AEMD

Aethlon Medical, Inc. AEMD

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Martin D. Hoe Delaware 0 105000 0 0 105000 0.68 % 13/01/2022
Empery Asset Management, LP Delaware 0 105000 0 0 105000 0.68 % 13/01/2022
Ryan M. Lane Delaware 0 105000 0 0 105000 0.68 % 13/01/2022
Martin D. Hoe United States 0 1388079 0 0 1388079 9.82 % 15/06/2021
Empery Asset Management, LP United States 0 1388079 0 0 1388079 9.82 % 15/06/2021
Ryan M. Lane United States 0 1388079 0 0 1388079 9.82 % 15/06/2021
Iroquois Capital Management L.L.C. Delaware 0 104572 0 104572 104572 0.86 % 22/02/2021
Kimberly Page Delaware 0 104572 0 104572 104572 0.85 % 22/02/2021
Richard Abbe Delaware 44598 104572 44598 104572 149170 1.22 % 22/02/2021
Mitchell P. Kopin United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Daniel B. Asher United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Intracoastal Capital LLC United States of America 0 179116 0 179116 179116 1.5 % 29/01/2021
Ryan M. Lane Delaware 0 825020 0 0 825020 4.99 % 13/01/2021
Martin D. Hoe Delaware 0 825020 0 0 825020 4.99 % 13/01/2021
Empery Asset Management, LP Delaware 0 825020 0 0 825020 4.99 % 13/01/2021
Iroquois Capital Management L.L.C. 0 100001 0 0 100001 6.3 % 14/02/2020
Richard Abbe 66667 100001 66667 0 166668 9.99 % 14/02/2020
Kimberly Page 0 100001 0 0 100001 6.3 % 14/02/2020
Intracoastal Capital LLC Delaware 0 324082 0 324082 324082 9.99 % 11/02/2020
Daniel B. Asher States of America 0 324082 0 324082 324082 9.99 % 11/02/2020
Mitchell P. Kopin United States of America 0 324082 0 324082 324082 9.99 % 11/02/2020
Empery Asset Management, LP Delaware 0 1040894 0 0 1040894 7.73 % 27/01/2020
Ryan M. Lane Delaware 0 1040894 0 0 1040894 7.73 % 27/01/2020
Martin D. Hoe Delaware 0 1040894 0 0 1040894 7.73 % 27/01/2020
Empery Asset Management, LP Delaware 0 787545 0 0 787545 4.99 % 27/01/2020
Ryan M. Lane Delaware 0 787545 0 0 787545 4.99 % 27/01/2020
Martin D. Hoe Delaware 0 787545 0 0 787545 4.99 % 27/01/2020
Armistice Capital, LLC Delaware 0 315648 0 315648 315648 3.8 % 24/01/2020
Steven Boyd Delaware 0 315648 0 315648 315648 3.8 % 24/01/2020
Armistice Capital Master Fund Ltd. Delaware 0 315648 0 315648 315648 3.8 % 24/01/2020
Intracoastal Capital LLC United States of America 0 337430 0 337430 337430 9.99 % 26/12/2019
Daniel B. Asher United States of America 0 337430 0 337430 337430 9.99 % 26/12/2019
Kimberly Page Delaware 0 100001 0 0 100001 5.99 % 23/12/2019
Richard Abbe Delaware 66666 100001 66666 0 166667 9.79 % 23/12/2019
Iroquois Capital Management L.L.C. Delaware 0 100001 0 0 100001 5.99 % 23/12/2019
Armistice Capital Master Fund Ltd. Delaware 0 221609 0 221609 221609 4.99 % 20/12/2019
Armistice Capital, LLC Delaware 0 221609 0 221609 221609 4.99 % 20/12/2019
Steven Boyd Delaware 0 221609 0 221609 221609 4.99 % 20/12/2019
Ryan M. Lane Delaware 0 787545 0 0 787545 9.99 % 19/12/2019
Empery Asset Management, LP Delaware 0 787545 0 0 787545 9.99 % 19/12/2019
Martin D. Hoe Delaware 0 787545 0 0 787545 9.99 % 19/12/2019
Sachs Investment Group, LLC United States 0 0 1908113 0 1908113 11.5 % 13/02/2018
Ryan M. Lane Delaware 0 1813096 0 0 1813096 4.99 % 16/01/2018
Martin D. Hoe Delaware 0 1813096 0 0 1813096 4.99 % 16/01/2018
Empery Asset Management, LP Delaware 0 1813096 0 0 1813096 4.99 % 16/01/2018
Sachs Investment Group, LLC United States 0 0 1650113 0 1650113 10.9 % 22/12/2017
Intracoastal Capital LLC United States of America 0 909090 0 909090 909090 5.7 % 11/10/2017
Daniel B. Asher United States of America 0 909090 0 909090 909090 5.7 % 11/10/2017
Mitchell P. Kopin United States of America 0 909090 0 909090 909090 5.7 % 11/10/2017
Martin D. Hoe Delaware 0 813096 0 0 813096 8.79 % 27/03/2017
Empery Asset Management, LP Delaware 0 813096 0 0 813096 8.79 % 27/03/2017
Ryan M. Lane Delaware 0 813096 0 0 813096 8.79 % 27/03/2017
Sachs Investment Group, LLC United States 0 0 1344305 0 1334305 17.1 % 15/02/2017
Sachs Investment Group, LLC United States 0 0 1186005 0 1186005 15.5 % 08/09/2016
Sachs Investment Group, LLC United States 0 0 791205 0 791205 10.4 % 05/04/2016
Sachs Investment Group, LLC United States 0 0 746205 0 746205 9.8 % 08/02/2016
Sachs Investment Group, LLC United States 746205 0 746205 0 746205 9.8 % 08/02/2016
Gemini Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 19/02/2015
Gemini Strategies LLC, Inc. Cayman Islands 0 0 0 0 0 0 % 19/02/2015
Steven Winters Cayman Islands 0 0 0 0 0 0 % 19/02/2015
Steven Winters Cayman Islands 0 18655226 0 0 18655226 9.99 % 20/02/2013
Gemini Master Fund, Ltd. Cayman Islands 0 18655226 0 0 18655226 9.99 % 20/02/2013
Gemini Strategies LLC, Inc. Cayman Islands 0 18655226 0 0 18655226 9.99 % 20/02/2013
Chetan Shah, M.D. United States 11000001 0 11000001 0 11000001 6.4 % 15/02/2013
Adam Sackstein, M.D. United States 8097912 1693548 8097912 1693548 9791460 5.7 % 15/02/2013
Gemini Strategies, LLC Cayman Islands 0 10684316 0 0 10684316 9 % 14/02/2012
Gemini Master Fund, Ltd. Cayman Islands 0 10684316 0 0 10684316 9 % 14/02/2012
Steven Winters Cayman Islands 0 10684316 0 0 10684316 9 % 14/02/2012
Utah Resources International, Inc.  (87-0273519) Utah 5965750 0 5965750 0 5965750 6.1 % 19/01/2012
Inter-Mountain Capital I Corp.  (36-4075407) Utah 5965750 0 5965750 0 5965750 6.1 % 19/01/2012
John M. Fife Utah 5965750 0 5965750 0 5965750 6.1 % 19/01/2012
JFV Holdings, Inc.  (36-4426825) Utah 5965750 0 5965750 0 5965750 6.1 % 19/01/2012
Tonaquint, Inc.  (87-0285597) Utah 5965750 0 5965750 0 5965750 6.1 % 19/01/2012
Utah Resources International, Inc.  (87-0273519) Utah 6690854 0 6690854 0 6690854 9.9 % 05/12/2011
John M. Fife Utah 6690854 0 6690854 0 6690854 9.9 % 05/12/2011
Inter-Mountain Capital I Corp.  (36-4075407) Utah 6690854 0 6690854 0 6690854 9.9 % 05/12/2011
JFV Holdings, Inc.  (36-4426825) Utah 6690854 0 6690854 0 6690854 9.9 % 05/12/2011
Tonaquint, Inc.  (87-0285597) Utah 6690854 0 6690854 0 6690854 9.9 % 05/12/2011
Steven Winters Cayman Islands 0 7612702 0 7612702 7612702 9.75 % 02/12/2010
Gemini Strategies, LLC Cayman Islands 0 7612702 0 7612702 7612702 9.75 % 02/12/2010
Gemini Master Fund, Ltd. Cayman Islands 0 7612702 0 7612702 7612702 9.75 % 02/12/2010
Ellen R. Weiner Family Revocable Trust : 0 0 0 0 2134620 9.9 % 07/02/2006

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District