 0 % 17/02/2015
Great Point Partners, LLC USA 0 0 0 0 0 0 % 17/02/2015
Invus Public Equities, L.P. Bermuda 0 0 0 0 0 0 % 12/02/2015
Invus Public Equities Advisors, LLC Delaware 0 0 0 0 0 0 % 12/02/2015
Artal International S.C.A. Luxembourg 0 0 0 0 0 0 % 12/02/2015
Artal International Management S.A. Luxembourg 0 0 0 0 0 0 % 12/02/2015
Artal Group S.A. Luxembourg 0 0 0 0 0 0 % 12/02/2015
Westend S.A. Luxembourg 0 0 0 0 0 0 % 12/02/2015
Stichting Administratiekantoor Westend Nerlands 0 0 0 0 0 0 % 12/02/2015
Mr. Pascal Minne Belgium 0 0 0 0 0 0 % 12/02/2015
BVF Partners L.P. Delaware 0 1060283 0 1060283 1060283 6.29 % 24/12/2014
MSI BVF SPV, LLC Delaware 0 179348 0 179348 179348 1.06 % 24/12/2014
Biotechnology Value Fund, L.P. Delaware 0 490192 0 490192 490192 2.91 % 24/12/2014
BVF Inc. Delaware 0 1060283 0 1060283 1060283 6.29 % 24/12/2014
Investment 10, L.L.C. Illinois 0 136606 0 136606 136606 0 % 24/12/2014
Mark N. Lampert United States 0 1060283 0 1060283 1060283 6.29 % 24/12/2014
BVF Inc. Delaware 0 1060283 0 1060283 1060283 6.29 % 24/12/2014
Mark N. Lampert United States 0 1060283 0 1060283 1060283 6.29 % 24/12/2014
Biotechnology Value Fund II, L.P. Delaware 0 254137 0 254137 254137 1.51 % 24/12/2014
MSI BVF SPV, LLC Delaware 0 179348 0 179348 179348 1.06 % 24/12/2014
Biotechnology Value Fund, L.P. Delaware 0 490192 0 490192 490192 2.91 % 24/12/2014
Biotechnology Value Fund II, L.P. Delaware 0 254137 0 254137 254137 1.51 % 24/12/2014
Investment 10, L.L.C. Illinois 0 136606 0 136606 136606 0 % 24/12/2014
BVF Partners L.P. Delaware 0 1060283 0 1060283 1060283 6.29 % 24/12/2014
Boxer Capital, LLC Delaware 0 1518613 0 1518613 1518613 9 % 17/12/2014
Boxer Asset Management Inc. Bahamas 0 1518613 0 1518613 1518613 9 % 17/12/2014
Joseph Lewis United Kingdom 0 1518613 0 1518613 1518613 9 % 17/12/2014
MVA Investors, LLC Delaware 161447 0 161447 0 161447 0.09 % 17/12/2014
Edward C. Johnson 3d United States of America 0 0 1419468 0 1419468 8.789 % 12/05/2014
FMR LLC Delaware 0 0 1419468 0 1419468 8.789 % 12/05/2014
FMR LLC Delaware 0 0 0 0 0 0 % 10/04/2014
Edward C. Johnson 3d United States of America 0 0 0 0 0 0 % 10/04/2014
FMR LLC Delaware 0 0 0 0 0 0 % 10/04/2014
Edward C. Johnson 3d United States of America 0 0 0 0 0 0 % 10/04/2014
Mr. David Kroin USA 0 1379660 0 1379660 1379660 8.54 % 14/02/2014
Mr. David Kroin USA 0 1379660 0 1379660 1379660 8.54 % 14/02/2014
Dr. Jeffrey R. Jay, M.D. USA 0 1379660 0 1379660 1379660 8.54 % 14/02/2014
Great Point Partners, LLC USA 0 1379660 0 1379660 1379660 8.54 % 14/02/2014
Great Point Partners, LLC USA 0 1379660 0 1379660 1379660 8.54 % 14/02/2014
Dr. Jeffrey R. Jay, M.D. USA 0 1379660 0 1379660 1379660 8.54 % 14/02/2014
Artal Group S.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Artal International Management S.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Artal International Management S.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Artal International S.C.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Invus Public Equities Advisors, LLC Delaware 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Invus Public Equities, L.P. Bermuda 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Mr. Pascal Minne Belgium 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Westend S.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Artal Group S.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Invus Public Equities, L.P. Bermuda 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Stichting Administratiekantoor Westend The Netherlands 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Invus Public Equities Advisors, LLC Delaware 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Artal International S.C.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Mr. Pascal Minne Belgium 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Stichting Administratiekantoor Westend The Netherlands 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Westend S.A. Luxembourg 0 1000000 0 1000000 1000000 6.2 % 27/08/2013
Boxer Asset Management Inc. Bahamas 0 2315385 0 2315385 2315385 14.34 % 26/08/2013
Joseph Lewis United Kingdom 0 2315385 0 2315385 2315385 14.34 % 26/08/2013
MVA Investors, LLC Delaware 246153 0 246153 0 246153 1.52 % 26/08/2013
Boxer Capital, LLC Delaware 0 2315385 0 2315385 2315385 14.34 % 26/08/2013
Mr. David Kroin USA 0 1280000 0 1280000 1280000 7.93 % 26/08/2013
Great Point Partners, LLC USA 0 1280000 0 1280000 1280000 7.93 % 26/08/2013
Dr. Jeffrey R. Jay, M.D. USA 0 1280000 0 1280000 1280000 7.93 % 26/08/2013
Mr. David Kroin USA 0 1280000 0 1280000 1280000 7.93 % 26/08/2013
Great Point Partners, LLC USA 0 1280000 0 1280000 1280000 7.93 % 26/08/2013
Dr. Jeffrey R. Jay, M.D. USA 0 1280000 0 1280000 1280000 7.93 % 26/08/2013

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