ACHV

Achieve Life Sciences, Inc. ACHV

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
(1) BlackRock, Inc. Delaware 2054946 0 2071132 0 2071132 6 % 25/10/2024
Leen Kawas Delaware 2235247 98929 2235247 0 2334176 6.81 % 17/05/2024
Propel Bio Partners LLC Delaware 2235247 98929 2235247 0 2334176 6.81 % 17/05/2024
Propel Bio Management LLC Delaware 2235247 98929 2235247 0 2334176 6.81 % 17/05/2024
Richard Kayne Delaware 2235247 98929 2235247 0 2334176 6.81 % 17/05/2024
( United States of America 0 2067439 0 2067439 20674392 9.5 % 27/02/2024
( United States of America 0 2167439 0 2167439 21674391 9.9 % 27/02/2024
Dialectic Life Sciences SPV LLC Delaware 0 0 0 3538093 3538093 19.68 % 18/04/2023
Dialectic Partners, LLC Delaware 0 0 0 3538093 3538093 19.68 % 18/04/2023
Dialectic Capital Management, LP Delaware 0 0 0 3538093 3538093 19.68 % 18/04/2023
John Fichthorn Delaware 0 0 55000 3538093 3593093 19.99 % 18/04/2023
Dialectic LS Manager LLC Delaware 0 0 0 3538093 3538093 19.68 % 18/04/2023
Dialectic Life Sciences SPV LLC 0 0 0 3494000 3494000 19.5 % 20/01/2023
Dialectic LS Manager LLC 0 0 0 3494000 3494000 19.5 % 20/01/2023
Dialectic Capital Management, LP 0 0 0 3494000 3494000 19.5 % 20/01/2023
Dialectic Partners, LLC 0 0 0 3494000 3494000 19.5 % 20/01/2023
John Fichthorn 0 0 55000 3494000 3549000 19.8 % 20/01/2023
Contrarian Achieve GP LLC USA 0 1318918 0 1318918 1318918 7.369 % 28/11/2022
Contrarian Alpha, LP USA 0 48955 0 48955 48955 3.712 % 28/11/2022
Contrarian Achieve SPV LP USA 0 1318918 0 1318918 1318918 7.369 % 28/11/2022
Parker Quillen USA 0 1367873 0 1367873 1367873 7.643 % 28/11/2022
Contrarian Alpha Management LLC USA 0 48955 0 48955 48955 3.712 % 28/11/2022
Contrarian Alpha GP LLC USA 0 48955 0 48955 48955 3.712 % 28/11/2022
SVB Innovation Credit Fund VIII, L.P. Delaware 0 426701 0 426701 426701 2.3 % 22/11/2022
VIII-A, Delaware 0 426701 0 426701 426701 2.3 % 22/11/2022
VIII-A, Delaware 0 426701 0 426701 426701 2.3 % 22/11/2022
SVB Innovation Credit Partners VIII, LLC Delaware 0 426701 0 426701 426701 2.3 % 22/11/2022
SVB Financial Group Delaware 853403 853402 853403 853402 1706805 8.7 % 22/11/2022
John Fichthorn Delaware 3549000 0 3549000 0 3549000 19.8 % 21/11/2022
Dialectic LS Manager LLC Delaware 3494000 0 3494000 0 3494000 19.5 % 21/11/2022
Dialectic Life Sciences SPV LLC Delaware 3494000 0 3494000 0 3494000 19.5 % 21/11/2022
Dialectic Capital Management, LP Delaware 3494000 0 3494000 0 3494000 19.5 % 21/11/2022
Dialectic Partners, LLC Delaware 3494000 0 3494000 0 3494000 19.5 % 21/11/2022
Catalysis Partners, LLC Delaware 0 560100 0 0 560100 5.9 % 14/02/2022
Francis Capital Management, LLC California 0 560100 0 0 560100 5.9 % 14/02/2022
John Francis United States 22150 572100 22150 0 594250 6.3 % 14/02/2022
SVB Financial Group Delaware 802997 802996 802997 0 1605993 14.5 % 29/12/2021
SVB Innovation Credit Fund VIII, L.P. Delaware 0 401498 0 0 401498 4.1 % 29/12/2021
SVB Innovation Credit Partners VIII-A, LLC Delaware 0 401498 0 0 401498 4.1 % 29/12/2021
Innovation Credit Fund VIII-A, L.P. Delaware 0 401498 0 0 401498 4.1 % 29/12/2021
SVB Innovation Credit Partners VIII, LLC Delaware 0 401498 0 0 401498 4.1 % 29/12/2021
Vida Investments, LLC Delaware 0 83333 0 83333 83333 1.42 % 16/02/2021
Kamen States of America 0 83333 0 83333 83333 1.42 % 16/02/2021
Vida Master Fund, Ltd. Islands 0 65000 0 65000 65000 1.11 % 16/02/2021
John Francis Delaware 22150 319000 22150 0 341150 5.6 % 16/02/2021
Catalysis Partners, LLC Delaware 0 307000 0 0 307000 5 % 16/02/2021
Francis Capital Management, LLC Delaware 0 307000 0 0 307000 5 % 16/02/2021
CVI Investments, Inc. 0 227124 0 227124 227124 3.7 % 16/02/2021
Heights Capital Management, Inc. 0 0 0 227124 227124 3.7 % 16/02/2021
s: Globis Capital Partners, L.P. Delaware 0 253628 0 253628 253628 4.4 % 12/02/2021
s: Globis Capital, L.L.C. Delaware 0 253628 0 253628 253628 4.4 % 12/02/2021
s: Paul Packer United States 10000 253628 10000 253628 263628 4.6 % 12/02/2021
s: Globis Capital Management, L.P. Delaware 0 253628 0 253628 253628 4.4 % 12/02/2021
s: Globis Capital Advisors, L.L.C. Delaware 0 253628 0 253628 253628 4.4 % 12/02/2021
John Francis United States 22150 319000 22150 0 341150 5.6 % 07/01/2021
Catalysis Partners, LLC United States 0 307000 0 0 307000 5 % 07/01/2021
Francis Capital Management, LLC United States 0 307000 0 0 307000 5 % 07/01/2021
s: Globis Capital, L.L.C. Delaware 0 332039 0 332039 332039 5.8 % 04/12/2020
s: Globis Capital Partners, L.P. Delaware 0 332039 0 332039 332039 5.8 % 04/12/2020
s: Globis Capital Management, L.P. Delaware 0 332039 0 332039 332039 5.8 % 04/12/2020
s: Paul Packer Delaware 10000 332039 10000 332039 342039 5.9 % 04/12/2020
s: Globis Capital Advisors, L.L.C. Delaware 0 332039 0 332039 332039 5.8 % 04/12/2020
Sio Capital Management, LLC   20-4586565 0 0 0 0 0 0 % 14/02/2020
Armistice Capital Master Fund Ltd. 0 1086143 0 1086143 1086143 4.99 % 14/02/2020
Steven Boyd 0 1086143 0 1086143 1086143 4.99 % 14/02/2020
Armistice Capital, LLC 0 1086143 0 1086143 1086143 4.99 % 14/02/2020
CVI Investments, Inc. Cayman Islands 0 2349655 0 2349655 2349655 9 % 10/02/2020
Heights Capital Management, Inc. Delaware 0 2349655 0 2349655 2349655 9 % 10/02/2020
Kamen Cayman Islands 0 1666666 0 1666666 1666666 9.99 % 27/12/2019
Vida Investments, LLC Cayman Islands 0 1666666 0 1666666 1666666 9.99 % 27/12/2019
Vida Master Fund, Ltd. Cayman Islands 0 1300000 0 1300000 1300000 7.79 % 27/12/2019
Armistice Capital Master Fund Ltd. Delaware 0 1095926 0 1095926 1095926 13.7 % 07/06/2019
Steven Boyd Delaware 0 1095926 0 1095926 1095926 13.7 % 07/06/2019
Armistice Capital, LLC Delaware 0 1095926 0 1095926 1095926 13.7 % 07/06/2019
Tomer Haim Feingold Cayman Islands 0 360711 0 360711 360711 5.37 % 28/05/2019
Dov Malnik Cayman Islands 0 360711 0 360711 360711 5.37 % 28/05/2019
Adamas Health Care Fund Cayman Islands 0 360711 0 360711 360711 5.37 % 28/05/2019
Adamas Capital Management (CY) Limited Cayman Islands 0 360711 0 360711 360711 5.37 % 28/05/2019
27-4413262 Maryland 410915 0 410915 0 410915 6.1 % 15/02/2019
only). Maryland 0 0 0 0 0 0 % 15/02/2019
only). Maryland 410915 0 410915 0 410915 6.1 % 15/02/2019
(10) Switzerland 0 453012 0 453012 453012 6.74 % 14/02/2019
Armistice Capital Master Fund Ltd. Delaware 0 448000 0 448000 448000 6.7 % 14/02/2019
Armistice Capital, LLC Delaware 0 448000 0 448000 448000 6.7 % 14/02/2019
Steven Boyd Delaware 0 448000 0 448000 448000 6.7 % 14/02/2019
Steven Boyd Delaware 0 500000 0 500000 500000 7.6 % 11/10/2018
Armistice Capital, LLC Delaware 0 500000 0 500000 500000 7.6 % 11/10/2018
Armistice Capital Master Fund Ltd. Delaware 0 500000 0 500000 500000 7.6 % 11/10/2018
Identification Nos. of above persons (. Delaware 0 0 0 0 0 0 % 03/07/2018
Identification Nos. of above persons (. Delaware 294366 0 294366 0 294366 7.3 % 03/07/2018
Identification Nos. of above persons (. States 294366 0 294366 0 294366 7.3 % 03/07/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 128796 0 128796 128796 6.49 % 19/06/2018
Ronald Martell United States 833947 0 833947 0 833947 7.6 % 11/08/2017
Robert Schacter United States 1827426 0 1827426 0 1827426 16.7 % 11/08/2017
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 16/02/2016
Great Point Partners, LLC USA 0 0 0 0 0 0 % 16/02/2016
Mr. David Kroin USA 0 0 0 0 0 0 % 16/02/2016
(1) BlackRock, Inc. Delaware 0 1022983 1022983 0 1022983 3.4 % 09/09/2015
Mr. David Kroin USA 0 1726064 0 1726064 1726064 7.5 % 17/02/2015
Dr. Jeffrey R. Jay, M.D. USA 0 1726064 0 1726064 1726064 7.5 % 17/02/2015
Great Point Partners, LLC USA 0 1726064 0 1726064 1726064 7.5 % 17/02/2015
KEVIN C. TANG DELAWARE 0 500000 0 0 500000 2.3 % 27/01/2015
TANG CAPITAL PARTNERS, LP DELAWARE 0 500000 0 0 500000 2.3 % 27/01/2015
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 500000 0 0 500000 2.3 % 27/01/2015
(1) BlackRock, Inc. Delaware 0 1127793 1541399 0 1541399 7.2 % 26/01/2015
BVF Partners L.P. Delaware 0 1368500 0 0 1368500 6.43 % 12/12/2014
BVF Inc. Delaware 0 1368500 0 0 1368500 6.43 % 12/12/2014
MSI BVF SPV, LLC Delaware 0 231820 0 0 231820 1.09 % 12/12/2014
Investment 10, L.L.C. Delaware 0 175690 0 0 175690 1 % 12/12/2014
Biotechnology Value Fund, L.P. Delaware 0 633628 0 0 633628 2.98 % 12/12/2014
Mark N. Lampert Delaware 0 1368500 0 0 1368500 6.43 % 12/12/2014
Biotechnology Value Fund II, L.P. Delaware 0 327362 0 0 327362 1.54 % 12/12/2014
(1) BlackRock, Inc. Delaware 966574 0 1080130 0 1080130 5.3 % 10/07/2014
2. USA 0 0 0 0 21115901 9.99 % 07/07/2014
2. USA 0 0 0 0 10 9.99 % 07/07/2014
2. USA 0 0 0 0 10 9.99 % 07/07/2014
RA Capital Healthcare Fund, L.P. Massachusetts 0 0 0 0 0 0 % 14/02/2014
Peter Kolchinsky Massachusetts 0 0 0 0 0 0 % 14/02/2014
RA Capital Management, LLC Massachusetts 0 0 0 0 0 0 % 14/02/2014
(1) BlackRock, Inc. Delaware 0 1516640 1541612 0 1541612 10.5 % 07/02/2014
(1) BlackRock, Inc. Delaware 0 0 1462092 0 1462092 9.9 % 31/01/2014
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 747614 0 0 747614 5.1 % 16/01/2014
KEVIN C. TANG UNITED STATES 0 747614 0 0 747614 5.1 % 16/01/2014
TANG CAPITAL PARTNERS, LP DELAWARE 0 747614 0 0 747614 5.1 % 16/01/2014
Edward C. Johnson 3d Delaware 0 0 645386 0 645386 4.399 % 10/06/2013
FMR LLC Delaware 141 0 645386 0 645386 4.399 % 10/06/2013
RA Capital Management, LLC Delaware 526713 0 526713 0 894232 6.1 % 14/02/2013
FMR LLC Delaware 0 0 1670255 0 1670255 11.396 % 14/02/2013
Edward C. Johnson 3d United States of America 0 0 1670255 0 1670255 11.396 % 14/02/2013
TANG CAPITAL PARTNERS, LP DELAWARE 0 869231 0 0 869231 5.9 % 14/02/2013
KEVIN C. TANG DELAWARE 0 869231 0 0 869231 5.9 % 14/02/2013
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 869231 0 0 869231 5.9 % 14/02/2013
Joseph Lewis United States 0 260000 0 0 260000 1.8 % 12/02/2013
Ivan Lieberburg United States 0 0 0 0 0 0 % 12/02/2013
Neil Reisman United States 2000 0 2000 0 2000 0.01 % 12/02/2013
Boxer Capital, LLC United States 0 260000 0 0 260000 1.8 % 12/02/2013
Boxer Asset Management Inc. United States 0 260000 0 0 260000 1.8 % 12/02/2013
MVA Investors, LLC United States 0 15000 0 0 15000 0.1 % 12/02/2013
Abingworth LLP England 0 603740 0 0 603740 4.1 % 11/02/2013
(1) BlackRock, Inc. Delaware 824925 0 824925 0 824925 5.63 % 08/02/2013
Edward C. Johnson 3d Delaware 0 0 1435932 0 1435932 10.319 % 10/04/2012
FMR LLC Delaware 0 0 1435932 0 1435932 10.319 % 10/04/2012
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 807100 0 0 807100 5.8 % 22/03/2012
KEVIN C. TANG DELAWARE 0 807100 0 0 807100 5.8 % 22/03/2012
TANG CAPITAL PARTNERS, LP DELAWARE 0 807100 0 0 807100 5.8 % 22/03/2012
Abingworth LLP England 0 489540 0 0 489540 5 % 31/08/2011
Peter Kolchinsky Massachusetts 518255 0 518255 0 518255 5.3 % 14/03/2011
RA Capital Healthcare Fund, L.P. Massachusetts 272277 0 272277 0 272277 2.8 % 14/03/2011
RA Capital Management, LLC Massachusetts 518255 0 518255 0 518255 5.3 % 14/03/2011
Great Point Partners, LLC USA 0 9519031 0 9519031 951903 9.54 % 14/02/2011
Christopher Fuglesang Delaware 0 0 0 0 0 0 % 01/11/2010
Boxer Capital, LLC Delaware 0 0 0 807928 807928 8.23 % 01/11/2010
Boxer Asset Management Inc. Delaware 0 0 0 807928 807928 8.23 % 01/11/2010
MVA Investors, LLC Delaware 0 0 0 0 15000 0.25 % 01/11/2010
Aaron Davis Delaware 0 0 0 0 0 0 % 01/11/2010
Neil Reisman Delaware 0 0 0 0 4000 0 % 01/11/2010
Ivan Lieberburg Delaware 0 0 0 0 100 0 % 01/11/2010
Joseph Lewis Delaware 0 0 0 807928 807928 8.23 % 01/11/2010
Joseph Lewis Delaware 0 0 0 427824 427824 6.8 % 16/02/2010
Boxer Asset Management Inc. Delaware 0 0 0 427824 427824 6.8 % 16/02/2010
Neil Reisman Delaware 0 0 0 0 3700 0.1 % 16/02/2010
Boxer Capital, LLC Delaware 0 0 0 427824 427824 6.8 % 16/02/2010
Aaron Davis Delaware 0 0 0 0 0 0 % 16/02/2010
Ivan Lieberburg Delaware 0 0 0 0 0 0 % 16/02/2010
Christopher Fuglesang Delaware 0 0 0 0 0 0 % 16/02/2010
Dmitry Balyasny States 3018042 0 3018042 0 3018042 9.99 % 14/02/2006
Atlas Master Fund, Ltd. Cayman Islands 0 0 3018042 0 3018042 9.99 % 14/02/2006
Atlas Global Investments, Ltd. Islands 0 3018042 0 3018042 3018042 9.99 % 14/02/2006
Atlas Global, LLC Delaware 0 3018042 0 3018042 3018042 9.99 % 14/02/2006
Atlas Global Investments II, Ltd. Islands 0 3018042 0 3018042 3018042 9.99 % 14/02/2006
Balyasny Asset Management L.P. Delaware 3018042 0 3018042 0 3018042 9.99 % 14/02/2006
FMR Corp. Commonwealth of Massachusetts 0 0 237500 0 237500 2.643 % 10/12/1999
Abigail P. Johnson United States of America 0 0 237500 0 237500 2.643 % 10/12/1999
Edward C. Johnson 3d United States of America 0 0 237500 0 237500 2.643 % 10/12/1999
Abbott Laboratories Illinois 843802 0 843802 0 843802 8.9 % 25/06/1999
Abigail P. Johnson United States of America 0 0 849500 0 849500 9.843 % 12/02/1999
Edward C. Johnson 3d United States of America 0 0 849500 0 849500 9.843 % 12/02/1999
FMR Corp. Commonwealth of Massachusetts 0 0 849500 0 849500 9.843 % 12/02/1999
West Highland Partners, L.P. California 0 0 0 0 0 0 % 11/02/1999
West Highland Capital, Inc. California 0 0 0 0 0 0 % 11/02/1999
Buttonwood Partners, L.P. California 0 0 0 0 0 0 % 11/02/1999
Lang H. Gerhard United States 0 0 0 0 0 0 % 11/02/1999
Estero Partners, LLC California 0 0 0 0 0 0 % 11/02/1999
FMR Corp. Commonwealth of Massachusetts 0 0 936700 0 936700 10.89 % 10/03/1998
Edward C. Johnson 3d United States of America 0 0 936700 0 936700 10.89 % 10/03/1998
Abigail P. Johnson United States of America 0 0 936700 0 936700 10.89 % 10/03/1998
Edward C. Johnson 3d United States of America 0 0 546700 0 546700 6.36 % 11/02/1998
Abigail P. Johnson United States of America 0 0 546700 0 546700 6.36 % 11/02/1998
FMR Corp. Commonwealth of Massachusetts 0 0 546700 0 546700 6.36 % 11/02/1998

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District