ALGS

Aligos Therapeutics, Inc. ALGS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Millennium Management LLC Delaware 0 125451 0 125451 125451 4.1 % 12/09/2024
Israel A. Englander United States 0 125451 0 125451 125451 4.1 % 12/09/2024
ICS Opportunities II LLC Cayman Islands 0 123872 0 123872 123872 4 % 12/09/2024
Millennium Group Management LLC Delaware 0 125451 0 125451 125451 4.1 % 12/09/2024
Baker Bros. Advisors Delaware 3664013 0 3664013 0 3664013 4.99 % 14/02/2024
Felix J. Baker United States 3664013 0 3664013 0 3664013 4.99 % 14/02/2024
Baker Bros. Advisors LP Delaware 3664013 0 3664013 0 3664013 4.99 % 14/02/2024
Julian C. Baker United States 3664013 0 3664013 0 3664013 4.99 % 14/02/2024
TANG CAPITAL PARTNERS, LP DELAWARE 2189847 0 2189847 2189847 3 % 14/02/2024
Kevin Tang UNITED STATES 2189847 0 2189847 2189847 3 % 14/02/2024
Tang Capital Management, LLC DELAWARE 2189847 0 2189847 2189847 3 % 14/02/2024
Alyeska Fund GP, LLC Delaware 0 7176767 0 7176767 0 9.99 % 14/02/2024
Anand Parekh United States of America 0 7176767 0 7176767 0 9.99 % 14/02/2024
Alyeska Investment Group, L.P. Delaware 0 7176767 0 7176767 0 9.99 % 14/02/2024
Roche Finance Ltd Switzerland 0 11025941 0 11025941 11025941 15.35 % 07/11/2023
Roche Holding Ltd Switzerland 0 11025941 0 11025941 11025941 15.35 % 07/11/2023
Roche Holding Ltd Switzerland 0 11025941 0 11025941 11025941 15.35 % 07/11/2023
Roche Finance Ltd Switzerland 0 11025941 0 11025941 11025941 15.35 % 07/11/2023
David Kroin United States 0 7295967 0 7295967 0 9.99 % 02/11/2023
Deep Track Biotechnology Master Fund, Ltd. Cayman Islands 0 7295967 0 7295967 0 9.99 % 02/11/2023
Deep Track Capital, LP Delaware 0 7295967 0 7295967 0 9.99 % 02/11/2023
David Kroin United States 0 7295967 0 7295967 0 9.99 % 02/11/2023
Deep Track Biotechnology Master Fund, Ltd. Cayman Islands 0 7295967 0 7295967 0 9.99 % 02/11/2023
Deep Track Capital, LP Delaware 0 7295967 0 7295967 0 9.99 % 02/11/2023
Lawrence M. Blatt United States 2677970 0 2677970 0 2677970 6.5 % 08/02/2023
Tang Capital Management, LLC DELAWARE 0 2358900 0 2358900 2358900 5.9 % 27/12/2022
TANG CAPITAL PARTNERS, LP DELAWARE 0 2358900 0 2358900 2358900 5.9 % 27/12/2022
Kevin Tang UNITED STATES 0 2358900 0 2358900 2358900 5.9 % 27/12/2022
Tang Capital Management, LLC DELAWARE 0 2358900 0 2358900 2358900 5.9 % 27/12/2022
TANG CAPITAL PARTNERS, LP DELAWARE 0 2358900 0 2358900 2358900 5.9 % 27/12/2022
Kevin Tang UNITED STATES 0 2358900 0 2358900 2358900 5.9 % 27/12/2022
Felix J. Baker United States 2076400 0 2076400 0 2076400 5.3 % 14/02/2022
Baker Bros. Advisors LP Delaware 2076400 0 2076400 0 2076400 5.3 % 14/02/2022
Baker Bros. Advisors Delaware 2076400 0 2076400 0 2076400 5.3 % 14/02/2022
Julian C. Baker United States 2076400 0 2076400 0 2076400 5.3 % 14/02/2022
Logos Global Management GP LLC Delaware 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos Global Management LP Delaware 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos Global Master Fund LP Cayman Islands 0 2660000 0 2660000 2660000 6.2 % 13/08/2021
Arsani William United States 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos GP LLC Delaware 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos Global Management GP LLC Delaware 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos Global Management LP Delaware 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos GP LLC Delaware 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Logos Global Master Fund LP Cayman Islands 0 2660000 0 2660000 2660000 6.2 % 13/08/2021
Arsani William United States 0 2872785 0 2872785 2872785 6.7 % 13/08/2021
Roche Finance Ltd Switzerland 0 3092340 0 3092340 3092340 8.1 % 16/02/2021
Roche Holding Ltd Switzerland 0 3092340 0 3092340 3092340 8.1 % 16/02/2021
Roche Holding Ltd Switzerland 0 3092340 0 3092340 3092340 8.1 % 16/02/2021
Roche Finance Ltd Switzerland 0 3092340 0 3092340 3092340 8.1 % 16/02/2021
Wellington Management Group LLP Massachusetts 0 3785848 0 3927598 3927598 10.3 % 11/01/2021
Wellington Investment Advisors Holdings LLP Delaware 0 3785848 0 3927598 3927598 10.3 % 11/01/2021
Wellington Group Holdings LLP Delaware 0 3785848 0 3927598 3927598 10.3 % 11/01/2021
Wellington Management Company LLP Delaware 0 3745725 0 3770225 3770225 9.89 % 11/01/2021
Wellington Investment Advisors Holdings LLP Delaware 0 3785848 0 3927598 3927598 10.3 % 11/01/2021
Wellington Group Holdings LLP Delaware 0 3785848 0 3927598 3927598 10.3 % 11/01/2021
Wellington Management Group LLP Massachusetts 0 3785848 0 3927598 3927598 10.3 % 11/01/2021
Wellington Management Company LLP Delaware 0 3745725 0 3770225 3770225 9.89 % 11/01/2021
Vivo Capital VIII, LLC Delaware 3547030 0 3547030 0 3547030 10.5 % 28/10/2020
Vivo Capital VIII, LLC Delaware 3547030 0 3547030 0 3547030 10.5 % 28/10/2020

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District