ABUS

Arbutus Biopharma Corporation ABUS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Morgan Stanley Investment Management Inc. Delaware. 19116692 0 19116692 19116692 10.1 % 10/06/2024
Morgan Stanley Delaware. 19380992 0 19379864 19392488 10.3 % 10/06/2024
David Salanic France 0 13197062 0 13197062 13197062 7.9 % 14/02/2024
Whitefort Capital Management, LP Delaware 0 13197062 0 13197062 13197062 7.9 % 14/02/2024
Joseph Kaplan United States 0 13197062 0 13197062 13197062 7.9 % 14/02/2024
Sina Toussi United States 9041927 0 9041927 0 9041927 5.4 % 14/02/2024
Two Seas Capital GP LLC Delaware 9041927 0 9041927 0 9041927 5.4 % 14/02/2024
Two Seas Capital LP Delaware 9041927 0 9041927 0 9041927 5.4 % 14/02/2024
BlackRock, Inc. Delaware 10255443 0 10390300 0 10390300 6.2 % 12/02/2024
Two Seas Capital GP LLC Delaware 9503103 0 9503103 0 9503103 5.7 % 21/11/2023
Two Seas Capital LP Delaware 9503103 0 9503103 0 9503103 5.7 % 21/11/2023
Sina Toussi United States 9503103 0 9503103 0 9503103 5.7 % 21/11/2023
Two Seas Capital GP LLC Delaware 9503103 0 9503103 0 9503103 5.7 % 21/11/2023
Two Seas Capital LP Delaware 9503103 0 9503103 0 9503103 5.7 % 21/11/2023
Sina Toussi United States 9503103 0 9503103 0 9503103 5.7 % 21/11/2023
Joseph Kaplan United States 0 10013899 0 10013899 10013899 6 % 11/09/2023
David Salanic France 0 10013899 0 10013899 10013899 6 % 11/09/2023
Whitefort Capital Management, LP Delaware 0 10013899 0 10013899 10013899 6 % 11/09/2023
Joseph Kaplan United States 0 10013899 0 10013899 10013899 6 % 11/09/2023
David Salanic France 0 10013899 0 10013899 10013899 6 % 11/09/2023
Whitefort Capital Management, LP Delaware 0 10013899 0 10013899 10013899 6 % 11/09/2023
James Tananbaum (“Tananbaum”) 0 0 0 % 16/02/2021
Foresite Capital Fund IV, L.P. (“FCF IV”) 0 0 0 % 16/02/2021
Foresite Capital Management IV, LLC (“FCM IV”) 0 0 0 % 16/02/2021
Foresite Capital Fund IV, L.P. (“FCF IV”) 0 0 0 % 16/02/2021
Foresite Capital Management IV, LLC (“FCM IV”) 0 0 0 % 16/02/2021
James Tananbaum (“Tananbaum”) 0 0 0 % 16/02/2021
Roderick Wong United States of America 0 5978355 0 5978355 5978355 7.05 % 12/02/2021
RTW Master Fund, Ltd. Cayman Islands 0 4531107 0 4531107 4531107 5.34 % 12/02/2021
RTW Investments, LP Delaware 0 5978355 0 5978355 5978355 7.05 % 12/02/2021
Morgan Stanley Delaware. 0 1422182 0 1438264 1438264 1.7 % 10/02/2021
Morgan Stanley Capital Services LLC Delaware. 0 1403714 0 1403714 1403714 1.7 % 10/02/2021
Morgan Stanley Capital Services LLC Delaware. 0 3490696 0 3490696 3490696 5.1 % 16/07/2020
Morgan Stanley Delaware. 0 3496196 0 3497578 3497578 5.1 % 16/07/2020
RTW Investments, LP Delaware 0 5666754 0 5666754 5666754 9.12 % 14/02/2020
Roderick Wong United States of America 0 5666754 0 5666754 5666754 9.12 % 14/02/2020
RTW Master Fund, Ltd. Cayman Islands 0 4459994 0 4459994 4459994 7.18 % 14/02/2020
Foresite Capital Fund IV, L.P. (“FCF IV”) Delaware 3205128 3205128 3205128 3205128 3205128 5.6 % 09/12/2019
Foresite Capital Fund IV, L.P. (“FCF IV”) Delaware 3205128 3205128 3205128 3205128 3205128 5.6 % 09/12/2019
Foresite Capital Management IV, LLC (“FCM IV”) Delaware 3205128 3205128 3205128 3205128 3205128 5.6 % 09/12/2019
James Tananbaum (“Tananbaum”) United States 3205128 3205128 3205128 3205128 3205128 5.6 % 09/12/2019
Foresite Capital Management IV, LLC (“FCM IV”) Delaware 3205128 3205128 3205128 3205128 3205128 5.6 % 09/12/2019
James Tananbaum (“Tananbaum”) United States 3205128 3205128 3205128 3205128 3205128 5.6 % 09/12/2019
PRIMECAP Management Company 600000 1.06 % 05/11/2019
PRIMECAP Management Company 600000 1.06 % 05/11/2019
PRIMECAP Management Company 4040900 7.28 % 08/02/2019
PRIMECAP Management Company 4000400 7.27 % 27/02/2018
RTW Investments, LP Delaware 0 2770284 0 2770284 2770284 5 % 17/05/2017
Roderick Wong United States of America 0 2770284 0 2770284 2770284 5 % 17/05/2017
RTW Investments, LP Delaware 0 2770284 0 2770284 2770284 5 % 17/05/2017
Roderick Wong United States of America 0 2770284 0 2770284 2770284 5 % 17/05/2017
PRIMECAP Management Company 3935000 7.18 % 09/02/2017
Peter Kolchinsky United States 0 0 0 0 0 0 % 16/02/2016
RA Capital Management, LLC Massachusetts 0 0 0 0 0 0 % 16/02/2016
RA Capital Healthcare Fund, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Falcon Edge Capital, LP State of Delaware 0 2618000 0 2618000 0 4.8 % 16/02/2016
Falcon Edge Global Master Fund, LP Cayman Islands 0 2618000 0 2618000 0 4.8 % 16/02/2016
Richard Gerson United States of America 0 2618000 0 2618000 0 4.8 % 16/02/2016
Falcon Edge Global Master Fund, LP Cayman Islands 0 2618000 0 2618000 2618000 4.8 % 16/02/2016
Falcon Edge Capital, LP Delaware 0 2618000 0 2618000 2618000 4.8 % 16/02/2016
Richard Gerson United States America 0 2618000 0 2618000 2618000 4.8 % 16/02/2016
PRIMECAP Management Company 2930982 5.37 % 12/02/2016
Franklin Resources, Inc. Delaware 4 4 4 4 1287560 2.4 % 10/02/2016
Rupert H. Johnson, Jr. USA 4 4 4 4 1287560 2.4 % 10/02/2016
Charles B. Johnson USA 4 4 4 4 1287560 2.4 % 10/02/2016
PRIMECAP Management Company 2813000 5.18 % 10/09/2015
STEVEN T NEWBY United States of America 1210000 1210000 1210000 2.58 % 05/03/2015
Falcon Edge Global Master Fund, LP Cayman Islands 0 2221000 0 2221000 0 9.9 % 22/01/2015
Richard Gerson United States of America 0 2221000 0 2221000 0 9.9 % 22/01/2015
Falcon Edge Capital, LP State of Delaware 0 2221000 0 2221000 0 9.9 % 22/01/2015
RA Capital Healthcare Fund, L.P. Delaware 0 1774464 0 1774464 1774464 7.9 % 20/01/2015
Peter Kolchinsky United States 0 2214800 0 2214800 2214800 9.9 % 20/01/2015
RA Capital Management, LLC Massachusetts 0 2214800 0 2214800 2214800 9.9 % 20/01/2015
STEVEN T NEWBY United States of America 1206000 1206000 1206000 6.36 % 18/02/2014
GrowthWorks Access GP I Ltd. Canada 0 0 0 0 0 0 % 13/02/2014
Working Opportunity Fund British Columbia, Canada 0 0 0 0 0 0 % 13/02/2014
GrowthWorks Access Fund Limited Partnership British Columbia, Canada 0 0 0 0 0 0 % 13/02/2014
GrowthWorks Capital Ltd. Canada 0 0 0 0 0 0 % 13/02/2014
Rupert H. Johnson, Jr. USA 4 4 4 4 2022400 10.6 % 10/01/2014
Charles B. Johnson USA 4 4 4 4 2022400 10.6 % 10/01/2014
Franklin Resources, Inc. Delaware 4 4 4 4 2022400 10.6 % 10/01/2014
Franklin Advisers, Inc. California 2022400 0 2022400 0 2022400 10.6 % 10/01/2014
BMO Financial Corp A Delaware 762767 0 762767 0 762767 4.173 % 06/11/2013
STEVEN T NEWBY United States of America 944000 944000 944000 6.54 % 16/08/2013
BMO Financial Corp A Delaware 772181 0 772181 0 772181 5.512 % 10/01/2013
GrowthWorks Capital Ltd. Canada 0 1195303 0 1195303 1195303 8.4 % 28/11/2012
Working Opportunity Fund British Columbia, Canada 0 1175793 0 1175793 1175793 8.2 % 28/11/2012
GrowthWorks Access GP I Ltd. Canada 0 1195303 0 1195303 1195303 8.4 % 28/11/2012
GrowthWorks Access Fund Limited Partnership British Columbia, Canada 0 19510 0 19510 19510 0 % 28/11/2012
Harris Financial Corp A Delaware 658366 0 658366 0 658366 4.703 % 02/05/2012
Harris Financial Corp A Delaware 655362 0 655362 0 655362 5.401 % 17/01/2012
Harris Financial Corp A Delaware 0 0 591772 0 591772 4.878 % 11/07/2011
Harris Financial Corp A Delaware 0 0 591772 0 591772 4.878 % 08/07/2011
Working Opportunity Fund British Columbia, Canada 0 2150967 0 2150967 2150967 17.3 % 24/06/2011
GrowthWorks Capital Ltd. Canada 0 2248920 0 2248920 2248920 18.1 % 24/06/2011
GrowthWorks Access Fund Limited Partnership British Columbia, Canada 0 97953 0 97953 97953 0 % 24/06/2011
GrowthWorks Access GP I Ltd. Canada 0 2248920 0 2248920 2248920 18.1 % 24/06/2011
Harris Financial Corp A Delaware 0 0 567885 0 567885 5.491 % 08/04/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District