AQMS

Aqua Metals, Inc. AQMS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Alex Cushner California 494400 4507347 494400 4507347 5001747 6.38 % 15/02/2023
Alex Cushner California 494400 4507347 494400 4507347 5001747 6.38 % 15/02/2023
Robert W. Baird & Co. Incorporated Wisconsin 4598878 0 0 4598878 4598878 5.9 % 09/02/2023
Robert W. Baird & Co. Incorporated Wisconsin 4598878 0 0 4598878 4598878 5.9 % 09/02/2023
DAVID L. KANEN USA 160625 2351115 160625 2351115 2511740 4.1 % 25/01/2021
PHILOTIMO FUND, LP DELAWARE 0 761475 0 761475 761475 1.2 % 25/01/2021
KANEN WEALTH MANAGEMENT, LLC FLORIDA 0 2351115 0 2351115 2351115 3.8 % 25/01/2021
KANEN WEALTH MANAGEMENT, LLC FLORIDA 0 2351115 0 2351115 2351115 3.8 % 25/01/2021
PHILOTIMO FUND, LP DELAWARE 0 761475 0 761475 761475 1.2 % 25/01/2021
DAVID L. KANEN USA 160625 2351115 160625 2351115 2511740 4.1 % 25/01/2021
PHILOTIMO FUND, LP DELAWARE 0 1024062 0 1024062 1024062 1.7 % 21/10/2020
DAVID L. KANEN USA 326028 3014166 326028 3014166 3340194 5.5 % 21/10/2020
PHILOTIMO FUND, LP DELAWARE 0 1024062 0 1024062 1024062 1.7 % 21/10/2020
KANEN WEALTH MANAGEMENT, LLC FLORIDA 0 3014166 0 3014166 3014166 4.9 % 21/10/2020
DAVID L. KANEN USA 326028 3014166 326028 3014166 3340194 5.5 % 21/10/2020
KANEN WEALTH MANAGEMENT, LLC FLORIDA 0 3014166 0 3014166 3014166 4.9 % 21/10/2020
AWM Investment Company, Inc. Delaware, United States 1961824 0 1961824 0 1961824 3.3 % 10/06/2020
AWM Investment Company, Inc. Delaware, United States 1961824 0 1961824 0 1961824 3.3 % 10/06/2020
AWM Investment Company, Inc. Delaware, United States 1101467 0 1101467 0 1101467 3.8 % 10/04/2018
AWM Investment Company, Inc. Delaware, United States 1101467 0 1101467 0 1101467 3.8 % 10/04/2018
Longboard Capital Advisors, LLC Longboard Capital Advisors, LLC – Delaware 865461 0 865461 0 865461 4.84 % 17/02/2017
AWM Investment Company, Inc. Delaware United States 1457524 0 1457524 0 1457524 8.2 % 10/02/2017
Trust California 0 0 0 4 0 % 04/01/2017
Jeffrey L Feinberg California 0 0 0 4 0 % 04/01/2017
Longboard Capital Advisors, LLC (EIN Brett Conrad Longboard Capital Advisors, LLC – Delaware 910645 0 910645 0 910645 5.1 % 21/11/2016
Trust California 0 1156102 0 1156102 1156102 8.18 % 31/05/2016
Jeffrey L Feinberg California 0 1156102 0 1156102 1156102 8.18 % 31/05/2016
Stephen R. Clarke United States of America 1003637 732559 1003637 732559 1003637 12.3 % 16/02/2016
AIC Nevada, Inc. ID 732559 5.2 % 16/02/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District