TCPC

BlackRock TCP Capital Corp. TCPC

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
SCOTT BRADLEY SCHAEFER United States 0 1790605 0 0 1790605 3 % 14/02/2020
STEELHEAD PARTNERS, LLC Delaware 1790605 0 1790605 0 1790605 3 % 14/02/2020
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 1776980 0 1776980 0 1776980 2.9 % 14/02/2020
STEELHEAD PARTNERS, LLC Delaware 3297142 0 3297142 0 3297142 5.3 % 27/03/2019
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 3210207 0 3210207 0 3210207 5.2 % 27/03/2019
SCOTT BRADLEY SCHAEFER United States 0 3297142 0 0 3297142 5.3 % 27/03/2019
2. Canada 1844073 0 2766245 0 2766245 4.7052 % 13/02/2019
Vaughan Nelson Investment Management, L.P. 04-3304963 Delaware 729778 0 1036028 33569 1069597 1.82 % 08/02/2019
Vaughan Nelson Investment Management, Inc. 04-3304959 Delaware 729778 0 1036028 33569 1069597 1.82 % 08/02/2019
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 3073952 0 3073952 0 3073952 5 % 05/02/2019
BRIAN KATZ KLEIN United States 0 3160888 0 0 3160888 5.1 % 05/02/2019
STEELHEAD PARTNERS, LLC Delaware 3160888 0 3160888 0 3160888 5.1 % 05/02/2019
JAMES MICHAEL JOHNSTON United States 0 3160888 0 0 3160888 5.1 % 05/02/2019
Wells Fargo & Company Delaware 0 2994671 0 0 3022363 5.14 % 22/01/2019
STEELHEAD PARTNERS, LLC Delaware 3308420 0 3308420 0 3308420 5.3 % 05/11/2018
JAMES MICHAEL JOHNSTON United States 0 3308420 0 0 3308420 5.3 % 05/11/2018
BRIAN KATZ KLEIN United States 0 3308420 0 0 3308420 5.3 % 05/11/2018
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 3221485 0 3221485 0 3221485 5.2 % 05/11/2018
Vaughan Nelson Investment Management, Inc. 04-3304959 Delaware 2400500 0 3254925 105950 3360875 5.7 % 13/02/2018
Vaughan Nelson Investment Management, L.P. 04-3304963 Delaware 2400500 0 3254925 105950 3360875 5.7 % 13/02/2018
2. Canada 2317344 0 3227242 0 3227242 5.4892 % 12/02/2018
Vaughan Nelson Investment Management, L.P. 04-3304963 Delaware 2272850 0 3038800 134729 3173529 6 % 14/02/2017
Vaughan Nelson Investment Management, Inc. 04-3304959 Delaware 2272850 0 3038800 134729 3173529 6 % 14/02/2017
2. Canada 2324349 0 3498859 0 3498859 6.5963 % 10/02/2017
Vaughan Nelson Investment Management, Inc. 04-3304959 Delaware 2271000 0 2877825 263039 3140864 6.4 % 11/02/2016
Vaughan Nelson Investment Management, L.P. 04-3304963 Delaware 2271000 0 2877825 263039 3140864 6.4 % 11/02/2016
Clearbridge Investments, LLC01-0846058 Delaware 2441740 0 2441740 0 2441740 5.01 % 17/02/2015
Wells Fargo Advisors, LLC Delaware 0 3225626 0 0 3256988 6.69 % 10/02/2015
Wells Fargo & Company Delaware 0 3511018 0 0 3543265 7.27 % 10/02/2015
(1) BlackRock, Inc. Delaware 1669989 0 1760340 0 1760340 4.9 % 08/04/2014
Massachusetts Financial Services Company ("MFS") Delaware 1497800 0 1822050 175444 5997888 6.1 % 13/02/2014
1 Illinois 0 741225 0 741225 741225 2.4 % 11/02/2014
04-1590850 Commonwealth of Massachusetts 0 1603372 0 1603372 1603372 5.17 % 06/02/2014
51-0504477 Commonwealth of Massachusetts 0 1603372 0 1603372 1603372 5.17 % 06/02/2014
(1) BlackRock, Inc. Delaware 1593350 0 1674346 0 1674346 5.4 % 30/01/2014

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District