| BTC International Holdings, Inc. |
|
21802364 |
0 |
21802364 |
0 |
21802364 |
72.3 % |
11/12/2023 |
| ETI-XCV, LLC |
|
21802364 |
0 |
21802364 |
0 |
21802364 |
72.3 % |
11/12/2023 |
| XCV-EMEA, LLC |
|
21802364 |
0 |
21802364 |
0 |
21802364 |
72.3 % |
11/12/2023 |
| Exela Technologies, Inc. |
|
21802364 |
0 |
21802364 |
0 |
21802364 |
72.3 % |
11/12/2023 |
| ETI-XCV Holdings, LLC |
|
21802364 |
0 |
21802364 |
0 |
21802364 |
72.3 % |
11/12/2023 |
| Shay Capital LLC |
Delaware |
8250000 |
0 |
8250000 |
0 |
8250000 |
6.75 % |
13/02/2023 |
| Matthew Constantino |
Delaware |
0 |
3426223 |
0 |
0 |
3426223 |
1.85 % |
28/01/2022 |
| Delos Investment Fund, LP |
Delaware |
0 |
3426223 |
0 |
0 |
3426223 |
1.85 % |
28/01/2022 |
| Delos Capital Management, LP |
Delaware |
0 |
3426223 |
0 |
0 |
3426223 |
1.85 % |
28/01/2022 |
| Securities, Inc. |
Delaware |
0 |
14271322 |
0 |
14271322 |
14271322 |
5.5 % |
17/12/2021 |
| Financial, Inc. |
Delaware |
0 |
14271322 |
0 |
14271322 |
14271322 |
5.5 % |
17/12/2021 |
| R. Riley |
States of America |
800000 |
14271322 |
800000 |
14271322 |
15071322 |
5.8 % |
17/12/2021 |
| David Einhorn |
U.S. Citizen |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| DME Advisors, LP |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| DME Advisors GP, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Greenlight Capital, Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| DME Capital Management, LP |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Nantahala Capital Management, LLC |
MA |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| Wilmot B. Harkey |
MA |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| Daniel Mack |
MA |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| Daniel Mack |
USA |
0 |
15790720 |
0 |
0 |
15790720 |
10.7 % |
10/07/2020 |
| Wilmot B. Harkey |
USA |
0 |
15790720 |
0 |
0 |
15790720 |
10.7 % |
10/07/2020 |
| Nantahala Capital Management, LLC |
USA |
0 |
15790720 |
0 |
0 |
15790720 |
10.7 % |
10/07/2020 |
| Nantahala Capital Management, LLC |
MA |
0 |
27777887 |
0 |
0 |
27777887 |
19 % |
09/04/2020 |
| Wilmot B. Harkey |
MA |
0 |
27777887 |
0 |
0 |
27777887 |
19 % |
09/04/2020 |
| Daniel Mack |
MA |
0 |
27777887 |
0 |
0 |
27777887 |
19 % |
09/04/2020 |
| Apollo Management GP, LLC |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| AIF VII Management, LLC |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Apollo Management, L.P. |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Apollo Management Holdings, L.P. |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Apollo Management Holdings GP, LLC |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Apollo Management VII, L.P. |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Apollo Novitex Holdings, L.P. |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Novitex Parent GP, LLC |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
13/03/2020 |
| Delos Capital Management, LP |
Delaware |
0 |
15485248 |
0 |
0 |
15485248 |
10.3 % |
02/03/2020 |
| Matthew Constantino |
Delaware |
0 |
15485248 |
0 |
0 |
15485248 |
10.3 % |
02/03/2020 |
| Delos Investment Fund, LP |
Delaware |
0 |
15485248 |
0 |
0 |
15485248 |
10.3 % |
02/03/2020 |
| SoNino LLC |
|
0 |
3334946 |
3334946 |
11 |
3334946 |
2.3 % |
27/02/2020 |
| Suresh Yannamani |
|
0 |
533892 |
533892 |
11 |
533892 |
0.4 % |
27/02/2020 |
| Kanwar Chadha |
|
0 |
372106 |
372106 |
11 |
372106 |
0.3 % |
27/02/2020 |
| HandsOn 3, LLC |
|
0 |
46500 |
0 |
11 |
46500 |
0 % |
27/02/2020 |
| Andrej Jonovic |
|
0 |
484709 |
484709 |
11 |
484709 |
0.3 % |
27/02/2020 |
| Rifles Trust |
|
0 |
1616439 |
1616439 |
11 |
1616439 |
1.1 % |
27/02/2020 |
| SunRaj LLC |
|
0 |
2225078 |
2225078 |
11 |
2225078 |
1.5 % |
27/02/2020 |
| HandsOn Global Management LLC |
|
0 |
74192471 |
0 |
11 |
74192471 |
49.9 % |
27/02/2020 |
| Par Chadha |
|
0 |
74192471 |
150142 |
11 |
74192471 |
49.9 % |
27/02/2020 |
| HOF 2 LLC |
|
0 |
15637789 |
0 |
11 |
15637789 |
10.6 % |
27/02/2020 |
| Shadow Pond LLC |
|
0 |
1580911 |
1580911 |
11 |
1580911 |
1.1 % |
27/02/2020 |
| Ron Cogburn |
|
0 |
372125 |
372125 |
11 |
372125 |
0.3 % |
27/02/2020 |
| Beigam Trust |
|
0 |
3071836 |
3071836 |
11 |
3071836 |
2.1 % |
27/02/2020 |
| HOVS LLC |
|
0 |
17203473 |
0 |
11 |
17203473 |
11.8 % |
27/02/2020 |
| HOV Services Ltd |
|
0 |
17203473 |
17203473 |
11 |
17203473 |
11.8 % |
27/02/2020 |
| Adesi 234 LLC |
|
0 |
3019560 |
0 |
11 |
3019560 |
2.1 % |
27/02/2020 |
| HandsOn Fund 4 I LLC |
|
0 |
0 |
0 |
11 |
0 |
0 % |
27/02/2020 |
| HOV Capital III LLC |
|
0 |
0 |
0 |
11 |
0 |
0 % |
27/02/2020 |
| Ex-Sigma LLC |
|
0 |
0 |
0 |
11 |
0 |
0 % |
27/02/2020 |
| Ex-Sigma 2 LLC |
|
0 |
0 |
0 |
11 |
0 |
0 % |
27/02/2020 |
| Surinder Rametra |
|
0 |
4605137 |
4605137 |
11 |
4605137 |
3.2 % |
27/02/2020 |
| Pidgin Associates LLC |
|
0 |
3308025 |
3308025 |
11 |
3308025 |
2.3 % |
27/02/2020 |
| Greenlight Capital, Inc. |
Delaware |
0 |
4124621 |
0 |
4124621 |
4124621 |
2.7 % |
14/02/2020 |
| DME Advisors GP, LLC |
Delaware |
0 |
3898307 |
0 |
3898307 |
3898307 |
2.6 % |
14/02/2020 |
| David Einhorn |
U.S. Citizen |
0 |
8022928 |
0 |
8022928 |
8022928 |
5.3 % |
14/02/2020 |
| DME Capital Management, LP |
Delaware |
0 |
2518107 |
0 |
2518107 |
2518107 |
1.7 % |
14/02/2020 |
| DME Advisors, LP |
Delaware |
0 |
1380200 |
0 |
1380200 |
1380200 |
0.9 % |
14/02/2020 |
| Daniel Mack |
USA |
0 |
12777887 |
0 |
0 |
12777887 |
8.5 % |
13/02/2020 |
| Nantahala
Capital Management, LLC |
USA |
0 |
12777887 |
0 |
0 |
12777887 |
8.5 % |
13/02/2020 |
| Wilmot
B. Harkey |
USA |
0 |
12777887 |
0 |
0 |
12777887 |
8.5 % |
13/02/2020 |
| DME Capital Management, LP |
Delaware |
0 |
2651907 |
0 |
2651907 |
2651907 |
1.7 % |
14/02/2019 |
| David Einhorn |
U.S. Citizen |
0 |
8384629 |
0 |
8384629 |
8384629 |
5.5 % |
14/02/2019 |
| DME Advisors, LP |
Delaware |
0 |
1380200 |
0 |
1380200 |
1380200 |
0.9 % |
14/02/2019 |
| Greenlight Capital, Inc. |
Delaware |
0 |
4352522 |
0 |
4352522 |
4352522 |
2.9 % |
14/02/2019 |
| DME Advisors GP, LLC |
Delaware |
0 |
4032107 |
0 |
4032107 |
4032107 |
2.7 % |
14/02/2019 |
| Wilmot B. Harkey |
MA |
0 |
8401832 |
0 |
0 |
8401832 |
5.5 % |
14/02/2019 |
| Daniel Mack |
MA |
0 |
8401832 |
0 |
0 |
8401832 |
5.5 % |
14/02/2019 |
| Nantahala Capital Management, LLC |
MA |
0 |
8401832 |
0 |
0 |
8401832 |
5.5 % |
14/02/2019 |
| DME Advisors GP, LLC |
Delaware |
0 |
3797007 |
0 |
3797007 |
3797007 |
2.5 % |
14/02/2018 |
| Greenlight Capital, Inc. |
Delaware |
0 |
4587622 |
0 |
4587622 |
4587622 |
3 % |
14/02/2018 |
| DME Capital Management, LP |
Delaware |
0 |
2416807 |
0 |
2416807 |
2416807 |
1.6 % |
14/02/2018 |
| DME Advisors, LP |
Delaware |
0 |
1380200 |
0 |
1380200 |
1380200 |
0.9 % |
14/02/2018 |
| David Einhorn |
U.S. Citizen |
0 |
8384629 |
0 |
8384629 |
8384629 |
5.6 % |
14/02/2018 |
| Rotation Capital Management, LP |
Delaware |
0 |
10806485 |
0 |
0 |
10806485 |
6.7 % |
09/02/2018 |
| Matthew Rothfleisch |
Delaware |
0 |
10806485 |
0 |
0 |
10806485 |
6.7 % |
09/02/2018 |
| Polar Asset Management Partners Inc. |
Canada |
0 |
0 |
0 |
0 |
0 |
0 % |
04/08/2017 |
| Jeffry N. Quinn |
U.S. |
551133 |
0 |
551133 |
0 |
551133 |
0.4 % |
03/08/2017 |
| Quinpario Partners LLC |
Delaware |
0 |
0 |
0 |
0 |
551133 |
0.4 % |
03/08/2017 |
| Quinpario Partners 2, LLC |
Delaware |
0 |
0 |
0 |
0 |
551133 |
0.4 % |
03/08/2017 |
| Paloma Partners Advisors, Inc. |
Delaware |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| Gregory Hayt |
United States of America |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| Paloma Partners Advisors LP |
Delaware |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| Paloma Partners Management Company |
Delaware |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| Sunrise Partners Limited Partnership |
Cayman Islands |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| Paloma International, L.P. |
Cayman Islands |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| S. Donald Sussman |
United States of America |
0 |
1600000 |
0 |
0 |
1600000 |
5.55 % |
29/06/2017 |
| Notes). |
DELAWARE |
0 |
1058000 |
0 |
1058000 |
1058000 |
5.51 % |
14/02/2017 |
| Notes). |
DELAWARE |
0 |
500000 |
0 |
500000 |
500000 |
5.55 % |
14/02/2017 |
| AQR Capital Management, LLC |
Delaware, USA |
0 |
0 |
0 |
0 |
0 |
0 % |
13/02/2017 |
| 13G |
Canada |
220200 |
0 |
220200 |
0 |
220200 |
0.5 % |
13/02/2017 |
| 13G |
Canada |
0 |
0 |
0 |
0 |
0 |
0 % |
13/02/2017 |
| 13G |
Canada |
0 |
0 |
0 |
0 |
0 |
0 % |
13/02/2017 |
| Inc. |
Canada |
2649290 |
0 |
2649290 |
0 |
2649290 |
6.06 % |
10/02/2017 |
| 10. |
Canada |
1800 |
0 |
1800 |
0 |
1800 |
0.004 % |
10/02/2017 |
| 10. |
Canada |
3353700 |
0 |
3353700 |
0 |
3353700 |
7.67 % |
10/02/2017 |
| 2. |
USA |
0 |
3824400 |
0 |
3824400 |
3824400 |
8.74 % |
17/08/2016 |
| 2. |
USA |
0 |
3824400 |
0 |
3824400 |
3824400 |
8.74 % |
17/08/2016 |
| 2. |
USA |
0 |
3824400 |
0 |
3824400 |
2356222 |
5.39 % |
17/08/2016 |
| 2. |
USA |
0 |
3824400 |
0 |
3824400 |
3824400 |
8.74 % |
17/08/2016 |
| AQR Capital Management, LLC |
Delaware, USA |
0 |
3500000 |
0 |
0 |
3500000 |
7.58 % |
16/02/2016 |
| Fir Tree Inc. |
New York |
2610000 |
0 |
2610000 |
0 |
2610000 |
6 % |
16/02/2016 |
| Jeffry N. Quinn |
U.S. |
8450000 |
0 |
8450000 |
0 |
8450000 |
19.3 % |
16/02/2016 |
| Quinpario Partners 2, LLC |
Delaware |
8450000 |
0 |
8450000 |
0 |
8450000 |
19.3 % |
16/02/2016 |
| Quinpario Partners LLC |
Delaware |
8450000 |
0 |
8450000 |
0 |
8450000 |
19.3 % |
16/02/2016 |
| 13G |
USA |
3359100 |
0 |
3359100 |
0 |
3359100 |
7.68 % |
11/02/2016 |
| 13G |
USA |
3000 |
0 |
3000 |
0 |
3000 |
0.007 % |
11/02/2016 |
| 13G |
USA |
248900 |
0 |
248900 |
0 |
248900 |
0.57 % |
11/02/2016 |
| Page 3 of 6 Pages |
Delaware, United States of America |
0 |
2491969 |
0 |
2491969 |
2491969 |
5.7 % |
02/02/2016 |
| Page 2 of 6 Pages |
Delaware, United States of America |
0 |
3443088 |
0 |
3443088 |
3443088 |
7.9 % |
02/02/2016 |
| of 6 Pages |
Delaware United States America |
0 |
0 |
0 |
3450000 |
3450000 |
12 % |
05/02/2015 |
| of 6 Pages |
Delaware United States America |
0 |
0 |
0 |
2491969 |
2491969 |
12 % |
05/02/2015 |