| M. Miller |
States of America |
2627195 |
0 |
2627195 |
0 |
2627195 |
5.51 % |
03/01/2023 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1515151 |
0 |
1515151 |
1515151 |
3.2 % |
14/02/2022 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1515151 |
0 |
1515151 |
1515151 |
3.2 % |
14/02/2022 |
| Not Applicable |
USA |
2297957 |
0 |
2297957 |
0 |
2297957 |
5 % |
14/01/2022 |
| Ryan M. Lane |
Delaware |
0 |
1515152 |
0 |
0 |
1515152 |
3.2 % |
11/01/2022 |
| Martin D. Hoe |
Delaware |
0 |
1515152 |
0 |
0 |
1515152 |
3.2 % |
11/01/2022 |
| Empery Asset Management, LP |
Delaware |
0 |
1515152 |
0 |
0 |
1515152 |
3.2 % |
11/01/2022 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
0 |
0 |
3030302 |
3030302 |
6.6 % |
24/02/2021 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
3030302 |
0 |
3030302 |
3030302 |
6.6 % |
24/02/2021 |
| Iroquois Capital Management L.L.C. |
Delaware |
0 |
73892 |
0 |
73892 |
73892 |
0.35 % |
22/02/2021 |
| S |
Delaware USA |
3030304 |
0 |
3030304 |
0 |
3030304 |
6.64 % |
16/02/2021 |
| S |
Delaware USA |
3030304 |
0 |
3030304 |
0 |
3030304 |
6.64 % |
16/02/2021 |
| S |
Delaware USA |
3030304 |
0 |
3030304 |
0 |
3030304 |
6.64 % |
16/02/2021 |
| Empery Asset Management, LP |
Delaware |
0 |
1515152 |
0 |
0 |
1515152 |
6.64 % |
10/02/2021 |
| Ryan M. Lane |
United States |
0 |
1515152 |
0 |
0 |
1515152 |
6.64 % |
10/02/2021 |
| Martin D. Hoe |
United States |
0 |
1515152 |
0 |
0 |
1515152 |
6.64 % |
10/02/2021 |
| Kimberly Page |
Delaware |
0 |
4547311 |
0 |
0 |
4547311 |
9.99 % |
19/02/2020 |
| Richard Abbe |
Delaware |
46082 |
4547311 |
46082 |
4547311 |
4593393 |
9.99 % |
19/02/2020 |
| Iroquois Capital Management L.L.C. |
Delaware |
0 |
4547311 |
0 |
4547311 |
4547311 |
9.99 % |
19/02/2020 |
| Richard Abbe |
United States of America |
46082 |
7634492 |
46082 |
1558758 |
7680574 |
4.99 % |
14/02/2020 |
| Kimberly Page |
United States of America |
0 |
7634492 |
0 |
1558758 |
7634492 |
4.99 % |
14/02/2020 |
| Iroquois Capital Management L.L.C. |
Delaware |
0 |
7634492 |
0 |
1558758 |
7634492 |
4.99 % |
14/02/2020 |
| Kimberly Page |
United States of America |
0 |
423892 |
0 |
350000 |
423892 |
9.99 % |
23/07/2019 |
| Richard Abbe |
United States of America |
696083 |
423892 |
696083 |
1000000 |
1119975 |
9.99 % |
23/07/2019 |
| Iroquois Capital Management L.L.C. |
Delaware |
0 |
423892 |
0 |
350000 |
423892 |
9.99 % |
23/07/2019 |
| Daniel B. Asher |
United States of America |
0 |
770404 |
0 |
770404 |
770404 |
4.99 % |
13/02/2018 |
| Mitchell P. Kopin |
United States of America |
0 |
770404 |
0 |
770404 |
770404 |
4.99 % |
13/02/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
770404 |
0 |
770404 |
770404 |
4.99 % |
13/02/2018 |
| Capital Master Fund Ltd. |
Cayman Islands |
734505 |
0 |
734505 |
0 |
734505 |
4.99 % |
26/01/2018 |
| Capital Management LLC |
Cayman Islands |
734505 |
0 |
734505 |
0 |
734505 |
4.99 % |
26/01/2018 |
| Richard Abbe |
United States of America |
155665 |
462632 |
155665 |
0 |
618297 |
4.99 % |
14/02/2017 |
| Iroquois Capital Management L.L.C. |
Delaware |
0 |
462632 |
0 |
0 |
462632 |
4.99 % |
14/02/2017 |
| 13G |
Texas |
0 |
825000 |
0 |
825000 |
825000 |
7.1 % |
10/02/2017 |
| 13G |
Texas |
0 |
825000 |
0 |
825000 |
825000 |
7.1 % |
10/02/2017 |
| 13G |
Texas |
0 |
825000 |
0 |
825000 |
825000 |
7.1 % |
10/02/2017 |
| 13G |
Texas |
0 |
825000 |
0 |
825000 |
825000 |
7.1 % |
10/02/2017 |
| 13G |
Texas |
0 |
825000 |
0 |
825000 |
825000 |
7.1 % |
10/02/2017 |
| 13G |
Texas |
0 |
825000 |
0 |
825000 |
825000 |
7.1 % |
10/02/2017 |
| Heights Capital Management, Inc. |
Delaware |
0 |
391146 |
0 |
391146 |
391146 |
4.9 % |
10/02/2017 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
391146 |
0 |
391146 |
391146 |
4.9 % |
10/02/2017 |
| 10. |
United States of America |
0 |
338125 |
0 |
338125 |
338125 |
5.3 % |
06/02/2017 |
| 10. |
United States of America |
0 |
338125 |
0 |
338125 |
338125 |
5.3 % |
06/02/2017 |
| Hudson Bay Capital Management, L.P. |
Delaware |
0 |
329449 |
0 |
329449 |
329449 |
4.99 % |
30/01/2017 |
| Sander Gerber |
Delaware |
0 |
329449 |
0 |
329449 |
329449 |
4.99 % |
30/01/2017 |
| Brio Capital Master Fund Ltd. |
Cayman Islands |
396664 |
0 |
396664 |
0 |
396664 |
6.3 % |
06/01/2017 |
| Brio Capital Management LLC |
Cayman Islands |
396664 |
0 |
396664 |
0 |
396664 |
6.3 % |
06/01/2017 |
| 6.2% (see Item 4) |
United States of America |
0 |
1050227 |
0 |
1050227 |
1050227 |
6.2 % |
25/07/2016 |
| 1,050,227 (see Item 4) |
United States of America |
0 |
1050227 |
0 |
1050227 |
1050227 |
6.2 % |
25/07/2016 |
| 1,050,227 (see Item 4) |
United States of America |
0 |
1050227 |
0 |
1050227 |
1050227 |
6.2 % |
25/07/2016 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1100000 |
0 |
1100000 |
1100000 |
6.9 % |
22/07/2016 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1100000 |
0 |
1100000 |
1100000 |
6.9 % |
22/07/2016 |
| Richard Abbe |
Delaware |
0 |
7000000 |
0 |
0 |
7000000 |
8.2 % |
20/05/2016 |
| Joshua Silverman |
Delaware |
0 |
7000000 |
0 |
0 |
7000000 |
8.2 % |
20/05/2016 |
| Iroquois Capital Management L.L.C. |
Delaware |
0 |
0 |
0 |
0 |
6285714 |
7.4 % |
20/05/2016 |
| (“Mr. Asher”) and (iii) Intracoastal Capital LLC, a Delaware limited liability company (“Intracoasta |
United States of America |
0 |
5911000 |
0 |
5911000 |
5911000 |
12 % |
19/05/2016 |
| Sander Gerber |
Delaware |
0 |
2142011 |
0 |
2142011 |
2142011 |
9.99 % |
08/02/2016 |
| Hudson Bay Capital Management, L.P. |
Delaware |
0 |
2142011 |
0 |
2142011 |
2142011 |
9.99 % |
08/02/2016 |
| Ryan M. Lane |
United States |
0 |
1537500 |
0 |
0 |
1537500 |
9.99 % |
21/08/2015 |
| Martin D. Hoe |
United States |
0 |
1537500 |
0 |
0 |
1537500 |
9.99 % |
21/08/2015 |
| Empery Asset Management, LP |
Delaware |
0 |
1537500 |
0 |
0 |
1537500 |
9.99 % |
21/08/2015 |