XOMA

XOMA Royalty Corp. XOMA

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Abigail P. Johnson United States of America 0 0 1163088 0 1163088 10.183 % 10/08/2022
Abigail P. Johnson United States of America 0 0 1163088 0 1163088 10.183 % 10/08/2022
FMR LLC Delaware 1162992 0 1163088 0 1163088 10.183 % 10/08/2022
FMR LLC Delaware 1162992 0 1163088 0 1163088 10.183 % 10/08/2022
Eagle Point Credit Management LLC Delaware 0 0 0 0 0 0 % 14/02/2022
Eagle Point Credit Management LLC Delaware 0 0 0 0 0 0 % 14/02/2022
Eagle Point Credit Management LLC Delaware 149248 149248 149248 6.3 % 19/04/2021
Eagle Point Credit Management LLC Delaware 149248 149248 149248 6.3 % 19/04/2021
Novartis AG Switzerland 0 539131 0 539131 539131 4.9 % 19/08/2020
Novartis Pharma AG Switzerland 0 539131 0 539131 539131 4.9 % 19/08/2020
BlackRock, Inc. Delaware 160680 0 160680 0 160680 1.8 % 10/07/2019
BlackRock, Inc. Delaware 498899 0 508672 0 508672 6.1 % 07/02/2019
XOMA Corporation State of Delaware 8093010 0 8093010 0 8093010 13.02 % 30/04/2018
BlackRock, Inc. Delaware 349865 0 349868 0 349868 4.7 % 09/03/2017
BlackRock, Inc. Delaware 349547 0 349550 0 349550 5.6 % 30/01/2017
BVF Inc. Delaware 0 302800 0 302800 302800 5 % 18/11/2016
BVF Partners L.P. Delaware 0 302800 0 302800 302800 5 % 18/11/2016
BVF Partners OS Ltd. Cayman Islands 0 26464 0 26464 26464 0 % 18/11/2016
Biotechnology Value Trading Fund OS LP Cayman Islands 0 26464 0 26464 26464 0 % 18/11/2016
Biotechnology Value Fund II, L.P. Delaware 0 88169 0 88169 88169 1.5 % 18/11/2016
Mark N. Lampert United States 0 302800 0 302800 302800 5 % 18/11/2016
Biotechnology Value Fund, L.P. Delaware 0 136798 0 136798 136798 2.3 % 18/11/2016
FMR LLC Delaware 0 0 1527508 0 1527508 1.269 % 11/07/2016
Abigail P. Johnson United States of America 0 0 1527508 0 1527508 1.269 % 11/07/2016
FMR LLC Delaware 0 0 7643477 0 7643477 6.39 % 11/04/2016
Abigail P. Johnson United States of America 0 0 7643477 0 7643477 6.39 % 11/04/2016
PORTFOLIO SERVICES LTD. CAYMAN ISLANDS 0 5237912 0 5237912 5237912 4.4 % 01/03/2016
EASTERN CAPITAL LIMITED CAYMAN ISLANDS 0 5237912 0 5237912 5237912 4.4 % 01/03/2016
KENNETH B. DART CAYMAN ISLANDS 0 5237912 0 5237912 5237912 4.4 % 01/03/2016
Heights Capital Management, Inc. 0 0 % 12/02/2016
Capital Ventures International 0 0 % 12/02/2016
BlackRock, Inc. Delaware 5641462 0 5773958 0 5773958 4.8 % 08/01/2016
M. Kingdon Offshore Master Fund L.P. Cayman Islands 0 5895363 0 5895363 5895363 5 % 05/06/2015
Mark Kingdon United States of America 0 10823779 0 10823779 10823779 9.19 % 05/06/2015
Kingdon Capital Management, L.L.C. Delaware 0 10823779 0 10823779 10823779 9.19 % 05/06/2015
Kingdon Capital Management, L.L.C. Delaware 0 8044676 0 8044676 8044676 6.97 % 17/02/2015
Mark Kingdon United States of America 0 8044676 0 8044676 8044676 6.97 % 17/02/2015
Heights Capital Management, Inc. Delaware 0 7242520 0 7242520 7242520 6.3 % 17/12/2014
Capital Ventures International Cayman Islands 0 7242520 0 7242520 7242520 6.3 % 17/12/2014
BlackRock, Inc. Delaware 6179737 0 6334976 0 6334976 6.1 % 11/02/2014
Deerfield Partners, L.P. Delaware 0 1608884 0 1608884 1608884 1.75 % 29/08/2013
Deerfield Special Situations Fund, L.P. Delaware 0 1351710 0 1351710 1351710 1.47 % 29/08/2013
Deerfield International Master Fund, L.P. British Virgin Islands 0 2071144 0 2071144 2071144 2.26 % 29/08/2013
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 1119149 0 1119149 1119149 1.22 % 29/08/2013
James E. Flynn United States 0 6150887 0 6150887 6150887 6.7 % 29/08/2013
Deerfield Mgmt, L.P. Delaware 0 6150887 0 6150887 6150887 6.7 % 29/08/2013
Deerfield Management Company, L.P. Delaware 0 6150887 0 6150887 6150887 6.7 % 29/08/2013
KENNETH B. DART CAYMAN ISLANDS 0 7433304 0 7433304 7433304 9 % 13/02/2013
PORTFOLIO SERVICES LTD. CAYMAN ISLANDS 0 7433304 0 7433304 7433304 9 % 13/02/2013
EASTERN CAPITAL LIMITED CAYMAN ISLANDS 0 7433304 0 7433304 7433304 9 % 13/02/2013
BlackRock, Inc. Delaware 5703090 0 5703090 0 5703090 6.99 % 30/01/2013
FMR LLC Delaware 0 0 7645086 0 7645086 11.229 % 11/06/2012
Edward C. Johnson 3d United States of America 0 0 7645086 0 7645086 11.229 % 11/06/2012
Peter Kolchinsky United States 5698809 0 5698809 0 5698809 8.4 % 16/03/2012
RA Capital Management, LLC Massachusetts 5698809 0 5698809 0 5698809 8.4 % 16/03/2012
RA Capital Healthcare Fund, L.P. Delaware 3099013 0 3099013 0 3099013 4.6 % 16/03/2012
PORTFOLIO SERVICES LTD. CAYMAN ISLANDS 0 2924214 0 2924214 2924 8.33 % 14/02/2012
EASTERN CAPITAL LIMITED CAYMAN ISLANDS 0 2924214 0 2924214 2924214 8.33 % 14/02/2012
KENNETH B. DART CAYMAN ISLANDS 0 2924214 0 2924214 2924214 8.33 % 14/02/2012
KENNETH B. DART CAYMAN ISLANDS 0 2577861 0 2577861 2577861 9.05 % 04/02/2011
EASTERN CAPITAL LIMITED CAYMAN ISLANDS 0 2577861 0 2577861 2577861 9.05 % 04/02/2011
Hudson Bay Overseas Fund, Ltd. Cayman Islands 0 3764706 0 3764706 3764706 2.53 % 16/02/2010
Hudson Bay Capital Management, L.P. Delaware 0 5882353 0 5882353 5882353 3.89 % 16/02/2010
Sander Gerber United States 0 5882353 0 5882353 5882353 3.89 % 16/02/2010
Hudson Bay Fund, LP Delaware 0 2117647 0 2117647 2117647 1.43 % 16/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District