SSSS

SuRo Capital Corp. SSSS

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
MARK D. KLEIN United States of America 1156007 14659 1156007 10 1170666 5.01 % 04/12/2024
Robert S. Birch United States 476587 0 476587 0 476587 1.7 % 14/02/2022
2. Delaware 0 1061680 0 0 10 5.1 % 16/02/2021
2. Delaware 0 1061680 0 0 10 5.1 % 16/02/2021
2. Delaware 0 1061680 0 0 10 5.1 % 16/02/2021
2. Delaware 0 194724 0 0 10 0.9 % 16/02/2021
2. Delaware 0 1276990 0 0 10 6.1 % 16/02/2021
2. Delaware 0 215310 0 0 10 1 % 16/02/2021
2. Delaware 0 215310 0 0 10 1 % 16/02/2021
Robert S. Birch US 3123996 0 3123996 0 3123996 15.69 % 18/12/2020
2. 0 1077393 0 0 10 5.8 % 14/02/2020
2. 0 1077393 0 0 10 5.8 % 14/02/2020
2. 0 1077393 0 0 10 5.8 % 14/02/2020
2. 0 1107816 0 0 10 5.9 % 14/02/2020
2. 0 30423 0 0 10 0.2 % 14/02/2020
2. 0 30423 0 0 10 0.2 % 14/02/2020
2. 0 30423 0 0 10 0.2 % 14/02/2020
Division of Investment, Department of the Treasury, State of New Jersey U.S.A. 844000 0 844000 0 844000 4.805 % 03/01/2020
Robert S. Birch U.S. Citizen 1120000 402239 1120000 0 1522239 7.7 % 20/11/2019
Wellington Investment Advisors Holdings LLP Delaware 0 888063 0 0 888063 4.46 % 12/02/2019
Wellington Management Group LLP Massachusetts 0 888063 0 0 888063 4.46 % 12/02/2019
Wellington Group Holdings LLP Delaware 0 888063 0 0 888063 4.46 % 12/02/2019
Division of Investment, Department of the Treasury, State of New Jersey U.S.A. 1788000 0 1788000 0 1788000 8.98 % 31/01/2019
2. Delaware 0 1026119 0 0 10 4.8 % 16/08/2018
2. Delaware 0 1026119 0 0 10 4.8 % 16/08/2018
2. Delaware 0 1079181 0 0 10 5 % 16/08/2018
2. Delaware 0 1026119 0 0 10 4.8 % 16/08/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 0 0 0 0 0 0 % 14/02/2018
Pine River Capital Management L.P. Delaware, United States 0 97281 0 97281 97281 0.44 % 09/02/2018
Brian Taylor United States 0 97281 0 97281 97281 0.44 % 09/02/2018
Wellington Group Holdings LLP Massachusetts 0 1391253 0 0 1391253 6.53 % 08/02/2018
Wellington Management Company LLP Massachusetts 0 1391253 0 0 1391253 6.53 % 08/02/2018
Wellington Management Group LLP Massachusetts 0 1391253 0 0 1391253 6.53 % 08/02/2018
Wellington Investment Advisors Holdings LLP Massachusetts 0 1391253 0 0 1391253 6.53 % 08/02/2018
Division of Investment, Department of the Treasury, State of New Jersey U.S.A. 1815000 0 1815000 0 1815000 8.51 % 10/01/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 1179892 0 1179892 0 1179892 5.32 % 14/02/2017
Pine River Capital Management L.P. Delaware, United States 0 2689347 0 2689347 2689347 10.8 % 07/02/2017
Brian Taylor United States 0 2689347 0 2689347 2689347 10.8 % 07/02/2017
Division of Investment, Department of Treasury, State of New Jersey U.S.A. 1771712 0 1771712 0 1771712 7.99 % 10/01/2017
Pine River Capital Management L.P. Delaware, United States 0 1728713 0 1728713 1728713 8.2 % 05/02/2016
Brian Taylor United States 0 1728713 0 1728713 1728713 8.2 % 05/02/2016
Division of Investment, Department of Treasury, State of New Jersey U.S.A. 1300000 0 1300000 0 1300000 6.73 % 15/01/2016
Division of Investment, Department of Treasury, State of New Jersey U.S.A. 970000 0 970000 0 970000 5.02 % 23/07/2015
2. Delaware 0 891882 0 0 10 4.4 % 17/02/2015
2. Delaware 0 891882 0 0 10 4.4 % 17/02/2015
2. Delaware 0 908140 0 0 10 4.5 % 17/02/2015
2. Delaware 0 908140 0 0 10 4.5 % 17/02/2015
Pine River Capital Management L.P. Delaware, United States 0 1928618 0 1928618 1928618 9.1 % 13/02/2015
Brian Taylor United States 0 1928618 0 1928618 1928618 9.1 % 13/02/2015
Arrowgrass Capital Partners (US) LP Delaware 0 0 0 0 0 0 % 04/02/2015
Arrowgrass Capital Services (US) Inc. Delaware 0 0 0 0 0 0 % 04/02/2015
Arrowgrass Capital Partners (US) LP Delaware 0 1033500 0 1033500 1033500 5.3 % 30/01/2014
(1) BlackRock, Inc. Delaware 958603 0 958603 0 958603 4.96 % 07/11/2013
2. Delaware 0 1016847 0 1016847 10 5 % 18/10/2013
2. Delaware 0 1016847 0 1016847 10 5 % 18/10/2013
2. Delaware 0 1016847 0 1016847 10 5.3 % 18/10/2013
2. Delaware 0 1016847 0 1016847 10 5.3 % 18/10/2013
(1) BlackRock, Inc. Delaware 1688265 0 1688265 0 1688265 9.17 % 30/01/2013

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District