APVO

Aptevo Therapeutics Inc. APVO

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Sander Gerber State of Delaware 0 935552 0 0 935552 6.96 % 08/11/2024
Hudson Bay Capital Management LP State of Delaware 0 935552 0 0 935552 6.96 % 08/11/2024
Steven Boyd Delaware 0 1731034 0 0 1731034 9.99 % 14/02/2024
Armistice Capital, LLC Delaware 0 1731034 0 0 1731034 9.99 % 14/02/2024
13-3127734 Delaware 68686 0 68686 0 68686 1.4 % 10/02/2022
26-0385758 Delaware 68686 0 68686 0 68686 1.4 % 10/02/2022
Tang Capital Partners, LP Delaware 0 1760000 0 10 1760000 39.6 % 21/06/2021
Kevin Tang United States 0 1760000 0 10 1760000 39.6 % 21/06/2021
Tang Capital Management, LLC Delaware 0 1760000 0 10 1760000 39.6 % 21/06/2021
Armistice Capital, LLC Delaware 0 0 0 0 0 0 % 16/02/2021
Steven Boyd Delaware 0 0 0 0 0 0 % 16/02/2021
Timothy P. Lynch U.S.A. 18280 0 18280 0 18280 11 % 12/02/2021
Jon M. Plexico U.S.A. 18280 0 18280 0 18280 11 % 12/02/2021
Stonepine Capital, L.P. Delaware 18280 0 18280 0 18280 11 % 12/02/2021
Stonepine Capital Management, LLC California 18280 0 18280 0 18280 11 % 12/02/2021
Roderick Wong OR PLACE OF ORGANIZATION 0 288236 0 288236 288236 6.96 % 12/02/2021
RTW Master Fund, Ltd. OR PLACE OF ORGANIZATION 0 201269 0 201269 201269 4.86 % 12/02/2021
RTW Investments, LP OR PLACE OF ORGANIZATION 0 288236 0 288236 288236 6.96 % 12/02/2021
13-3127734 Delaware 237732 0 254423 0 254423 5.81 % 10/02/2021
26-0385758 Delaware 237732 0 254423 0 254423 5.81 % 10/02/2021
27-4413262 Maryland 47701 0 122165 0 122165 2.95 % 27/11/2020
Identification Nos. of above persons (. States 47701 0 122165 0 122165 2.95 % 27/11/2020
Kevin Tang United States 0 1760000 0 10 1760000 42.5 % 18/11/2020
Tang Capital Management, LLC Delaware 0 1760000 0 10 1760000 42.5 % 18/11/2020
Tang Capital Partners, LP Delaware 0 1760000 0 10 1760000 42.5 % 18/11/2020
Roderick Wong Delaware 0 290000 0 290000 290000 8.97 % 16/11/2020
RTW Investments, LP Delaware 0 290000 0 290000 290000 8.97 % 16/11/2020
RTW Master Fund, Ltd. Delaware 0 201269 0 201269 201269 6.23 % 16/11/2020
Kevin Tang United States 0 1760000 0 10 1760000 54.4 % 06/11/2020
Tang Capital Partners, LP Delaware 0 1760000 0 10 1760000 54.4 % 06/11/2020
Tang Capital Management, LLC Delaware 0 1760000 0 10 1760000 54.4 % 06/11/2020
27-4413262 Maryland 1938865 0 3188865 0 3188865 7.04 % 11/03/2020
Identification Nos. of above persons (. States 1938865 0 3188865 0 3188865 7.04 % 11/03/2020
Identification Nos. of above persons (. States 883887 0 2133887 0 2133887 4.97 % 14/02/2020
27-4413262 Maryland 883887 0 2133887 0 2133887 4.97 % 14/02/2020
Armistice Capital Master Fund Ltd. 0 5025437 0 5025437 5025437 9.99 % 14/02/2020
Armistice Capital, LLC 0 5025437 0 5025437 5025437 9.99 % 14/02/2020
Steven Boyd 0 5025437 0 5025437 5025437 9.99 % 14/02/2020
Timothy P. Lynch U.S.A. 4561605 0 4561605 0 4561605 11 % 13/02/2020
Stonepine Capital Management, LLC California 4561605 0 4561605 0 4561605 11 % 13/02/2020
Jon M. Plexico U.S.A. 4561605 0 4561605 0 4561605 11 % 13/02/2020
Stonepine Capital, L.P. Delaware 4561605 0 4561605 0 4561605 11 % 13/02/2020
(. Delaware Limited Partnership 0 0 0 0 0 0 % 12/02/2020
Armistice Capital Master Fund Ltd. Delaware 0 4765835 0 4765835 4765835 9.99 % 20/03/2019
Armistice Capital, LLC Delaware 0 4765835 0 4765835 4765835 9.99 % 20/03/2019
Steven Boyd Delaware 0 4765835 0 4765835 4765835 9.99 % 20/03/2019
Identification Nos. of above persons (. States 1950000 0 3200000 0 3200000 7.45 % 20/03/2019
27-4413262 Maryland 1950000 0 3200000 0 3200000 7.45 % 20/03/2019
Stonepine Capital, L.P. Delaware 4273862 0 4273862 0 4273862 11 % 18/03/2019
Stonepine Capital Management, LLC California 4273862 0 4273862 0 4273862 11 % 18/03/2019
Jon M. Plexico U.S.A. 4273862 0 4273862 0 4273862 11 % 18/03/2019
Timothy P. Lynch U.S.A. 4273862 0 4273862 0 4273862 11 % 18/03/2019
Cubist Systematic Strategies, LLC Delaware 0 100 0 100 100 4 % 12/03/2019
Steven A. Cohen Delaware 0 3200100 0 3200100 3200100 4 % 12/03/2019
Point72 Asset Management, L.P. Delaware 0 3200000 0 3200000 3200000 4 % 12/03/2019
Point72 Capital Advisors, Inc. Delaware 0 3200000 0 3200000 3200000 4 % 12/03/2019
13-3127734 Delaware 1163326 0 1163326 330200 1493526 6.55 % 12/02/2019
26-0385758 Delaware 1163326 0 1163326 330200 1493526 6.55 % 12/02/2019
John Petry Cayman Islands 1628053 0 1628053 0 1628053 7.6 % 14/02/2018
Sessa Capital IM GP, LLC Cayman Islands 1628053 0 1628053 0 1628053 7.6 % 14/02/2018
Sessa Capital IM, L.P. Cayman Islands 1628053 0 1628053 0 1628053 7.6 % 14/02/2018
Sessa Capital GP, LLC Cayman Islands 1628053 0 1628053 0 1628053 7.6 % 14/02/2018
Sessa Capital (Master), L.P. Cayman Islands 1628053 0 1628053 0 1628053 7.6 % 14/02/2018
(1) BlackRock, Inc. Delaware 318572 0 457272 0 457272 2.2 % 10/07/2017
(1) BlackRock, Inc. Delaware 998423 0 1160479 0 1160479 5.7 % 30/01/2017
l.l.c. Maryland 2172125 0 2172125 0 2172125 10.7 % 02/08/2016
Fuad El-Hibri citizenship or place of organization 1586613 0 1586613 10 1586613 7.8 % 02/08/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Steve Cohen 2019-06-24 2019-07-03 Sale (Full) $470.99 TN09