Great Ajax Corp. 7.25 CV SR NT 24 AJXA
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Rithm Capital Corp. | 2874744 | 0 | 2874744 | 10 | 2874744 | 6.3 % | 18/06/2024 | |
| Beach Point Capital Management LP (“Beach Point Capital”) | Delaware | 0 | 2273799 | 0 | 2273799 | 2273799 | 8.3 % | 09/02/2024 |
| Beach Point GP LLC (“Beach Point GP”) | Delaware | 0 | 2273799 | 0 | 2273799 | 2273799 | 8.3 % | 09/02/2024 |
| EMG Holdings, L.P. | Delaware | 0 | 1940649 | 0 | 0 | 1940649 | 7.1 % | 30/10/2023 |
| Ellington Financial Management LLC | Delaware | 0 | 1666666 | 0 | 0 | 1666666 | 6.1 % | 30/10/2023 |
| Michael W. Vranos | United States of America | 0 | 1940649 | 0 | 0 | 1940649 | 7.1 % | 30/10/2023 |
| VC Investments LLC | Delaware | 0 | 1940649 | 0 | 0 | 1940649 | 7.1 % | 30/10/2023 |
| Ellington Management Group LLC | Delaware | 0 | 273983 | 0 | 0 | 273983 | 1 % | 30/10/2023 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 1318288 | 0 | 0 | 1318288 | 5.76 % | 06/02/2023 |
| Bay Pond Partners, L.P. | Delaware | 0 | 2069232 | 0 | 0 | 2069232 | 9.04 % | 06/02/2023 |
| (1) BlackRock, Inc. | Delaware | 1326412 | 0 | 1390077 | 0 | 1390077 | 6.1 % | 03/02/2023 |
| Magnetar Xing He Master Fund Ltd | Cayman Islands | 0 | 1193181 | 0 | 1193181 | 1193181 | 4.99 % | 12/09/2022 |
| MAGNETAR FINANCIAL LLC | DELAWARE | 0 | 1574999 | 0 | 1574999 | 1574999 | 6.5 % | 12/09/2022 |
| MAGNETAR CAPITAL PARTNERS LP | DELAWARE | 0 | 1574999 | 0 | 1574999 | 1574999 | 6.5 % | 12/09/2022 |
| SUPERNOVA MANAGEMENT LLC | DELAWARE | 0 | 1574999 | 0 | 1574999 | 1574999 | 6.5 % | 12/09/2022 |
| ALEC N. LITOWITZ | DELAWARE | 0 | 1574999 | 0 | 1574999 | 1574999 | 6.5 % | 12/09/2022 |
| (1)Names of reporting persons. BlackRock, Inc. | Delaware | 1018514 | 0 | 1046303 | 0 | 1046303 | 4.5 % | 08/07/2022 |
| Almitas Capital LLC | U.S. | 1754669 | 1754669 | 1754669 | 1754669679703 | 1754669 | 7.58 % | 14/02/2022 |
| Wellington Management Group LLP | Massachusetts | 0 | 3959961 | 0 | 0 | 3959961 | 17.11 % | 04/02/2022 |
| Wellington Group Holdings LLP | Delaware | 0 | 3959961 | 0 | 0 | 3959961 | 17.11 % | 04/02/2022 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 3959961 | 0 | 0 | 3959961 | 17.11 % | 04/02/2022 |
| Wellington Management Company LLP | Delaware | 0 | 3959961 | 0 | 0 | 3959961 | 17.11 % | 04/02/2022 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 1322202 | 0 | 0 | 1322202 | 5.71 % | 04/02/2022 |
| (1) BlackRock, Inc. | Delaware | 2070270 | 0 | 2111437 | 0 | 2111437 | 9.1 % | 03/02/2022 |
| Flexpoint Special Assets Fund, L.P. | 0 | 500000 | 0 | 500000 | 500000 | 2.1 % | 24/03/2021 | |
| Flexpoint Ultimate Management II, LLC | 0 | 27267 | 0 | 27267 | 27267 | 0.1 % | 24/03/2021 | |
| Flexpoint Special Assets Management, L.P. | 0 | 500000 | 0 | 500000 | 500000 | 2.1 % | 24/03/2021 | |
| Flexpoint Ultimate Special Assets Management, LLC | 0 | 500000 | 0 | 500000 | 500000 | 2.1 % | 24/03/2021 | |
| Flexpoint Management II, L.P. | 0 | 27267 | 0 | 27267 | 27267 | 0.1 % | 24/03/2021 | |
| Flexpoint Fund II, L.P. | 0 | 27267 | 0 | 27267 | 27267 | 0.1 % | 24/03/2021 | |
| Flexpoint Great Ajax Holdings, LLC | 0 | 27267 | 0 | 27267 | 27267 | 0.1 % | 24/03/2021 | |
| Donald J. Edwards | 0 | 527267 | 0 | 527267 | 527267 | 2.2 % | 24/03/2021 | |
| Almitas Capital LLC | U.S. | 1276658 | 1276658 | 1276658 | 1276658 | 1276658 | 5.54 % | 17/02/2021 |
| Almitas Capital LLC | U.S. | 1276658 | 1276658 | 1276658 | 1276658 | 1276658 | 5.54 % | 16/02/2021 |
| VANGUARD INDEX FUNDS - VANGUARD TOTAL STOCK MARKET INDEX FUND - 23-2671505 | Delaware | 0 | 0 | 0 | 0 | 605515 | 2.63 % | 08/02/2021 |
| Wellington Management Company LLP | Delaware | 0 | 3939040 | 0 | 0 | 3939040 | 17.1 % | 04/02/2021 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 3939040 | 0 | 0 | 3939040 | 17.1 % | 04/02/2021 |
| Wellington Group Holdings LLP | Delaware | 0 | 3939040 | 0 | 0 | 3939040 | 17.1 % | 04/02/2021 |
| Wellington Management Group LLP | Delaware | 0 | 3939040 | 0 | 0 | 3939040 | 17.1 % | 04/02/2021 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 1301281 | 0 | 0 | 1301281 | 5.65 % | 03/02/2021 |
| (1) BlackRock, Inc. | Delaware | 2043348 | 0 | 2066145 | 0 | 2066145 | 9 % | 29/01/2021 |
| The Vanguard Group - 23-1945930 | Pennsylvania | 0 | 0 | 13697 | 966588 | 984646 | 4.3 % | 13/10/2020 |
| Flexpoint Great Ajax Holdings, LLC | 0 | 964384 | 0 | 11 | 964384 | 4.2 % | 12/08/2020 | |
| Flexpoint Ultimate Management II, LLC | 0 | 964384 | 0 | 11 | 964384 | 4.2 % | 12/08/2020 | |
| Donald J. Edwards | 0 | 1464384 | 0 | 11 | 1464384 | 6.2 % | 12/08/2020 | |
| Flexpoint Ultimate Special Assets Management, LLC | 0 | 500000 | 0 | 11 | 500000 | 2.1 % | 12/08/2020 | |
| Flexpoint Special Assets Management, L.P. | 0 | 500000 | 0 | 11 | 500000 | 2.1 % | 12/08/2020 | |
| Flexpoint Management II, L.P. | 0 | 964384 | 0 | 11 | 964384 | 4.2 % | 12/08/2020 | |
| Flexpoint Special Assets Fund, L.P. | 0 | 500000 | 0 | 11 | 500000 | 2.1 % | 12/08/2020 | |
| Flexpoint Fund II, L.P. | 0 | 964384 | 0 | 11 | 964384 | 4.2 % | 12/08/2020 | |
| Magnetar Xing He Master Fund Ltd | Cayman Islands | 0 | 1500000 | 0 | 1500000 | 1500000 | 6.14 % | 11/08/2020 |
| SUPERNOVA MANAGEMENT LLC | DELAWARE | 0 | 5575000 | 0 | 5575000 | 5575000 | 19.56 % | 11/08/2020 |
| MAGNETAR CAPITAL PARTNERS LP | DELAWARE | 0 | 5575000 | 0 | 5575000 | 5575000 | 19.56 % | 11/08/2020 |
| MAGNETAR FINANCIAL LLC | DELAWARE | 0 | 5575000 | 0 | 5575000 | 5575000 | 19.56 % | 11/08/2020 |
| ALEC N. LITOWITZ | DELAWARE | 0 | 5575000 | 0 | 5575000 | 5575000 | 19.56 % | 11/08/2020 |
| Flexpoint Fund II, | State of Delaware | 0 | 958750 | 0 | 958750 | 958750 | 4.33 % | 24/04/2020 |
| Flexpoint Ultimate Management | State of Delaware | 0 | 958750 | 0 | 958750 | 958750 | 4.33 % | 24/04/2020 |
| Flexpoint Management II, L.P. | State of Delaware | 0 | 958750 | 0 | 958750 | 958750 | 4.33 % | 24/04/2020 |
| Flexpoint Great Ajax Holdings, LLC | State of Delaware | 0 | 958750 | 0 | 958750 | 958750 | 4.33 % | 24/04/2020 |
| Donald J. Edwards | State of Delaware | 0 | 1084128 | 0 | 1084128 | 1084128 | 4.9 % | 24/04/2020 |
| The Vanguard Group - 23-1945930 | Pennsylvania | 13886 | 0 | 2215293 | 13886 | 2229179 | 10.95 % | 06/03/2020 |
| 2. | 0 | 1021312 | 1021312 | 1021312 | 1021312 | 5.02 % | 14/02/2020 | |
| The Vanguard Group - 23-1945930 | Pennsylvania | 0 | 0 | 1907059 | 13886 | 1920945 | 9.44 % | 12/02/2020 |
| VANGUARD INDEX FUNDS - VANGUARD TOTAL STOCK MARKET INDEX FUND - 23-2671505 | Delaware | 1620172 | 0 | 0 | 0 | 1620172 | 7.96 % | 12/02/2020 |
| (1) BlackRock, Inc. | Delaware | 1677761 | 0 | 1705316 | 0 | 1705316 | 8.4 % | 10/02/2020 |
| Bay Pond Partners, L.P. | Delaware | 0 | 1666038 | 0 | 0 | 1666038 | 8.09 % | 30/01/2020 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 1243962 | 0 | 0 | 1243962 | 6.01 % | 30/01/2020 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 3283197 | 0 | 0 | 3283197 | 15.87 % | 30/01/2020 |
| Wellington Management Company LLP | Massachusetts | 0 | 3283197 | 0 | 0 | 3283197 | 15.87 % | 30/01/2020 |
| Wellington Management Group LLP | Massachusetts | 0 | 3283197 | 0 | 0 | 3283197 | 15.87 % | 30/01/2020 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 3283197 | 0 | 0 | 3283197 | 15.87 % | 30/01/2020 |
| The Vanguard Group - 23-1945930 | Pennsylvania | 0 | 0 | 2169083 | 13886 | 2182969 | 10.72 % | 10/12/2019 |
| Bay Pond Partners, L.P. | Delaware | 0 | 1609667 | 0 | 0 | 1609667 | 8.49 % | 17/06/2019 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 1850670 | 0 | 0 | 1850670 | 9.77 % | 12/02/2019 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 3023861 | 0 | 0 | 3023861 | 15.62 % | 12/02/2019 |
| Wellington Management Company LLP | Delaware | 0 | 3023861 | 0 | 0 | 3023861 | 15.62 % | 12/02/2019 |
| Wellington Group Holdings LLP | Delaware | 0 | 3023861 | 0 | 0 | 3023861 | 15.62 % | 12/02/2019 |
| Wellington Management Group LLP | Massachusetts | 0 | 3023861 | 0 | 0 | 3023861 | 15.62 % | 12/02/2019 |
| (1) BlackRock, Inc. | Delaware | 1215922 | 0 | 1238026 | 0 | 1238026 | 6.6 % | 04/02/2019 |
| American Financial Group, Inc. | United States of America - Ohio | 1571190 | 0 | 1571190 | 0 | 1571190 | 8.3 % | 25/01/2019 |
| 13-4064930 | Delaware | 584630 | 0 | 584630 | 0 | 584630 | 3.2 % | 13/02/2018 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 1671257 | 0 | 0 | 1671257 | 9.16 % | 08/02/2018 |
| Wellington Management Group LLP | Massachusetts | 0 | 2584176 | 0 | 0 | 2584176 | 14.16 % | 08/02/2018 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 2584176 | 0 | 0 | 2584176 | 14.16 % | 08/02/2018 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 2584176 | 0 | 0 | 2584176 | 14.16 % | 08/02/2018 |
| Wellington Management Company LLP | Massachusetts | 0 | 2584176 | 0 | 0 | 2584176 | 14.16 % | 08/02/2018 |
| American Financial Group, Inc. | United States of America - Ohio | 1571190 | 0 | 1571190 | 0 | 1571190 | 8.6 % | 26/01/2018 |
| (1) BlackRock, Inc. | Delaware | 1148191 | 0 | 1158971 | 0 | 1158971 | 6.3 % | 25/01/2018 |
| TIG Securitized Asset Master Fund, L.P. | Delaware | 0 | 490792 | 0 | 490792 | 490792 | 2.62 % | 14/02/2017 |
| Carl Tiedemann* | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| TIG Advisors, LLC | Delaware | 0 | 490792 | 0 | 490792 | 490792 | 2.62 % | 14/02/2017 |
| Michael Tiedemann | Delaware | 0 | 490792 | 0 | 490792 | 490792 | 2.62 % | 14/02/2017 |
| TIG SL Capital, LLC | Delaware | 0 | 490792 | 0 | 490792 | 490792 | 2.62 % | 14/02/2017 |
| 13-4064930 | Delaware | 972948 | 0 | 972948 | 0 | 972948 | 5.2 % | 10/02/2017 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 3412476 | 0 | 0 | 3412476 | 18.21 % | 09/02/2017 |
| Wellington Management Group LLP | Massachusetts | 0 | 3412476 | 0 | 0 | 3412476 | 18.21 % | 09/02/2017 |
| Wellington Management Company LLP | Massachusetts | 0 | 3412476 | 0 | 0 | 3412476 | 18.21 % | 09/02/2017 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 3412476 | 0 | 0 | 3412476 | 18.21 % | 09/02/2017 |
| (1) BlackRock, Inc. | Delaware | 1045303 | 0 | 1057646 | 0 | 1057646 | 5.6 % | 30/01/2017 |
| American Financial Group, Inc. | United States of America - Ohio | 1571190 | 0 | 1571190 | 0 | 1571190 | 8.4 % | 23/01/2017 |
| American Financial Group, Inc. | United States of America – Ohio | 1571190 | 0 | 1571190 | 0 | 1571190 | 9.9 % | 02/03/2016 |
| The Allstate Corporation 36-3871531 | Delaware | 0 | 1080493 | 0 | 1080493 | 1080493 | 6.8 % | 16/02/2016 |
| 20-3267467 | The Commonwealth of Massachusetts | 0 | 963320 | 0 | 0 | 963320 | 6.05 % | 12/02/2016 |
| Carl Tiedemann | Delaware | 0 | 1399404 | 0 | 1399404 | 1399404 | 8.79 % | 08/02/2016 |
| Michael Tiedemann | Delaware | 0 | 1399404 | 0 | 1399404 | 1399404 | 8.79 % | 08/02/2016 |
| TIG SL Capital, LLC | Delaware | 0 | 1399404 | 0 | 1399404 | 1399404 | 8.79 % | 08/02/2016 |
| TIG Securitized Asset Master Fund, L.P. | Delaware | 0 | 1399404 | 0 | 1399404 | 1399404 | 8.79 % | 08/02/2016 |
| TIG Advisors, LLC | Delaware | 0 | 1399404 | 0 | 1399404 | 1399404 | 8.79 % | 08/02/2016 |
| of 11 Pages | Delaware | 0 | 1917500 | 0 | 1917500 | 1917500 | 12.04 % | 04/02/2016 |
| of 11 Pages | Delaware | 0 | 1917500 | 0 | 1917500 | 1917500 | 12.04 % | 04/02/2016 |
| of 11 Pages | Delaware | 0 | 1917500 | 0 | 1917500 | 1917500 | 12.04 % | 04/02/2016 |
| of 11 Pages | Delaware | 0 | 1917500 | 0 | 1917500 | 1917500 | 12.04 % | 04/02/2016 |
| of 11 Pages | Delaware | 0 | 1917500 | 0 | 1917500 | 1917500 | 12.04 % | 04/02/2016 |
| Wellington Group Holdings LLP | Massachusetts | 0 | 2964853 | 0 | 0 | 2964853 | 19 % | 10/03/2015 |
| Wellington Management Company LLP | Massachusetts | 0 | 2964853 | 0 | 0 | 2964853 | 19 % | 10/03/2015 |
| Wellington Management Group LLP | Massachusetts | 0 | 2964853 | 0 | 0 | 2964853 | 19 % | 10/03/2015 |
| Wellington Investment Advisors Holdings LLP | Massachusetts | 0 | 2964853 | 0 | 0 | 2964853 | 19 % | 10/03/2015 |
| TIG Advisors, LLC | Delaware | 0 | 1333333 | 0 | 1333333 | 1333333 | 8.54 % | 24/02/2015 |
| TIG Securitized Asset Master Fund, L.P. | Delaware | 0 | 1333333 | 0 | 1333333 | 1333333 | 8.54 % | 24/02/2015 |
| TIG SL Capital, LLC | Delaware | 0 | 1333333 | 0 | 1333333 | 1333333 | 8.54 % | 24/02/2015 |
| Carl Tiedemann | Delaware | 0 | 1333333 | 0 | 1333333 | 1333333 | 8.54 % | 24/02/2015 |
| Michael Tiedemann | Delaware | 0 | 1333333 | 0 | 1333333 | 1333333 | 8.54 % | 24/02/2015 |
| Ithan Creek Master Investors (Cayman) L.P. | Cayman Islands | 0 | 2295363 | 0 | 0 | 2295363 | 14.71 % | 17/02/2015 |