ADXN

Addex Therapeutics Ltd ADXN

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
New Leaf Biopharma Opportunities I, L.P. Delaware 0 2366293 0 2366293 2366293 6.2 % 18/02/2022
Steven Boyd 0 632797 0 632797 632797 9.99 % 14/02/2022
Armistice Capital, LLC 0 632797 0 632797 632797 9.99 % 14/02/2022
CDK Associates, L.L.C. Delaware 0 2314489 0 2314489 2314489 6 % 14/02/2022
Bruce S. Kovner Delaware 0 2314489 0 2314489 2314489 6 % 14/02/2022
Caxton Corporation Delaware 0 2314489 0 2314489 2314489 6 % 14/02/2022
GOLDMAN SACHS & CO. LLC New York 0 0 13 3006982 3006982 6.1 % 14/02/2022
THE GOLDMAN SACHS GROUP, INC. New York 0 0 13 3006982 3006982 6.1 % 14/02/2022
CREDIT SUISSE AG/000000000 0 1876604 0 1876604 1876604 4.95 % 14/02/2022
New Leaf BPO Associates I, L.P. 0 2366293 0 2366293 2366293 4.5 % 11/02/2022
New Leaf Venture Management III, L.L.C. 0 2366293 0 2366293 2366293 4.5 % 11/02/2022
Vijay K. Lathi 0 2366293 0 2366293 2366293 4.5 % 11/02/2022
New Leaf Biopharma Opportunities I, L.P. 0 2366293 0 2366293 2366293 4.5 % 11/02/2022
Ronald M. Hunt 0 2366293 0 2366293 2366293 4.5 % 11/02/2022
CDK Associates, L.L.C. United States 0 2316293 0 2316293 2316293 8.4 % 16/02/2021
Caxton Corporation United States 0 2316293 0 2316293 2316293 8.4 % 16/02/2021
Bruce S. Kovner United States 0 2316293 0 2316293 2316293 8.4 % 16/02/2021
CREDIT SUISSE AG/000000000 0 1874245 0 1874245 1874245 5 % 12/02/2021
of 10 Pages Delaware 0 0 13 2316293 2316293 7.1 % 10/02/2021
Page 2 of 10 Pages Delaware 0 0 13 2316293 2316293 7.1 % 10/02/2021
of 10 Pages Delaware 0 0 13 2316293 2316293 7.1 % 10/02/2021
of 10 Pages Delaware 0 0 13 2316293 2316293 7.1 % 10/02/2021
of 10 Pages Delaware 0 0 13 2316293 2316293 7.1 % 10/02/2021
Joshua Makower United States citizen 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
Enterprise Associates 15, L.P. Delaware Limited Partnership 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
Forest Baskett United States citizen 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
Anthony A. Florence, Jr. United States citizen 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
Mohamad H. Makhzoumi United States citizen 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
Growth Equity Opportunities Fund IV, LLC Delaware Limited Liability Company 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
Scott D. Sandell United States citizen 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
NEA Partners 15, L.P. Delaware Limited Partnership 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
NEA 15 GP, LLC Delaware Limited Liability Company 0 7704600 0 7704600 7704600 21.5 % 21/01/2021
W. Sonsini United States citizen 0 7704600 0 7704600 7704600 21.5 % 21/01/2021

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District