AEMD

Aethlon Medical, Inc. AEMD

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Ryan M. Lane United States 0 105000 0 105000 105000 0.68 % 13/01/2022
Empery Asset Management, LP Delaware 0 105000 0 105000 105000 0.68 % 13/01/2022
Martin D. Hoe United States 0 105000 0 105000 105000 0.68 % 13/01/2022
Ryan M. Lane United States 0 105000 0 105000 105000 0.68 % 13/01/2022
Empery Asset Management, LP Delaware 0 105000 0 105000 105000 0.68 % 13/01/2022
Martin D. Hoe United States 0 105000 0 105000 105000 0.68 % 13/01/2022
Empery Asset Management, LP Delaware 0 1388079 0 1388079 1388079 9.82 % 15/06/2021
Empery Asset Management, LP Delaware 0 1388079 0 1388079 1388079 9.82 % 15/06/2021
Martin D. Hoe United States 0 1388079 0 1388079 1388079 9.82 % 15/06/2021
Ryan M. Lane United States 0 1388079 0 1388079 1388079 9.82 % 15/06/2021
Martin D. Hoe United States 0 1388079 0 1388079 1388079 9.82 % 15/06/2021
Ryan M. Lane United States 0 1388079 0 1388079 1388079 9.82 % 15/06/2021
Iroquois Capital Management L.L.C. Delaware 0 104572 0 104572 104572 0.86 % 22/02/2021
Richard Abbe United States of America 44598 104572 44598 104572 149170 1.22 % 22/02/2021
Kimberly Page United States of America 0 104572 0 104572 104572 0.85 % 22/02/2021
Daniel B. Asher United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Mitchell P. Kopin United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Intracoastal Capital LLC Delaware 0 179116 0 179116 179116 1.5 % 29/01/2021
Daniel B. Asher United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Intracoastal Capital LLC Delaware 0 179116 0 179116 179116 1.5 % 29/01/2021
Mitchell P. Kopin United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Empery Asset Management, LP Delaware 0 825020 0 825020 825020 4.99 % 13/01/2021
Martin D. Hoe United States 0 825020 0 825020 825020 4.99 % 13/01/2021
Ryan M. Lane United States 0 825020 0 825020 825020 4.99 % 13/01/2021
Empery Asset Management, LP Delaware 0 825020 0 825020 825020 4.99 % 13/01/2021
Martin D. Hoe United States 0 825020 0 825020 825020 4.99 % 13/01/2021
Ryan M. Lane United States 0 825020 0 825020 825020 4.99 % 13/01/2021
Kimberly Page 100001 100001 100001 6.3 % 14/02/2020
Iroquois Capital Management L.L.C. 100001 100001 100001 6.3 % 14/02/2020
Richard Abbe 66667 100001 66667 100001 166668 9.99 % 14/02/2020
Ryan M. Lane United States 0 506700 0 506700 506700 7.73 % 27/01/2020
Martin D. Hoe United States 0 506700 0 506700 506700 7.73 % 27/01/2020
Ryan M. Lane United States 0 506700 0 506700 506700 7.73 % 27/01/2020
Empery Asset Management, LP Delaware 0 506700 0 506700 506700 7.73 % 27/01/2020
Empery Asset Management, LP Delaware 0 506700 0 506700 506700 7.73 % 27/01/2020
Martin D. Hoe United States 0 506700 0 506700 506700 7.73 % 27/01/2020
Martin D. Hoe United States 0 30545 0 30545 30545 4.99 % 27/01/2020
Empery Asset Management, LP Delaware 0 30545 0 30545 30545 4.99 % 27/01/2020
Empery Asset Management, LP Delaware 0 30545 0 30545 30545 4.99 % 27/01/2020
Ryan M. Lane United States 0 30545 0 30545 30545 4.99 % 27/01/2020
Martin D. Hoe United States 0 30545 0 30545 30545 4.99 % 27/01/2020
Ryan M. Lane United States 0 30545 0 30545 30545 4.99 % 27/01/2020
Armistice Capital, LLC Delaware 0 315648 0 315648 315648 3.8 % 24/01/2020
Armistice Capital Master Fund Ltd. Cayman Islands 0 315648 0 315648 315648 3.8 % 24/01/2020
Steven Boyd United States of America 0 315648 0 315648 315648 3.8 % 24/01/2020
Armistice Capital, LLC Delaware 0 315648 0 315648 315648 3.8 % 24/01/2020
Armistice Capital Master Fund Ltd. Cayman Islands 0 315648 0 315648 315648 3.8 % 24/01/2020
Steven Boyd United States of America 0 315648 0 315648 315648 3.8 % 24/01/2020
Daniel B. Asher United States of America 0 337430 0 337430 337430 9.99 % 26/12/2019
Intracoastal Capital LLC Delaware 0 337430 0 337430 337430 9.99 % 26/12/2019
Mitchell P. Kopin United States of America 0 337430 0 337430 337430 9.99 % 26/12/2019
Intracoastal Capital LLC Delaware 0 337430 0 337430 337430 9.99 % 26/12/2019
Daniel B. Asher United States of America 0 337430 0 337430 337430 9.99 % 26/12/2019
Mitchell P. Kopin United States of America 0 337430 0 337430 337430 9.99 % 26/12/2019
Iroquois Capital Management L.L.C. Delaware 0 100001 0 100001 100001 5.99 % 23/12/2019
Kimberly Page United States of America 0 100001 0 100001 100001 5.99 % 23/12/2019
Richard Abbe United States of America 66666 100001 66666 100001 166667 9.79 % 23/12/2019
Armistice Capital, LLC Delaware 0 221609 0 221609 221609 4.99 % 20/12/2019
Steven Boyd United States of America 0 221609 0 221609 221609 4.99 % 20/12/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 221609 0 221609 221609 4.99 % 20/12/2019
Empery Asset Management, LP Delaware 0 320000 0 320000 320000 9.99 % 19/12/2019
Ryan M. Lane United States 0 320000 0 320000 320000 9.99 % 19/12/2019
Martin D. Hoe United States 0 320000 0 320000 320000 9.99 % 19/12/2019
Empery Asset Management, LP Delaware 0 320000 0 320000 320000 9.99 % 19/12/2019
Ryan M. Lane United States 0 320000 0 320000 320000 9.99 % 19/12/2019
Martin D. Hoe United States 0 320000 0 320000 320000 9.99 % 19/12/2019
Sachs Investment Group, LLC United States 0 0 1908113 0 1908113 11.5 % 13/02/2018
Ryan M. Lane United States 0 1813096 0 1813096 1813096 4.99 % 16/01/2018
Empery Asset Management, LP Delaware 0 1813096 0 1813096 1813096 4.99 % 16/01/2018
Martin D. Hoe United States 0 1813096 0 1813096 1813096 4.99 % 16/01/2018
Sachs Investment Group, LLC United States 0 0 1650113 0 1650113 10.9 % 22/12/2017
Intracoastal Capital LLC United States of America 0 909090 0 909090 909090 5.7 % 11/10/2017
Mitchell P. Kopin United States of America 0 909090 0 909090 909090 5.7 % 11/10/2017
Daniel B. Asher United States of America 0 909090 0 909090 909090 5.7 % 11/10/2017
Empery Asset Management, LP Delaware 0 773000 0 773000 773000 8.79 % 27/03/2017
Martin D. Hoe United States 0 773000 0 773000 773000 8.79 % 27/03/2017
Ryan M. Lane United States 0 773000 0 773000 773000 8.79 % 27/03/2017
Sachs Investment Group, LLC United States 0 0 1344305 0 1334305 17.1 % 15/02/2017
Sachs Investment Group, LLC United States 0 0 1186005 0 1186005 15.5 % 08/09/2016
Sachs Investment Group, LLC United States 0 0 791205 0 791205 10.4 % 05/04/2016
Sachs Investment Group, LLC United States 746205 0 746205 0 746205 9.8 % 08/02/2016
Alpha Capital Anstalt Liechtenstein 380020 0 380020 0 380020 4.99 % 04/02/2016
Alpha Capital Anstalt Liechtenstein 694444 0 694444 0 694444 8.11 % 30/06/2015
Steven Winters United States 0 0 0 0 0 0 % 19/02/2015
Gemini Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 19/02/2015
Gemini Strategies LLC, Inc. Nevada 0 0 0 0 0 0 % 19/02/2015
Steven Winters United States 0 18655226 0 18655226 18655226 9.99 % 20/02/2013
Gemini Strategies LLC, Inc. Nevada 0 18655226 0 18655226 18655226 9.99 % 20/02/2013
Gemini Master Fund, Ltd. Cayman Islands 0 18655226 0 18655226 18655226 9.99 % 20/02/2013
Chetan Shah, M.D. United States 11000001 0 11000001 0 11000001 6.4 % 15/02/2013
Adam Sackstein, M.D. United States 8097912 1693548 8097912 1693548 9791460 5.7 % 15/02/2013
Gemini Strategies, LLC Delaware 0 10684316 0 10684316 10684316 9 % 14/02/2012
Gemini Master Fund, Ltd. Cayman Islands 0 10684316 0 10684316 10684316 9 % 14/02/2012
Steven Winters United States 0 10684316 0 10684316 10684316 9 % 14/02/2012
Utah Resources International, Inc. Utah 5965750 5965750 5965750 6.1 % 19/01/2012
Tonaquint, Inc. Utah 5965750 5965750 5965750 6.1 % 19/01/2012
JFV Holdings, Inc. Illinois 5965750 5965750 5965750 6.1 % 19/01/2012
John M. Fife United States of America 5965750 5965750 5965750 6.1 % 19/01/2012
Capital I Corp. Utah 5965750 5965750 5965750 6.1 % 19/01/2012
JFV Holdings, Inc. Illinois 6690854 6690854 6690854 9.9 % 05/12/2011
Utah Resources International, Inc. Utah 6690854 6690854 6690854 9.9 % 05/12/2011
Capital I Corp. Utah 6690854 6690854 6690854 9.9 % 05/12/2011
Tonaquint, Inc. Utah 6690854 6690854 6690854 9.9 % 05/12/2011
John M. Fife United States of America 6690854 6690854 6690854 9.9 % 05/12/2011
Gemini Strategies, LLC Delaware 0 7612702 0 7612702 7612702 9.75 % 02/12/2010
Gemini Master Fund, Ltd. Cayman Islands 0 7612702 0 7612702 7612702 9.75 % 02/12/2010
Steven Winters United States 0 7612702 0 7612702 7612702 9.75 % 02/12/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District