TOPS

Top Ships Inc. TOPS

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Armistice Capital, LLC Delaware 0 1072725 0 0 1072725 9.44 % 14/02/2023
Steven Boyd United States of America 0 1072725 0 0 1072725 9.44 % 14/02/2023
SCHEDULE 13D/A 0 0 11 0 12690566 24.2 % 05/11/2021
Hudson Bay Capital Management LP State of Delaware 0 34000 0 0 34000 0.09 % 10/02/2021
Sander Gerber United States 0 34000 0 0 34000 0.09 % 10/02/2021
Daniel B. Asher United States of America 0 18000 0 18000 18000 0.04 % 29/01/2021
Mitchell P. Kopin United States of America 0 18000 0 18000 18000 0.04 % 29/01/2021
Intracoastal Capital LLC Delaware 0 18000 0 18000 18000 0.04 % 29/01/2021
Morgan Stanley Capital Services LLC Delaware. 0 0 0 13 0 0 % 09/04/2020
Morgan Stanley Delaware. 0 0 0 13 0 0 % 09/04/2020
Morgan Stanley Delaware. 0 1685555 0 13 1685555 6.7 % 06/04/2020
Morgan Stanley Capital Services LLC Delaware. 0 0 0 13 1685555 6.7 % 06/04/2020
Mitchell P. Kopin United States of America 0 900000 0 900000 900000 9.4 % 11/02/2020
Intracoastal Capital LLC Delaware 0 900000 0 900000 900000 9.4 % 11/02/2020
Daniel B. Asher United States of America 0 900000 0 900000 900000 9.4 % 11/02/2020
Heights Capital Management, Inc. Delaware 0 0 0 0 0 0 % 10/02/2020
CVI Investments, Inc. Cayman Islands 0 0 0 0 0 0 % 10/02/2020
Sander Gerber State of Delaware 0 965076 0 0 965076 9.99 % 07/02/2020
Hudson Bay Capital Management LP State of Delaware 0 965076 0 0 965076 9.99 % 07/02/2020
Daniel B. Asher United States of America 0 950684 0 950684 950684 9.99 % 18/11/2019
Intracoastal Capital LLC United States of America 0 950684 0 950684 950684 9.99 % 18/11/2019
Mitchell P. Kopin United States of America 0 950684 0 950684 950684 9.99 % 18/11/2019
Heights Capital Management, Inc. Delaware 0 1947000 0 1947000 1947000 7.8 % 14/02/2019
CVI Investments, Inc. Cayman Islands 0 1947000 0 1947000 1947000 7.8 % 14/02/2019
Heights Capital Management, Inc. Delaware 0 2160316 0 2160316 2160316 9.9 % 02/11/2018
CVI Investments, Inc. Cayman Islands 0 2160316 0 2160316 2160316 9.9 % 02/11/2018
Crede CG III, Ltd. Citizenship or Place of Organization 0 1100000 0 1100000 1100000 1.23 % 14/02/2018
Acuitas Group Holdings, LLC Citizenship or Place of Organization 0 1100000 0 1100000 1100000 1.23 % 14/02/2018
Crede Capital Group, LLC Citizenship or Place of Organization 0 1100000 0 1100000 1100000 1.23 % 14/02/2018
Terren S. Peizer Citizenship or Place of Organization 0 1100000 0 1100000 1100000 1.23 % 14/02/2018
Intracoastal Capital LLC United States of America 0 0 0 0 0 0 % 13/02/2018
Mitchell P. Kopin United States of America 0 0 0 0 0 0 % 13/02/2018
Daniel B. Asher United States of America 0 0 0 0 0 0 % 13/02/2018
Crede Capital Group, LLC Citizenship or Place of Organization 0 1890000 0 1890000 1890000 9.97 % 09/11/2017
Acuitas Group Holdings, LLC Citizenship or Place of Organization 0 1890000 0 1890000 1890000 9.97 % 09/11/2017
Terren S. Peizer Citizenship or Place of Organization 0 1890000 0 1890000 1890000 9.97 % 09/11/2017
Crede CG III, Ltd. Citizenship or Place of Organization 0 1890000 0 1890000 1890000 9.97 % 09/11/2017
Mitchell P. Kopin United States of America 0 722815 0 722815 722815 9.99 % 05/06/2017
Daniel B. Asher United States of America 0 722815 0 722815 722815 9.99 % 05/06/2017
Intracoastal Capital LLC United States of America 0 722815 0 722815 722815 9.99 % 05/06/2017
2. United States America 0 0 0 0 0 0 % 13/02/2017
2. United States America 0 0 0 0 0 0 % 13/02/2017
2. United States America 0 0 0 0 0 0 % 13/02/2017
2. United States America 0 0 0 0 0 0 % 13/02/2017
2. United States America 0 0 0 0 0 0 % 13/02/2017
2. United States America 0 0 0 0 0 0 % 13/02/2017
Ronin Capital, LLC Delaware 1589118 0 1589118 0 1589118 4.6 % 16/02/2016
Ron D. Silverton Citizenship or Place of Organization 2500000 0 2500000 0 2500000 13.2 % 17/02/2015
Lawrence B. Gill Citizenship or Place of Organization 2500000 0 2500000 0 2500000 13.2 % 17/02/2015
ALJ Capital Management, LLC 47-0920478 Citizenship or Place of Organization 2500000 0 2500000 0 2500000 13.2 % 17/02/2015
Jeffrey S. Fishman Citizenship or Place of Organization 2500000 0 2500000 0 2500000 13.2 % 17/02/2015
ALJ Capital II, L.P. 20-0278654 Citizenship or Place of Organization 1018599 0 1018599 0 1018599 5.4 % 17/02/2015
LJR Capital, L.P. 45-2834290 Citizenship or Place of Organization 1252326 0 1252326 0 1252326 6.6 % 17/02/2015
Ronin Capital, LLC Delaware 1694982 0 1694982 0 1694982 11 % 10/02/2015
2. California 2500000 0 2500000 0 2500000 13.7 % 02/07/2014
ALJ Capital Management, LLC California 2500000 0 2500000 0 2500000 13.7 % 02/07/2014
2. California 2500000 0 2500000 0 2500000 13.7 % 02/07/2014
2. California 1252326 0 1252326 0 1252326 6.8 % 02/07/2014
2. California 2500000 0 2500000 0 2500000 13.7 % 02/07/2014
2. California 1018599 0 1018599 0 1018599 5.6 % 02/07/2014
Ronin Capital, LLC Delaware 1875000 0 1875000 0 1875000 9.9 % 16/06/2014
Sphinx Investment Corp. Republic of the Marshall Islands 0 0 0 10 0 0 % 13/02/2014
Maryport Navigation Corp. Republic of Liberia 0 0 0 10 0 0 % 13/02/2014
George Economou Greece 0 0 0 10 0 0 % 13/02/2014
11-3694007 Citizenship or Place of Organization Delaware 0 2682774 0 2682774 2682774 9.08 % 30/06/2009
11-3694008 Delaware 0 2682774 0 2682774 2682774 9.08 % 30/06/2009
01-0798253 Delaware 0 2132709 0 2132709 2132709 7.22 % 30/06/2009
98-0415217 Citizenship or Place of Organization Cayman Islands 0 1873365 0 1873365 1873365 6.34 % 30/06/2009
Kingdom Holdings Inc. Republic of the Marshall Islands 0 1065393 0 1065393 1065393 3.6 % 04/02/2009
11-3694008 Delaware 0 2899568 0 2899568 2899568 9.6 % 08/12/2008
11-3694007 Delaware 0 2899568 0 2899568 2899568 9.6 % 08/12/2008
George Economou Greece 0 4133333 0 10 4133333 14.76 % 24/10/2008
Maryport Navigation Corp. Republic of Liberia 0 4133333 0 10 4133333 14.76 % 24/10/2008
Sphinx Investment Corp. Republic of the Marshall Islands 4133333 0 4133333 10 4133333 14.76 % 24/10/2008
George Economou Greece 0 4133333 0 10 4133333 14.76 % 09/10/2008
Sphinx Investment Corp. Republic of the Marshall Islands 4133333 0 4133333 10 4133333 14.76 % 09/10/2008
Maryport Navigation Corp. Republic of Liberia 0 4133333 0 10 4133333 14.76 % 09/10/2008
Maryport Navigation Corp. Republic of Liberia 0 4133333 0 10 4133333 14.76 % 03/10/2008
Sphinx Investment Corp. Republic of the Marshall Islands 4133333 0 4133333 10 4133333 14.76 % 03/10/2008
George Economou Greece 0 4133333 0 10 4133333 14.76 % 03/10/2008
11-3694008 Delaware 0 2899568 0 2899568 2899568 10.35 % 22/05/2008
11-3694007 Delaware 0 2899568 0 2899568 2899568 10.35 % 22/05/2008
11-3694007 Delaware 0 2899568 0 2899568 2899568 10.35 % 12/05/2008
11-3694008 Delaware 0 2899568 0 2899568 2899568 10.35 % 12/05/2008
01-0798253 Delaware 0 1189868 0 1189868 1189868 4.25 % 09/05/2008
98-0507341 Cayman Islands 0 1115933 0 1115933 1115933 3.98 % 09/05/2008
Sphinx Investment Corp. Republic of the 4133333 0 4133333 10 4133333 14.76 % 24/04/2008
George Economou Greece 0 4133333 0 10 4133333 14.76 % 24/04/2008
Maryport Navigation Corp. Republic of 0 4133333 0 10 4133333 14.76 % 24/04/2008
Kingdom Holdings Inc. Republic of the Marshall Islands 0 3196181 0 3196181 3196181 5.5 % 14/02/2008
11-3694007 Delaware 0 8866038 0 8866038 8866038 14.41 % 05/02/2008
01-0798253 Delaware 0 3732270 0 3732270 3732270 6.07 % 05/02/2008
98-0507341 Cayman Islands 0 3489495 0 3489495 3489495 5.67 % 05/02/2008
11-3694008 Delaware 0 8866038 0 8866038 8866038 14.41 % 05/02/2008
Maryport Navigation Corp. Republic of Liberia 0 3700000 0 10 3700000 10.72 % 27/06/2007
George Economou Greece 0 3700000 0 10 3700000 10.72 % 27/06/2007
Sphinx Investment Corp. Republic of the Marshall Islands 3700000 0 3700000 10 3700000 10.72 % 27/06/2007
11-3694008 Delaware 0 1591326 0 1591326 1591326 4.91 % 27/06/2007
11-3694007 Delaware 0 1591326 0 1591326 1591326 4.91 % 27/06/2007
QVT Financial GP LLC             11-3694007 Citizenship or Place of Organization 0 1832493 0 10 1832493 5.65 % 14/06/2007
QVT Financial LP             11-3694008 Citizenship or Place of Organization 0 1832493 0 10 1832493 5.65 % 14/06/2007
98-0415217 Cayman Islands 0 0 0 0 0 0 % 27/03/2007
98-0507341 Cayman Islands 0 1527713 0 1527713 1527713 5.4 % 27/03/2007
11-3694008 Delaware 0 3089806 0 3089806 3089806 11 % 27/03/2007
01-0798253 Delaware 0 1127195 0 1127195 1127195 4 % 27/03/2007
11-3694007 Delaware 0 3089806 0 3089806 3089806 11 % 27/03/2007
98-0415217 Cayman Islands 0 2644809 0 2644809 2644809 9.42 % 14/03/2007
11-3694008 Delaware 0 3110906 0 3110906 3110906 11.08 % 14/03/2007
11-3694007 Delaware 0 3110906 0 3110906 3110906 11.08 % 14/03/2007
01-0798253 Delaware 0 2644809 0 2644809 2644809 9.42 % 14/03/2007
Kingdom Holdings Inc. Republic of the Marshall Islands 0 2361181 0 2361181 2361181 8.4 % 13/02/2007
98-0415217 Cayman Islands 0 2233945 0 2233945 2233945 7.95 % 26/01/2007
11-3694007 Delaware 0 2602829 0 2602829 2602829 9.27 % 26/01/2007
11-3694008 Delaware 0 2602829 0 2602829 2602829 9.27 % 26/01/2007
01-0798253 Citizenship or Place of Organization Delaware 0 2233945 0 2233945 2233945 7.95 % 26/01/2007
QVT Fund LP             98-0415217 Citizenship or Place of Organization 0 1546816 0 10 1546816 5.5 % 22/12/2006
QVT Associates GP LLC             01-0798253 Citizenship or Place of Organization 0 1546816 0 10 1546816 5.5 % 22/12/2006
QVT Financial LP             11-3694008 Citizenship or Place of Organization 0 1803432 0 10 1803432 6.4 % 22/12/2006
QVT Financial GP LLC             11-3694007 Citizenship or Place of Organization 0 1803432 0 10 1803432 6.4 % 22/12/2006
Kingdom Holdings Inc. Republic of the Marshall Islands 0 3372281 0 3372281 3372281 11.9 % 14/02/2006
Edward C. Johnson 3d United States of America 0 0 899200 0 899200 3.231 % 12/09/2005
FMR Corp. Delaware 0 0 899200 0 899200 3.231 % 12/09/2005
Kingdom Holdings Inc. Republic of the Marshall Islands 0 4150157 0 4150157 4150157 14.9 % 14/02/2005
FMR Corp. Delaware 0 0 2591000 0 2591000 9.746 % 14/02/2005
Abigail P. Johnson United States of America 0 0 2591000 0 2591000 9.746 % 14/02/2005
Edward C. Johnson 3d United States of America 0 0 2591000 0 2591000 9.746 % 14/02/2005
FMR Corp. Delaware 0 0 2803300 0 2803300 10.545 % 10/02/2005
Abigail P. Johnson United States of America 0 0 2803300 0 2803300 10.545 % 10/02/2005
Edward C. Johnson 3d United States of America 0 0 2803300 0 2803300 10.545 % 10/02/2005
59-3299598 of Florida 0 0 0 0 500172 2.74 % 10/01/2005
Zollo, Inc. of Florida 0 0 0 0 1875300 10.26 % 12/10/2004
59-3299598 Incorporated in the State of Florida 0 0 0 0 2428200 13.27 % 06/08/2004

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District