Allena Pharmaceuticals, Inc. ALNA
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Frazier Healthcare VI, L.P. | Delaware | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| James N. Topper | United States Citizen | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| FHM VI, L.L.C. | Delaware | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| FHM VI, L.P. | Delaware | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| Nathan Every | United States Citizen | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| Nader Naini | United States Citizen | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| Alan Frazier | United States Citizen | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| Patrick J. Heron | United States Citizen | 0 | 1651357 | 0 | 1651357 | 1651357 | 2 % | 28/01/2022 |
| Orin Hirschman | United States | 0 | 0 | 0 | 0 | 0 % | 25/01/2022 | |
| AIGH Capital Management, LLC | Maryland | 0 | 0 | 0 | 0 | 0 % | 25/01/2022 | |
| Orin Hirschman | United States | 0 | 0 | 0 | 0 | 0 % | 25/01/2022 | |
| AIGH Capital Management, LLC | Maryland | 0 | 0 | 0 | 0 | 0 % | 25/01/2022 | |
| BVP VII Special Opportunity Fund L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Bessemer Venture Partners VII Institutional L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Deer VII & Co. Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Deer VII & Co. L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Bessemer Venture Partners VII L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| AIGH Capital Management, LLC | Maryland | 4000000 | 0 | 4000000 | 4000000 | 8 % | 25/01/2021 | |
| Orin Hirschman | United States | 4000000 | 4000000 | 4000000 | 8 % | 25/01/2021 | ||
| AIGH Capital Management, LLC | Maryland | 4000000 | 0 | 4000000 | 4000000 | 8 % | 25/01/2021 | |
| Orin Hirschman | United States | 4000000 | 4000000 | 4000000 | 8 % | 25/01/2021 | ||
| Martin D. Hoe | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 13/01/2021 |
| Martin D. Hoe | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 13/01/2021 |
| Ryan M. Lane | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 13/01/2021 |
| Empery Asset Management, LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 13/01/2021 |
| Ryan M. Lane | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 13/01/2021 |
| Empery Asset Management, LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 13/01/2021 |
| Hal Mintz | USA | 0 | 269836 | 0 | 269836 | 269836 | 0.56 % | 06/01/2021 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 269836 | 0 | 269836 | 269836 | 0.56 % | 06/01/2021 |
| Sabby Management, LLC | Delaware USA | 0 | 269836 | 0 | 269836 | 269836 | 0.56 % | 06/01/2021 |
| Hal Mintz | USA | 0 | 269836 | 0 | 269836 | 269836 | 0.56 % | 06/01/2021 |
| Sabby Management, LLC | Delaware USA | 0 | 269836 | 0 | 269836 | 269836 | 0.56 % | 06/01/2021 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 269836 | 0 | 269836 | 269836 | 0.56 % | 06/01/2021 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 4000000 | 0 | 4000000 | 4000000 | 8 % | 10/12/2020 |
| Point72 Asset Management, L.P. | Delaware | 0 | 4000000 | 0 | 4000000 | 4000000 | 8 % | 10/12/2020 |
| Point72 Asset Management, L.P. | Delaware | 0 | 4000000 | 0 | 4000000 | 4000000 | 8 % | 10/12/2020 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 4000000 | 0 | 4000000 | 4000000 | 8 % | 10/12/2020 |
| Steven A. Cohen | United States | 0 | 4000000 | 0 | 4000000 | 4000000 | 8 % | 10/12/2020 |
| Steven A. Cohen | United States | 0 | 4000000 | 0 | 4000000 | 4000000 | 8 % | 10/12/2020 |
| Martin D. Hoe | United States | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 09/06/2020 |
| Ryan M. Lane | United States | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 09/06/2020 |
| Empery Asset Management, LP | Delaware | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 09/06/2020 |
| Ryan M. Lane | United States | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 09/06/2020 |
| Martin D. Hoe | United States | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 09/06/2020 |
| Empery Asset Management, LP | Delaware | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 09/06/2020 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 03/06/2020 |
| Sabby Management, LLC | Delaware USA | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 03/06/2020 |
| Hal Mintz | USA | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 03/06/2020 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 03/06/2020 |
| Hal Mintz | USA | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 03/06/2020 |
| Sabby Management, LLC | Delaware USA | 0 | 2792683 | 0 | 2792683 | 2792683 | 8.71 % | 03/06/2020 |
| Morgan Stanley | Delaware. | 0 | 191938 | 0 | 191938 | 191938 | 0.8 % | 07/05/2020 |
| Morgan Stanley Capital Services LLC | Delaware. | 0 | 191938 | 0 | 191938 | 191938 | 0.8 % | 07/05/2020 |
| Morgan Stanley Capital Services LLC | Delaware. | 0 | 1253847 | 0 | 1253847 | 1253847 | 5.1 % | 30/03/2020 |
| Morgan Stanley | Delaware. | 0 | 1253847 | 0 | 1253847 | 1253847 | 5.1 % | 30/03/2020 |
| Laurence W. Lytton | USA | 702800 | 87300 | 702800 | 87300 | 790100 | 3.4 % | 14/02/2020 |
| Select Biotechnology Portfolio | Massachusetts | 1475883 | 0 | 0 | 0 | 1475883 | 6.289 % | 07/02/2020 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1475883 | 0 | 1475883 | 6.289 % | 07/02/2020 |
| FMR LLC | Delaware | 0 | 0 | 1475883 | 0 | 1475883 | 6.289 % | 07/02/2020 |
| Laurence W. Lytton | USA | 1050028 | 151800 | 1050028 | 151800 | 1201828 | 5.1 % | 12/12/2019 |
| Morgan Stanley Capital Services LLC | Delaware. | 0 | 418076 | 0 | 418076 | 418076 | 1.8 % | 09/12/2019 |
| Morgan Stanley | Delaware. | 0 | 418076 | 0 | 418076 | 418076 | 1.8 % | 09/12/2019 |
| EIN | Delaware, United States of America | 2340136 | 0 | 2340136 | 2340136 | 9.98 % | 01/07/2019 | |
| EIN | Delaware, United States of America | 2340136 | 0 | 2340136 | 2340136 | 9.98 % | 01/07/2019 | |
| Morgan Stanley Capital Services LLC | Delaware. | 0 | 1810682 | 0 | 1810682 | 1810682 | 8.7 % | 12/02/2019 |
| Morgan Stanley | Delaware. | 0 | 1828729 | 0 | 1828729 | 1828729 | 8.8 % | 12/02/2019 |
| Pharmstandard International S.A. | Luxembourg | 0 | 873031 | 0 | 873031 | 873031 | 4.2 % | 15/11/2018 |
| Joint Stock Company Pharmstandard | Russian Federation | 0 | 873031 | 0 | 873031 | 873031 | 4.2 % | 15/11/2018 |
| Joint Stock Company Pharmstandard | Russian Federation | 0 | 873031 | 0 | 873031 | 873031 | 4.2 % | 15/11/2018 |
| Pharmstandard International S.A. | Luxembourg | 0 | 873031 | 0 | 873031 | 873031 | 4.2 % | 15/11/2018 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1489783 | 0 | 1489783 | 7.178 % | 10/09/2018 |
| FMR LLC | Delaware | 0 | 0 | 1489783 | 0 | 1489783 | 7.178 % | 10/09/2018 |
| Select Biotechnology Portfolio | Massachusetts | 1489783 | 0 | 0 | 0 | 1489783 | 7.178 % | 10/09/2018 |
| FMR LLC | Delaware | 0 | 0 | 1489783 | 0 | 1489783 | 7.178 % | 10/09/2018 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1489783 | 0 | 1489783 | 7.178 % | 10/09/2018 |
| Select Biotechnology Portfolio | Massachusetts | 1489783 | 0 | 0 | 0 | 1489783 | 7.178 % | 10/09/2018 |
| Morgan Stanley | Delaware. | 0 | 1165580 | 0 | 1164031 | 1165580 | 5.6 % | 11/07/2018 |
| Morgan Stanley Capital Services LLC | Delaware. | 0 | 1137671 | 0 | 1137671 | 1137671 | 5.5 % | 11/07/2018 |
| Bessemer Venture Partners VII Institutional L.P. | Cayman Islands | 316869 | 0 | 316869 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Deer VII & Co. Ltd. | Cayman Islands | 2263365 | 0 | 2263365 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| BVP VII Special Opportunity Fund L.P. | Cayman Islands | 1222219 | 0 | 1222219 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Bessemer Venture Partners VII L.P. | Cayman Islands | 724277 | 0 | 724277 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Bessemer Venture Partners VII Institutional L.P. | Cayman Islands | 316869 | 0 | 316869 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| BVP VII Special Opportunity Fund L.P. | Cayman Islands | 1222219 | 0 | 1222219 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Bessemer Venture Partners VII L.P. | Cayman Islands | 724277 | 0 | 724277 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Deer VII & Co. L.P. | Cayman Islands | 2263365 | 0 | 2263365 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Deer VII & Co. L.P. | Cayman Islands | 2263365 | 0 | 2263365 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| Deer VII & Co. Ltd. | Cayman Islands | 2263365 | 0 | 2263365 | 0 | 2263365 | 10.95 % | 14/02/2018 |
| FMR LLC | Delaware | 0 | 0 | 2631252 | 0 | 2631252 | 12.729 % | 13/02/2018 |
| Select Biotechnology Portfolio | Massachusetts | 2051958 | 0 | 0 | 0 | 2051958 | 9.927 % | 13/02/2018 |
| Abigail P. Johnson | United States of America | 0 | 0 | 2631252 | 0 | 2631252 | 12.729 % | 13/02/2018 |
| Select Biotechnology Portfolio | Massachusetts | 2051958 | 0 | 0 | 0 | 2051958 | 9.927 % | 13/02/2018 |
| FMR LLC | Delaware | 0 | 0 | 2631252 | 0 | 2631252 | 12.729 % | 13/02/2018 |
| Abigail P. Johnson | United States of America | 0 | 0 | 2631252 | 0 | 2631252 | 12.729 % | 13/02/2018 |
| Abigail P. Johnson | United States of America | 0 | 0 | 2644377 | 0 | 2644377 | 12.823 % | 11/12/2017 |
| FMR LLC | Delaware | 0 | 0 | 2644377 | 0 | 2644377 | 12.823 % | 11/12/2017 |
| Select Biotechnology Portfolio | Massachusetts | 2062183 | 0 | 0 | 0 | 2062183 | 9.999 % | 11/12/2017 |
| Select Biotechnology Portfolio | Massachusetts | 2062183 | 0 | 0 | 0 | 2062183 | 9.999 % | 11/12/2017 |
| FMR LLC | Delaware | 0 | 0 | 2644377 | 0 | 2644377 | 12.823 % | 11/12/2017 |
| Abigail P. Johnson | United States of America | 0 | 0 | 2644377 | 0 | 2644377 | 12.823 % | 11/12/2017 |
| HBM BioCapital II LP | Jersey, Channel Islands | 1638330 | 0 | 1638330 | 0 | 1638330 | 7.94 % | 16/11/2017 |
| Partner Investment Management, L.P. | Delaware | 0 | 575407 | 0 | 575407 | 575407 | 2.8 % | 13/11/2017 |
| Partner Investment Management GP, LLC | Delaware | 0 | 575407 | 0 | 575407 | 575407 | 2.8 % | 13/11/2017 |
| Brian D. Grossman | U.S. Citizen | 0 | 2039634 | 0 | 2039634 | 2039634 | 9.9 % | 13/11/2017 |
| Christopher M. James | U.S. Citizen | 0 | 2039634 | 0 | 2039634 | 2039634 | 9.9 % | 13/11/2017 |
| Partner Fund Management, L.P. | Delaware | 0 | 1464227 | 0 | 1464227 | 1464227 | 7.1 % | 13/11/2017 |
| Partner Fund Management GP, LLC | Delaware | 0 | 1464227 | 0 | 1464227 | 1464227 | 7.1 % | 13/11/2017 |
| Partner Fund Management, L.P. | Delaware | 0 | 1464227 | 0 | 1464227 | 1464227 | 7.1 % | 13/11/2017 |
| Partner Fund Management GP, LLC | Delaware | 0 | 1464227 | 0 | 1464227 | 1464227 | 7.1 % | 13/11/2017 |
| Partner Investment Management, L.P. | Delaware | 0 | 575407 | 0 | 575407 | 575407 | 2.8 % | 13/11/2017 |
| Partner Investment Management GP, LLC | Delaware | 0 | 575407 | 0 | 575407 | 575407 | 2.8 % | 13/11/2017 |
| Brian D. Grossman | U.S. Citizen | 0 | 2039634 | 0 | 2039634 | 2039634 | 9.9 % | 13/11/2017 |
| Christopher M. James | U.S. Citizen | 0 | 2039634 | 0 | 2039634 | 2039634 | 9.9 % | 13/11/2017 |