AIM

AIM ImmunoTech Inc. AIM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Sander Gerber United States 0 917198 0 917198 917198 9.99 % 31/01/2020
Sander Gerber United States 0 917198 0 917198 917198 9.99 % 31/01/2020
Hudson Bay Capital Management LP State of Delaware 0 917198 0 917198 917198 9.99 % 31/01/2020
Hudson Bay Capital Management LP State of Delaware 0 917198 0 917198 917198 9.99 % 31/01/2020
Moez Kassam Canadian Citizen 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Bruce R. Winson United States Citizen 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Anson Advisors Inc. Ontario, Canada 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Amin Nathoo Canadian Citizen 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Moez Kassam Canadian Citizen 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Anson Funds Management LP Texas 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Anson Management GP LLC Texas 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Anson Funds Management LP Texas 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Anson Management GP LLC Texas 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Bruce R. Winson United States Citizen 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Anson Advisors Inc. Ontario, Canada 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Amin Nathoo Canadian Citizen 0 1277222 0 1277222 1277222 9.9 % 30/09/2019
Hal Mintz USA 0 2404660 0 2404660 2404660 4.99 % 04/01/2019
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1250000 0 1250000 1250000 2.59 % 04/01/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 2404660 0 2404660 2404660 4.99 % 04/01/2019
Sabby Management, LLC Delaware USA 0 2404660 0 2404660 2404660 4.99 % 04/01/2019
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 500000 0 500000 500000 1.09 % 24/04/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 2800000 0 2800000 2800000 6.09 % 24/04/2018
Sabby Management, LLC Delaware USA 0 3300000 0 3300000 3300000 7.18 % 24/04/2018
Hal Mintz USA 0 3300000 0 3300000 3300000 7.18 % 24/04/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1060000 0 1060000 1060000 3.34 % 05/01/2018
Sabby Management, LLC Delaware USA 0 1584885 0 1584885 1584885 4.99 % 05/01/2018
Hal Mintz USA 0 1584885 0 1584885 1584885 4.99 % 05/01/2018
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1584885 0 1584885 1584885 4.99 % 05/01/2018
Hal Mintz USA 0 1391286 0 1391286 1391286 5.77 % 11/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 850769 0 850769 850769 3.53 % 11/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 540517 0 540517 540517 2.24 % 11/01/2017
Sabby Management, LLC Delaware USA 0 1391286 0 1391286 1391286 5.77 % 11/01/2017
Adam Spears Canadian Citizen 0 1666667 0 1666667 1666667 6.9 % 06/09/2016
Frigate Ventures LP Texas 0 1666667 0 1666667 1666667 6.9 % 06/09/2016
Admiralty Advisors LLC Texas 0 1666667 0 1666667 1666667 6.9 % 06/09/2016
Bruce R. Winson United States Citizen 0 1666667 0 1666667 1666667 6.9 % 06/09/2016
M5V Advisors Inc. Ontario, Canada 0 1666667 0 1666667 1666667 6.9 % 06/09/2016
Moez Kassam Canadian Citizen 0 1666667 0 1666667 1666667 6.9 % 06/09/2016
Hal Mintz USA 0 1666667 0 1666667 1666667 6.92 % 01/09/2016
Sabby Management, LLC Delaware USA 0 1666667 0 1666667 1666667 6.92 % 01/09/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 666667 0 666667 666667 2.77 % 01/09/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1000000 0 1000000 1000000 4.15 % 01/09/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District