SRNE

Sorrento Therapeutics, Inc. SRNE

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Israel A. Englander 0 14524151 0 14524151 14524151 3.1 % 17/02/2023
ICS Opportunities, Ltd. 0 11376140 0 11376140 11376140 2.4 % 17/02/2023
Millennium Management LLC 0 14524151 0 14524151 14524151 3.1 % 17/02/2023
Millennium Group Management LLC 0 14524151 0 14524151 14524151 3.1 % 17/02/2023
Sorrento Therapeutics, Inc. 167887687 0 167887687 0 167887687 96.3 % 17/11/2022
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 0 0 39661099 39661099 10.2 % 11/07/2022
SSGA FUNDS MANAGEMENT, INC. BOSTON, MASSACHUSETTS 0 0 0 32623533 32623533 8.39 % 11/07/2022
The Vanguard Group - 23-1945930 Pennsylvania For 0 532255 0 791133 15692730 5.12 % 10/02/2022
(1) BlackRock, Inc. Delaware 21089575 0 21775865 0 21775865 6.9 % 07/02/2022
Sorrento Therapeutics, Inc. Delaware 20422124 0 20422124 0 20422124 16.7 % 23/07/2021
(1) BlackRock, Inc. Delaware 17396691 0 17619678 0 17619678 6.7 % 02/02/2021
Famous Sino Limited British Virgin Islands 5964242 0 5964242 0 5964242 2.3 % 01/02/2021
Nana Gu British Virgin Islands 3549074 0 3549074 0 3549074 1.3 % 01/02/2021
Asia Pacific MedTech (BVI) Limited British Virgin Islands 3549074 0 3549074 0 3549074 1.3 % 01/02/2021
Magnum Opus2 International Holdings Limited British Virgin Islands 3344242 0 3344242 0 3344242 1.3 % 01/02/2021
Hongguo International Holdings Limited British Virgin Islands 4074000 0 4074000 0 4074000 1.5 % 01/02/2021
China In Shine Investment Limited British Virgin Islands 4760801 0 4760801 0 4760801 1.8 % 01/02/2021
(1) BlackRock, Inc. Delaware 8672113 0 8790097 0 8790097 4.8 % 09/04/2020
Yu Fan Hong Kong 0 4910374 0 0 4910374 2.9 % 14/02/2020
Ally Bridge Group Innovation Capital Partners III, L.P. Cayman Islands 0 4449786 0 0 4449786 2.7 % 14/02/2020
ABG Innovation-SO Limited British Virgin Islands 0 1408027 0 0 1408027 0.8 % 14/02/2020
ABG Management Ltd. Cayman Islands 0 0 0 0 0 0 % 14/02/2020
ABG SRNE Limited British Virgin Islands 0 3041759 0 0 3041759 1.8 % 14/02/2020
Ally Bridge Group Capital Partners II, L.P. Cayman Islands 0 460588 0 0 460588 0.3 % 14/02/2020
ABG II-SO Limited British Virgin Islands 0 460588 0 0 460588 0.3 % 14/02/2020
Nana Gu British Virgin Islands 15317632 0 15317632 0 15317632 9.1 % 10/02/2020
Asia Pacific MedTech (BVI) Limited British Virgin Islands 15317632 0 15317632 0 15317632 9.1 % 10/02/2020
Sino Limited Virgin Islands 10590722 0 10590722 0 10590722 6.2 % 10/02/2020
China In Shine Investment Limited 12000259 0 12000259 0 12000259 7 % 10/02/2020
(1) BlackRock, Inc. Delaware 8506836 0 8643058 0 8643058 6.1 % 06/02/2020
Oaktree Capital Group Holdings GP, LLC Delaware 7622289 0 7622289 0 7622289 5.5 % 25/09/2019
SC Investments NE Holdings, LLC Delaware 2055899 0 2055899 0 2055899 1.48 % 25/09/2019
Oaktree Capital Management, L.P. Delaware 2515355 0 2515355 0 2515355 1.81 % 25/09/2019
SC Investments E Holdings, LLC Delaware 3051035 0 3051035 0 3051035 2.2 % 25/09/2019
Oaktree Specialty Lending Corporation Delaware 1905572 0 1905572 0 1905572 1.37 % 25/09/2019
Oaktree Capital Group, LLC Delaware 7622289 0 7622289 0 7622289 5.5 % 25/09/2019
Oaktree Holdings, Inc. Delaware 7622289 0 7622289 0 7622289 5.5 % 25/09/2019
Oaktree Capital II, L.P. Delaware 5106934 0 5106934 0 5106934 3.68 % 25/09/2019
Oaktree Fund GP II, L.P. Delaware 5106934 0 5106934 0 5106934 3.68 % 25/09/2019
Oaktree Fund GP IIA, LLC Delaware 5106934 0 5106934 0 5106934 3.68 % 25/09/2019
Oaktree Strategic Income II, Inc. Delaware 609783 0 609783 0 609783 0.44 % 25/09/2019
OCSL SRNE, LLC Delaware 1905572 0 1905572 0 1905572 1.37 % 25/09/2019
Ally Bridge LB Management Limited Cayman Islands 0 1760961 0 0 1760961 1.4 % 13/02/2019
ABG Innovation-SO Limited British Virgin Islands 0 1408027 0 0 1408027 1.1 % 13/02/2019
Ally Bridge Group Innovation Capital Partners III, L.P. Cayman Islands 0 5422758 0 0 5422758 4.4 % 13/02/2019
ABG Management Ltd. Cayman Islands 0 5883346 0 0 5883346 4.8 % 13/02/2019
Yu Fan Hong Kong 0 7644307 0 0 7644307 6.2 % 13/02/2019
Ally Bridge Group Capital Partners II, L.P. Cayman Islands 0 460588 0 0 460588 0.4 % 13/02/2019
ABG SRNE Limited British Virgin Islands 0 4014731 0 0 4014731 3.2 % 13/02/2019
Li Bin United States of America 0 1760961 0 0 1760961 1.4 % 13/02/2019
Ally Bridge LB Healthcare Master Fund Limited Cayman Islands 0 1760961 0 0 1760961 1.4 % 13/02/2019
ABG II-SO Limited British Virgin Islands 0 460588 0 0 460588 0.4 % 13/02/2019
(1) BlackRock, Inc. Delaware 7321574 0 7566238 0 7566238 6.2 % 07/02/2019
Asia Pacific MedTech (BVI) Limited Saint Christopher (St. Kitts) and Nevis 11017987 0 11017987 0 11017987 9.1 % 13/12/2018
Nana Gu Saint Christopher (St. Kitts) and Nevis 11017987 0 11017987 0 11017987 9.1 % 13/12/2018
China In Shine Investment Limited British Virgin Islands 8481955 0 8481955 0 8481955 6.9 % 13/12/2018
Famous Sino Limited British Virgin Islands 8031955 0 8031955 0 8031955 6.6 % 13/12/2018
Magnum Opus2 International Holdings Limited British Virgin Islands 6831955 0 6831955 0 6831955 7 % 13/07/2018
Magnum Opus2 International Holdings Limited British Virgin Islands 4407713 0 4407713 0 4407713 5 % 13/07/2018
Famous Sino Limited British Virgin Islands 7631955 0 7631955 0 7631955 6.4 % 27/06/2018
Famous Sino Limited British Virgin Islands 6831955 0 6831955 0 6831955 7 % 27/06/2018
Famous Sino Limited British Virgin Islands 4407713 0 4407713 0 4407713 5 % 27/06/2018
Asia Pacific MedTech (BVI) Limited Saint Christopher (St. Kitts) and Nevis 10304975 0 10304975 0 10304975 8.8 % 22/06/2018
China In Shine Investment Limited British Virgin Islands 7931955 0 7931955 0 7931955 6.7 % 22/06/2018
Top Path Asia Limited British Virgin Islands 6831955 0 6831955 0 6831955 7 % 22/06/2018
Hongguo International Holdings Limited British Virgin Islands 6831955 0 6831955 0 6831955 7 % 22/06/2018
China In Shine Investment Limited British Virgin Islands 6831955 0 6831955 0 6831955 7 % 22/06/2018
Top Path Asia Limited British Virgin Islands 4407713 0 4407713 0 4407713 5 % 22/06/2018
Hongguo International Holdings Limited British Virgin Islands 4407713 0 4407713 0 4407713 5 % 22/06/2018
China In Shine Investment Limited British Virgin Islands 4407713 0 4407713 0 4407713 5 % 22/06/2018
Yuehui Xie British Virgin Islands 7883093 0 7883093 0 7883093 8.4 % 22/05/2018
Bocom International Asset Management Limited British Virgin Islands 540540 0 540540 0 540540 0.6 % 22/05/2018
Xianjian Advanced Technology Limited British Virgin Islands 7342553 0 7342553 0 7342553 7.9 % 22/05/2018
Henry Ji United States of America 2605612 2318026 2605612 2318026 4923638 5.9 % 25/01/2018
Xianjian Advanced Technology Limited British Virgin Islands 5020516 0 5020516 0 5020516 6.7 % 15/05/2017
Bocom International Asset Management Limited British Virgin Islands 540540 0 540540 0 540540 0.7 % 15/05/2017
Yuehui Xie British Virgin Islands 5561056 0 5561056 0 5561056 7.3 % 15/05/2017
Yuehui Xie British Virgin Islands 3881658 0 3881658 0 3881658 5.1 % 15/05/2017
Xianjian Advanced Technology Limited British Virgin Islands 3341118 0 3341118 0 3341118 4.4 % 15/05/2017
Bocom International Asset Management Limited British Virgin Islands 540540 0 540540 0 540540 0.7 % 15/05/2017
Nana Gu British Virgin Islands 9563239 0 9563239 0 9563239 12.8 % 01/05/2017
Asia Pacific MedTech (BVI) Limited British Virgin Islands 9563239 0 9563239 0 9563239 12.8 % 01/05/2017
Cormorant Global Healthcare Master Fund, LP Cayman Islands 0 1588861 0 0 1588861 2.7 % 14/02/2017
Cormorant Global Healthcare GP, LLC Delaware 0 1588861 0 0 1588861 2.7 % 14/02/2017
Bihua Chen United States 0 1909000 0 0 1909000 3.3 % 14/02/2017
Cormorant Asset Management, LLC Delaware 0 1909000 0 0 1909000 3.3 % 14/02/2017
Leonard A. Potter United States 0 2799790 0 0 2799790 5.5 % 14/02/2017
Wildcat Capital Management, LLC Delaware 0 2676193 0 0 2676193 5.3 % 14/02/2017
Wildcat – Liquid Alpha, LLC Delaware 0 184000 0 0 184000 0.4 % 14/02/2017
Infinity Q Capital Management, LLC Delaware 0 123597 0 0 123597 0.2 % 14/02/2017
Infinity Q Management Equity, LLC Delaware 0 123597 0 0 123597 0.2 % 14/02/2017
Infinity Q Diversified Alpha Fund Delaware 0 123597 0 0 123597 0.2 % 14/02/2017
Bonderman Family Limited Partnership Texas 0 2799790 0 0 2799790 5.5 % 14/02/2017
James Velissaris United States 0 123597 0 0 123597 0.2 % 14/02/2017
Sorrento Therapeutics, Inc. Delaware 0 0 0 0 0 0 % 10/02/2017
Sorrento Therapeutics, Inc. Delaware 937499 0 937499 0 937499 5.9 % 09/12/2016
FREJOY Investment Management Co., Ltd. Seychelles 6076242 0 6076242 0 6076242 9.2 % 24/06/2016
Henan Yulin Green Engineering Co., LTD. People’s Republic of China 4137277 0 4137277 0 4137277 6.3 % 23/06/2016
ABG II-SO Limited Cayman Islands 0 1873873 0 1873873 397853 11 % 10/06/2016
Yuhan Corporation South Korea 2037096 0 2037096 0 2037096 5 % 09/05/2016
James Velissaris United States 0 123597 0 10 123597 0.3 % 18/04/2016
Leonard A. Potter United States 0 2623533 0 10 2623533 6.8 % 18/04/2016
Infinity Q Diversified Alpha Fund Delaware 0 123597 0 10 123597 0.3 % 18/04/2016
Infinity Q Management Equity, LLC Delaware 0 123597 0 10 123597 0.3 % 18/04/2016
Wildcat Capital Management, LLC Delaware 0 2499936 0 10 2499936 6.5 % 18/04/2016
Wildcat – Liquid Alpha, LLC Delaware 0 184000 0 10 184000 0.5 % 18/04/2016
Infinity Q Capital Management, LLC Delaware 0 123597 0 10 123597 0.3 % 18/04/2016
Bonderman Family Limited Partnership Texas 0 2623533 0 10 2623533 6.8 % 18/04/2016
Infinity Q Capital Management, LLC Delaware 0 123597 0 0 123597 0.3 % 18/04/2016
James Velissaris Delaware 0 123597 0 0 123597 0.3 % 18/04/2016
Infinity Q Management Equity, LLC Delaware 0 123597 0 0 123597 0.3 % 18/04/2016
Wildcat – Liquid Alpha, LLC Delaware 0 184000 0 0 184000 0.5 % 18/04/2016
Infinity Q Diversified Alpha Fund Delaware 0 123597 0 0 123597 0.3 % 18/04/2016
Wildcat Capital Management, LLC Delaware 0 2499936 0 0 2499936 6.5 % 18/04/2016
Leonard A. Potter Delaware 0 2623533 0 0 2623533 6.8 % 18/04/2016
Bonderman Family Limited Partnership Delaware 0 2623533 0 0 2623533 6.8 % 18/04/2016
2 USA 5618326 0 5618326 0 5618326 6.92 % 17/02/2016
Cormorant Global Healthcare Master Fund, LP Cayman Islands 0 2095334 0 0 2095334 5.5 % 16/02/2016
Cormorant Global Healthcare GP, LLC Delaware 0 2095334 0 0 2095334 5.5 % 16/02/2016
Bihua Chen United States 0 2095334 0 0 2095334 5.5 % 16/02/2016
Cormorant Asset Management, LLC Delaware 0 2095334 0 0 2095334 5.5 % 16/02/2016
Cormorant Asset Management, LLC Cayman Islands 0 1945334 0 0 1945334 5.4 % 26/05/2015
Cormorant Global Healthcare Master Fund, LP Cayman Islands 0 1945334 0 0 1945334 5.4 % 26/05/2015
Cormorant Global Healthcare GP, LLC Cayman Islands 0 1945334 0 0 1945334 5.4 % 26/05/2015
Bihua Chen Cayman Islands 0 1945334 0 0 1945334 5.4 % 26/05/2015
Page 2 of 5 Pages USA 1753555 0 1753555 0 1753555 4.85 % 17/02/2015
REPORTING United States 0 1763500 0 1763500 1763500 6.3 % 23/05/2014
REPORTING United States 0 1763500 0 1763500 1763500 6.3 % 23/05/2014
REPORTING United States 0 1763500 0 1763500 1763500 6.3 % 23/05/2014
REPORTING United States 0 1763500 0 1763500 1763500 6.3 % 23/05/2014
REPORTING United States 0 1763500 0 1763500 1763500 6.3 % 23/05/2014
REPORTING United States 0 1763500 0 1763500 1763500 6.3 % 23/05/2014
2. USA 0 0 0 0 38844714 14.8 % 25/01/2012
2. USA 0 13 0 13 36158594 14.4 % 25/01/2012

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District
Chris Jacobs 2021-01-04 2021-02-17 Sale (Full) $1,001 - $15,000 NY27
Chris Jacobs 2020-12-28 2021-02-10 Purchase $1,001 - $15,000 NY27